CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

0001907254-22-000002.txt : 20220516 0001907254-22-000002.hdr.sgml : 20220516 20220516110420 ACCESSION NUMBER: 0001907254-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTH EFFECTS LLC CENTRAL INDEX KEY: 0001907254 IRS NUMBER: 871225689 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21668 FILM NUMBER: 22926564 BUSINESS ADDRESS: STREET 1: 256 FRANKLIN STREET STREET 2: SUITE 1702 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-465-2560 MAIL ADDRESS: STREET 1: 256 FRANKLIN STREET STREET 2: SUITE 1702 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001907254 XXXXXXXX 03-31-2022 03-31-2022 WEALTH EFFECTS LLC

256 FRANKLIN STREET SUITE 1702 BOSTON MA 02110

13F HOLDINGS REPORT 028-21668 N WILLIAM A. LIBERTI CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 617-465-2560 WILLIAM A. LIBERTI BOSTON MA 05-16-2022 0 204 214246 false INFORMATION TABLE 2 13FWealthEffectsQ12022.xml AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 16237 2377290 SH SOLE 0 0 2377290 LIPOCINE INC NEW COM 53630X104 2042 1490834 SH SOLE 0 0 1490834 BEYOND AIR INC COM 08862L103 1967 294409 SH SOLE 0 0 294409 3-D SYS CORP DEL COM NEW 88554D205 4441 266275 SH SOLE 0 0 266275 PITNEY BOWES INC COM 724479100 890 171074 SH SOLE 0 0 171074 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 6909 150220 SH SOLE 0 0 150220 APPLE INC COM 037833100 18831 107843 SH SOLE 0 0 107843 FASTLY INC CL A 31188V100 1701 97860 SH SOLE 0 0 97860 SCYNEXIS INC COM NEW 811292200 360 92050 SH SOLE 0 0 92050 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1918 91480 SH SOLE 0 0 91480 PIERIS PHARMACEUTICALS INC COM 720795103 244 80400 SH SOLE 0 0 80400 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 3922 80125 SH SOLE 0 0 80125 SUNOPTA INC COM 8676EP108 388 77200 SH SOLE 0 0 77200 PFIZER INC COM 717081103 3644 70382 SH SOLE 0 0 70382 EATON VANCE TAX-MANAGED GLOB COM 27829F108 651 67058 SH SOLE 0 0 67058 EATON VANCE TAX-MANAGED DIVE COM 27828N102 881 63096 SH SOLE 0 0 63096 THE TRADE DESK INC COM CL A 88339J105 4074 58825 SH SOLE 0 0 58825 ONDAS HLDGS INC COM NEW 68236H204 399 54725 SH SOLE 0 0 54725 ANNALY CAPITAL MANAGEMENT IN COM 035710409 378 53642 SH SOLE 0 0 53642 DLH HLDGS CORP COM 23335Q100 994 52500 SH SOLE 0 0 52500 BK OF AMERICA CORP COM 060505104 2111 51216 SH SOLE 0 0 51216 NAUTILUS INC COM 63910B102 208 50508 SH SOLE 0 0 50508 PURE CYCLE CORP COM NEW 746228303 561 46650 SH SOLE 0 0 46650 PAGERDUTY INC COM 69553P100 1588 46435 SH SOLE 0 0 46435 PURECYCLE TECHNOLOGIES INC COM 74623V103 358 44750 SH SOLE 0 0 44750 INVITAE CORP COM 46185L103 352 44105 SH SOLE 0 0 44105 PSYCHEMEDICS CORP COM NEW 744375205 276 40001 SH SOLE 0 0 40001 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 619 39619 SH SOLE 0 0 39619 BLACKSTONE GROUP INC COM 09260D107 4584 36109 SH SOLE 0 0 36109 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 1400 32348 SH SOLE 0 0 32348 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 1576 32164 SH SOLE 0 0 32164 JPMORGAN CHASE & CO COM 46625H100 4328 31747 SH SOLE 0 0 31747 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 372 28130 SH SOLE 0 0 28130 NVIDIA CORPORATION COM 67066G104 7650 28036 SH SOLE 0 0 28036 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 298 27500 SH SOLE 0 0 27500 EATON VANCE ENHANCED EQUITY COM 278277108 566 26941 SH SOLE 0 0 26941 KINDER MORGAN INC DEL COM 49456B101 507 26801 SH SOLE 0 0 26801 REGIONS FINANCIAL CORP NEW COM 7591EP100 597 26800 SH SOLE 0 0 26800 BLACKROCK ENERGY & RES TR COM 09250U101 295 25401 SH SOLE 0 0 25401 COMCAST CORP NEW CL A 20030N101 1188 25383 SH SOLE 0 0 25383 VERIZON COMMUNICATIONS INC COM 92343V104 1282 25175 SH SOLE 0 0 25175 IRIDIUM COMMUNICATIONS INC COM 46269C102 954 23650 SH SOLE 0 0 23650 SEACOAST BKG CORP FLA COM NEW 811707801 814 23250 SH SOLE 0 0 23250 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 252 22963 SH SOLE 0 0 22963 INTEL CORP COM 458140100 1133 22865 SH SOLE 0 0 22865 FORD MTR CO DEL COM 345370860 375 22194 SH SOLE 0 0 22194 AT&T INC COM 00206R102 504 21341 SH SOLE 0 0 21341 CVS HEALTH CORP COM 126650100 2104 20786 SH SOLE 0 0 20786 MICROSOFT CORP COM 594918104 6295 20417 SH SOLE 0 0 20417 VIACOMCBS INC CL B 92556H206 764 20211 SH SOLE 0 0 20211 ROKU INC COM CL A 77543R102 2523 20144 SH SOLE 0 0 20144 VIATRIS INC COM 92556V106 212 19474 SH SOLE 0 0 19474 COHEN & STEERS REIT & PFD & COM 19247X100 519 19301 SH SOLE 0 0 19301 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 526 19010 SH SOLE 0 0 19010 GENERAL MLS INC COM 370334104 1263 18654 SH SOLE 0 0 18654 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 238 17820 SH SOLE 0 0 17820 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 208 17000 SH SOLE 0 0 17000 TELADOC HEALTH INC COM 87918A105 1220 16918 SH SOLE 0 0 16918 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 478 16820 SH SOLE 0 0 16820 MERCK & CO. 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