0001725547-22-000092.txt : 20220512 0001725547-22-000092.hdr.sgml : 20220512 20220512094357 ACCESSION NUMBER: 0001725547-22-000092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonora Investment Management Group, LLC CENTRAL INDEX KEY: 0001907552 IRS NUMBER: 870974250 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21792 FILM NUMBER: 22916096 BUSINESS ADDRESS: STREET 1: 2343 E. BROADWAY BLVD, SUITE 116 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: 520-624-4554 MAIL ADDRESS: STREET 1: 2343 E. BROADWAY BLVD, SUITE 116 CITY: TUCSON STATE: AZ ZIP: 85719 13F-HR 1 primary_doc.xml 13F-HR LIVE false false 0001907552 XXXXXXXX 03-31-2022 03-31-2022 false Sonora Investment Management Group, LLC
2343 E. BROADWAY BLVD, SUITE 116 TUCSON AZ 85719
13F HOLDINGS REPORT 028-21792 N
Sara S. Alexander Chief Compliance Officer 520-624-4554 Sara S. Alexander Tucson AZ 05-11-2022 0 226 883812 false
INFORMATION TABLE 2 Form13fInfoTable.xml AGNC INVT CORP COM 00123Q104 398 30396 SH SOLE 0 0 30396 AT&T INC COM 00206R102 4740 202292 SH SOLE 0 0 202292 ABBOTT LABS COM 002824100 826 6971 SH SOLE 0 0 6971 ABBVIE INC COM 00287Y109 1115 6877 SH SOLE 0 0 6877 ADOBE SYSTEMS INCORPORATED COM 00724F101 9918 21766 SH SOLE 0 0 21766 AKEBIA THERAPEUTICS INC COM 00972D105 8 11085 SH SOLE 0 0 11085 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 651 13822 SH SOLE 0 0 13822 ALPHABET INC CAP STK CL C 02079K107 27067 9691 SH SOLE 0 0 9691 ALPHABET INC CAP STK CL A 02079K305 6776 2436 SH SOLE 0 0 2436 ALTRIA GROUP INC COM 02209S103 687 13157 SH SOLE 0 0 13157 AMAZON COM INC COM 023135106 9992 3065 SH SOLE 0 0 3065 AMERICAN ELEC PWR CO INC COM 025537101 225 2246 SH SOLE 0 0 2246 AMERICAN TOWER CORP NEW COM 03027X100 1743 6933 SH SOLE 0 0 6933 AMERISOURCEBERGEN CORP COM 03073E105 486 3142 SH SOLE 0 0 3142 AMGEN INC COM 031162100 6576 27190 SH SOLE 0 0 27190 ANALOG DEVICES INC COM 032654105 395 2389 SH SOLE 0 0 2389 ANNALY CAPITAL MANAGEMENT IN COM 035710409 132 18674 SH SOLE 0 0 18674 ANTERO RESOURCES CORP COM 03674X106 1221 39975 SH SOLE 0 0 39975 APPLE INC COM 037833100 51841 296895 SH SOLE 0 0 296895 APPLIED MATLS INC COM 038222105 1021 7744 SH SOLE 0 0 7744 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 115 13700 SH SOLE 0 0 13700 AUTOZONE INC COM 053332102 341 167 SH SOLE 0 0 167 BK OF AMERICA CORP COM 060505104 478 11608 SH SOLE 0 0 11608 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2010 5700 SH SOLE 0 0 5700 BLACKROCK MUNIYIELD QUALITY COM 09254E103 126 10000 SH SOLE 0 0 10000 BLACKSTONE INC COM 09260D107 15723 123868 SH SOLE 0 0 123868 BOEING CO COM 097023105 1309 6829 SH SOLE 0 0 6829 BRIGHTVIEW HLDGS INC COM 10948C107 293 21535 SH SOLE 0 0 21535 BRISTOL-MYERS SQUIBB CO COM 110122108 423 5800 SH SOLE 0 0 5800 BROADCOM INC COM 11135F101 2188 3476 SH SOLE 0 0 3476 CSX CORP COM 126408103 2196 58603 SH SOLE 0 0 58603 CVS HEALTH CORP COM 126650100 4309 42573 SH SOLE 0 0 42573 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 304 23050 SH SOLE 0 0 23050 CATERPILLAR INC COM 149123101 1060 4757 SH SOLE 0 0 4757 CHEVRON CORP NEW COM 166764100 5560 34144 SH SOLE 0 0 34144 CHIMERA INVT CORP COM NEW 16934Q208 324 26900 SH SOLE 0 0 26900 CINCINNATI FINL CORP COM 172062101 3317 24401 SH SOLE 0 0 24401 CISCO SYS INC COM 17275R102 11791 211447 SH SOLE 0 0 211447 CLEVELAND-CLIFFS INC NEW COM 185899101 18326 568958 SH SOLE 0 0 568958 CLOROX CO DEL COM 189054109 2046 14728 SH SOLE 0 0 14728 COCA COLA CO COM 191216100 6475 104418 SH SOLE 0 0 104418 COGNEX CORP COM 192422103 3797 49211 SH SOLE 0 0 49211 COLGATE PALMOLIVE CO COM 194162103 292 3837 SH SOLE 0 0 3837 COMCAST CORP NEW CL A 20030N101 250 5310 SH SOLE 0 0 5310 CONOCOPHILLIPS COM 20825C104 220 2194 SH SOLE 0 0 2194 CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 194 10677 SH SOLE 0 0 10677 CORNING INC COM 219350105 3820 103531 SH SOLE 0 0 103531 COSTCO WHSL CORP NEW COM 22160K105 16778 29135 SH SOLE 0 0 29135 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 196 90000 SH SOLE 0 0 90000 CROWN CASTLE INTL CORP NEW COM 22822V101 273 1471 SH SOLE 0 0 1471 CUMMINS INC COM 231021106 374 1824 SH SOLE 0 0 1824 DTE ENERGY CO UNIT 11/01/2022S 233331842 10604 199012 SH SOLE 0 0 199012 DIAGEO PLC SPON ADR NEW 25243Q205 341 1674 SH SOLE 0 0 1674 DISNEY WALT CO COM 254687106 7247 52842 SH SOLE 0 0 52842 DOLLAR GEN CORP NEW COM 256677105 1239 5563 SH SOLE 0 0 5563 DOVER CORP COM 260003108 434 2763 SH SOLE 0 0 2763 DUKE ENERGY CORP NEW COM NEW 26441C204 213 1909 SH SOLE 0 0 1909 EMERSON ELEC CO COM 291011104 9558 97460 SH SOLE 0 0 97460 ENBRIDGE INC COM 29250N105 302 6554 SH SOLE 0 0 6554 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1037 92633 SH SOLE 0 0 92633 ENTERPRISE PRODS PARTNERS L COM 293792107 855 33105 SH SOLE 0 0 33105 EVERGY INC COM 30034W106 8241 120578 SH SOLE 0 0 120578 EXELIXIS INC COM 30161Q104 769 33945 SH SOLE 0 0 33945 EXP WORLD HLDGS INC COM 30212W100 1559 73647 SH SOLE 0 0 73647 EXTRA SPACE STORAGE INC COM 30225T102 252 1224 SH SOLE 0 0 1224 EXXON MOBIL CORP COM 30231G102 4608 55778 SH SOLE 0 0 55778 META PLATFORMS INC CL A 30303M102 7351 33067 SH SOLE 0 0 33067 FEDEX CORP COM 31428X106 1109 4792 SH SOLE 0 0 4792 FIDELITY NATL INFORMATION SV COM 31620M106 478 4756 SH SOLE 0 0 4756 FIFTH THIRD BANCORP COM 316773100 1771 41111 SH SOLE 0 0 41111 FORD MTR CO DEL COM 345370860 346 20498 SH SOLE 0 0 20498 FUBOTV INC COM 35953D104 224 34075 SH SOLE 0 0 34075 GABELLI UTIL TR COM 36240A101 86 12015 SH SOLE 0 0 12015 GABELLI UTIL TR RIGHT 04/19/2022 36240A176 2 12026 SH SOLE 0 0 12026 GALLAGHER ARTHUR J & CO COM 363576109 15090 86440 SH SOLE 0 0 86440 GENERAL ELECTRIC CO COM NEW 369604301 216 2367 SH SOLE 0 0 2367 GENERAL MLS INC COM 370334104 6681 98653 SH SOLE 0 0 98653 GILEAD SCIENCES INC COM 375558103 217 3661 SH SOLE 0 0 3661 GLOBAL NET LEASE INC COM NEW 379378201 4095 260306 SH SOLE 0 0 260306 GOLDMAN SACHS GROUP INC COM 38141G104 217 836 SH SOLE 0 0 836 GRAFTECH INTL LTD COM 384313508 4430 460505 SH SOLE 0 0 460505 HANESBRANDS INC COM 410345102 2993 200960 SH SOLE 0 0 200960 HEALTHCARE RLTY TR COM 421946104 525 19125 SH SOLE 0 0 19125 HOME DEPOT INC COM 437076102 12936 43219 SH SOLE 0 0 43219 HONEYWELL INTL INC COM 438516106 7972 40970 SH SOLE 0 0 40970 HUNTSMAN CORP COM 447011107 1503 40059 SH SOLE 0 0 40059 IPG PHOTONICS CORP COM 44980X109 254 2308 SH SOLE 0 0 2308 ILLINOIS TOOL WKS INC COM 452308109 6964 33268 SH SOLE 0 0 33268 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 3261 143835 SH SOLE 0 0 143835 INTEL CORP COM 458140100 3976 80219 SH SOLE 0 0 80219 INTERNATIONAL BUSINESS MACHS COM 459200101 4874 37496 SH SOLE 0 0 37496 INVESCO QQQ TR UNIT SER 1 46090E103 609 1680 SH SOLE 0 0 1680 INTRA-CELLULAR THERAPIES INC COM 46116X101 5542 90544 SH SOLE 0 0 90544 INTUIT COM 461202103 299 620 SH SOLE 0 0 620 INTUITIVE SURGICAL INC COM NEW 46120E602 315 1043 SH SOLE 0 0 1043 INVESCO MORTGAGE CAPITAL INC COM 46131B100 58 25374 SH SOLE 0 0 25374 INVESCO TR INVT GRADE MUNS COM 46131M106 166 14328 SH SOLE 0 0 14328 INVESCO ADVANTAGE MUN INCOME SH BEN INT 46132E103 142 13603 SH SOLE 0 0 13603 IONIS PHARMACEUTICALS INC COM 462222100 5825 157261 SH SOLE 0 0 157261 IRON MTN INC NEW COM 46284V101 5341 96404 SH SOLE 0 0 96404 ISHARES TR CORE S&P500 ETF 464287200 659 1452 SH SOLE 0 0 1452 ISHARES TR S&P 500 GRWT ETF 464287309 203 2664 SH SOLE 0 0 2664 ISHARES TR RUSSELL 2000 ETF 464287655 351 1710 SH SOLE 0 0 1710 JPMORGAN CHASE & CO COM 46625H100 11811 86639 SH SOLE 0 0 86639 JOHNSON & JOHNSON COM 478160104 14694 82912 SH SOLE 0 0 82912 KLA CORP COM NEW 482480100 9751 26640 SH SOLE 0 0 26640 KAYNE ANDERSON ENERGY INFRST COM 486606106 603 65429 SH SOLE 0 0 65429 KIMBERLY-CLARK CORP COM 494368103 8947 72658 SH SOLE 0 0 72658 KINDER MORGAN INC DEL COM 49456B101 4263 225484 SH SOLE 0 0 225484 LAUDER ESTEE COS INC CL A 518439104 223 818 SH SOLE 0 0 818 LEGGETT & PLATT INC COM 524660107 5299 152276 SH SOLE 0 0 152276 LILLY ELI & CO COM 532457108 663 2313 SH SOLE 0 0 2313 LOCKHEED MARTIN CORP COM 539830109 13720 31086 SH SOLE 0 0 31086 LOWES COS INC COM 548661107 333 1644 SH SOLE 0 0 1644 MGM RESORTS INTERNATIONAL COM 552953101 5777 137747 SH SOLE 0 0 137747 MGM GROWTH PPTYS LLC CL A COM 55303A105 12415 320808 SH SOLE 0 0 320808 MPLX LP COM UNIT REP LTD 55336V100 388 11717 SH SOLE 0 0 11717 MACERICH CO COM 554382101 3077 196685 SH SOLE 0 0 196685 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 411 8366 SH SOLE 0 0 8366 MASTERCARD INCORPORATED CL A 57636Q104 590 1650 SH SOLE 0 0 1650 MCDONALDS CORP COM 580135101 8458 34210 SH SOLE 0 0 34210 MEDICAL PPTYS TRUST INC COM 58463J304 1231 58223 SH SOLE 0 0 58223 MERCK & CO INC COM 58933Y105 11820 144045 SH SOLE 0 0 144045 MERITAGE HOMES CORP COM 59001A102 881 11125 SH SOLE 0 0 11125 MICROSOFT CORP COM 594918104 40729 132105 SH SOLE 0 0 132105 MONDELEZ INTL INC CL A 609207105 282 4505 SH SOLE 0 0 4505 NETFLIX INC COM 64110L106 203 545 SH SOLE 0 0 545 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 230 20887 SH SOLE 0 0 20887 NEXSTAR MEDIA GROUP INC CL A 65336K103 245 1300 SH SOLE 0 0 1300 NEXTERA ENERGY INC COM 65339F101 473 5579 SH SOLE 0 0 5579 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 9339 179099 SH SOLE 0 0 179099 NIKE INC CL B 654106103 5696 42323 SH SOLE 0 0 42323 NORDSTROM INC COM 655664100 250 9200 SH SOLE 0 0 9200 NORFOLK SOUTHN CORP COM 655844108 286 1001 SH SOLE 0 0 1001 NVIDIA CORPORATION COM 67066G104 1840 6742 SH SOLE 0 0 6742 NUVEEN QUALITY MUNCP INCOME COM 67066V101 145 10860 SH SOLE 0 0 10860 OCCIDENTAL PETE CORP COM 674599105 232 4092 SH SOLE 0 0 4092 ONTO INNOVATION INC COM 683344105 383 4411 SH SOLE 0 0 4411 ORACLE CORP COM 68389X105 12111 146395 SH SOLE 0 0 146395 ORGANON & CO COMMON STOCK 68622V106 389 11151 SH SOLE 0 0 11151 PNC FINL SVCS GROUP INC COM 693475105 7907 42862 SH SOLE 0 0 42862 PAYCHEX INC COM 704326107 8007 58671 SH SOLE 0 0 58671 PEPSICO INC COM 713448108 12910 77144 SH SOLE 0 0 77144 PFIZER INC COM 717081103 15180 293233 SH SOLE 0 0 293233 PHILIP MORRIS INTL INC COM 718172109 816 8682 SH SOLE 0 0 8682 PHILLIPS 66 COM 718546104 1535 17756 SH SOLE 0 0 17756 PHYSICIANS RLTY TR COM 71943U104 375 21380 SH SOLE 0 0 21380 PIMCO INCOME STRATEGY FD COM 72201H108 608 59561 SH SOLE 0 0 59561 PIMCO INCOME STRATEGY FD II COM 72201J104 579 66760 SH SOLE 0 0 66760 PINNACLE WEST CAP CORP COM 723484101 1202 15401 SH SOLE 0 0 15401 PLUG POWER INC COM NEW 72919P202 1937 67675 SH SOLE 0 0 67675 PREFERRED APT CMNTYS INC COM 74039L103 615 24650 SH SOLE 0 0 24650 PROCTER AND GAMBLE CO COM 742718109 13044 85363 SH SOLE 0 0 85363 PROLOGIS INC. COM 74340W103 543 3366 SH SOLE 0 0 3366 PROTERRA INC COM 74374T109 1675 222768 SH SOLE 0 0 222768 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 117 10000 SH SOLE 0 0 10000 QUALCOMM INC COM 747525103 23984 156944 SH SOLE 0 0 156944 RPM INTL INC COM 749685103 5210 63977 SH SOLE 0 0 63977 RAYTHEON TECHNOLOGIES CORP COM 75513E101 10898 109986 SH SOLE 0 0 109986 REALTY INCOME CORP COM 756109104 357 5156 SH SOLE 0 0 5156 REPUBLIC SVCS INC COM 760759100 15687 118382 SH SOLE 0 0 118382 SHELL PLC SPON ADS 780259305 313 5706 SH SOLE 0 0 5706 SPDR S&P 500 ETF TR TR UNIT 78462F103 1857 4112 SH SOLE 0 0 4112 SPDR GOLD TR GOLD SHS 78463V107 276 1522 SH SOLE 0 0 1522 SALESFORCE COM INC COM 79466L302 577 2715 SH SOLE 0 0 2715 SCHLUMBERGER LTD COM STK 806857108 204 4935 SH SOLE 0 0 4935 SCHWAB CHARLES CORP COM 808513105 348 4135 SH SOLE 0 0 4135 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 200 2539 SH SOLE 0 0 2539 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 260 6794 SH SOLE 0 0 6794 SERVICE PPTYS TR COM SH BEN INT 81761L102 97 11025 SH SOLE 0 0 11025 SHOE CARNIVAL INC COM 824889109 1132 38785 SH SOLE 0 0 38785 SONOCO PRODS CO COM 835495102 5001 79930 SH SOLE 0 0 79930 SOUTHERN CO COM 842587107 236 3253 SH SOLE 0 0 3253 SOUTHWEST AIRLS CO COM 844741108 6044 131986 SH SOLE 0 0 131986 SPECTRUM PHARMACEUTICALS INC COM 84763A108 106 82000 SH SOLE 0 0 82000 SPROTT PHYSICAL GOLD TR UNIT 85207H104 172 11135 SH SOLE 0 0 11135 STANDARD LITHIUM LTD COM 853606101 185 21000 SH SOLE 0 0 21000 STARBUCKS CORP COM 855244109 8277 90986 SH SOLE 0 0 90986 STARWOOD PPTY TR INC COM 85571B105 916 37900 SH SOLE 0 0 37900 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1251 11997 SH SOLE 0 0 11997 TARGET CORP COM 87612E106 1490 7025 SH SOLE 0 0 7025 TECK RESOURCES LTD CL B 878742204 3885 96197 SH SOLE 0 0 96197 TESLA INC COM 88160R101 1793 1664 SH SOLE 0 0 1664 TEXAS INSTRS INC COM 882508104 12034 65593 SH SOLE 0 0 65593 TEXAS ROADHOUSE INC COM 882681109 2006 23955 SH SOLE 0 0 23955 THERMO FISHER SCIENTIFIC INC COM 883556102 206 348 SH SOLE 0 0 348 3M CO COM 88579Y101 5656 37989 SH SOLE 0 0 37989 TRAVELERS COMPANIES INC COM 89417E109 215 1175 SH SOLE 0 0 1175 TRUIST FINL CORP COM 89832Q109 10839 191147 SH SOLE 0 0 191147 TWO HBRS INVT CORP COM NEW 90187B408 224 40516 SH SOLE 0 0 40516 UGI CORP NEW COM 902681105 232 6405 SH SOLE 0 0 6405 US BANCORP DEL COM NEW 902973304 9754 183524 SH SOLE 0 0 183524 UNION PAC CORP COM 907818108 14851 54360 SH SOLE 0 0 54360 UNITED RENTALS INC COM 911363109 240 675 SH SOLE 0 0 675 UNITEDHEALTH GROUP INC COM 91324P102 8380 16434 SH SOLE 0 0 16434 UNITI GROUP INC COM 91325V108 217 15735 SH SOLE 0 0 15735 UR-ENERGY INC COM 91688R108 32 20000 SH SOLE 0 0 20000 VALERO ENERGY CORP COM 91913Y100 14979 147533 SH SOLE 0 0 147533 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 204 3546 SH SOLE 0 0 3546 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 313 1933 SH SOLE 0 0 1933 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 206 2590 SH SOLE 0 0 2590 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 224 1501 SH SOLE 0 0 1501 VANGUARD INDEX FDS GROWTH ETF 922908736 792 2754 SH SOLE 0 0 2754 VANGUARD INDEX FDS TOTAL STK MKT 922908769 344 1512 SH SOLE 0 0 1512 VERIZON COMMUNICATIONS INC COM 92343V104 8234 161624 SH SOLE 0 0 161624 VICI PPTYS INC COM 925652109 442 15565 SH SOLE 0 0 15565 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 237 8000 SH SOLE 0 0 8000 VISA INC COM CL A 92826C839 8676 39124 SH SOLE 0 0 39124 VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 407 94060 SH SOLE 0 0 94060 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 431 85615 SH SOLE 0 0 85615 VIRTUS DIVIDEND INTEREST & P COM 92840R101 281 19500 SH SOLE 0 0 19500 WP CAREY INC COM 92936U109 4555 56343 SH SOLE 0 0 56343 WALMART INC COM 931142103 13875 93174 SH SOLE 0 0 93174 WASTE MGMT INC DEL COM 94106L109 1818 11466 SH SOLE 0 0 11466 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 451 57123 SH SOLE 0 0 57123 WEST PHARMACEUTICAL SVSC INC COM 955306105 899 2190 SH SOLE 0 0 2190 WESTERN ASSET HIGH INCOME FD COM 95766J102 347 57703 SH SOLE 0 0 57703 WESTERN ASSET HIGH YIELD DEF COM 95768B107 255 18390 SH SOLE 0 0 18390 WEYERHAEUSER CO MTN BE COM NEW 962166104 1217 32138 SH SOLE 0 0 32138 WHEATON PRECIOUS METALS CORP COM 962879102 2929 61540 SH SOLE 0 0 61540 WORKIVA INC COM CL A 98139A105 427 3619 SH SOLE 0 0 3619 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8134 24118 SH SOLE 0 0 24118 EATON CORP PLC SHS G29183103 396 2617 SH SOLE 0 0 2617 MEDTRONIC PLC SHS G5960L103 6978 62897 SH SOLE 0 0 62897 PAGSEGURO DIGITAL LTD COM CL A G68707101 1040 51888 SH SOLE 0 0 51888 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 8775 85357 SH SOLE 0 0 85357