As filed with the Securities and Exchange Commission on February 6, 2024
Registration No. 333-273748
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
AMENDMENT NO. 6
TO
FORM -4
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
_____________________
(Exact name of registrant as specified in its charter)
_____________________
| 6770 | 86-2727441 | ||
(State or other jurisdiction of | (Primary Standard Industrial | (I.R.S. Employer |
1115 Broadway, 12th Floor
New York, NY, 10106
Telephone: (646) 916-5315
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
_____________________
Jiande Chen
Chief Executive Officer
1115 Broadway, 12th Floor
New York, NY, 10106
Telephone: (646) 916-5315
(Name, address, including zip code, and telephone number, including area code, of agent for service)
_____________________
Copies to:
Giovanni Caruso |
Paul Goodman |
___________________________________
Approximate date of commencement of proposed sale of the securities to the public: As soon as practicable after this registration statement becomes effective and upon completion of the merger.
If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company”, and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||||
| ☒ | Smaller reporting company | | |||||
Emerging growth company | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
If applicable, place an ☒ in the box to designate the appropriate rule provision relied upon in conducting this transaction:
Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) ☐
Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
Redwoods Acquisition Corp. is filing this Amendment No. 6 (“Amendment”) to its Registration Statement on Form S-4 (File No. 333-273748) (the ‘‘Registration Statement”) as an exhibits-only filing. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 21(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the exhibits filed herewith. The prospectus is unchanged and therefore has been omitted from this filing.
PART II INFORMATION NOT REQUIRED IN PROSPECTUS
Item 21. Exhibits and Financial Statement Schedules
(a) Exhibits. The following exhibits are filed herewith:
EXHIBIT INDEX
Exhibit No. |
Description |
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2.1 |
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2.2 |
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3.1 |
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3.2 |
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3.3 |
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3.4 |
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4.1 |
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4.2 |
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4.3 |
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4.4 |
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5.1 |
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8.1 |
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10.1 |
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10.2 |
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10.3 |
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10.4 |
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10.5 |
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10.6 |
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10.7 |
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10.8 |
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____________
** Previously filed.
± Certain information has been omitted from this exhibit in reliance upon Item 601(a)(5) of Regulation S-K.
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SIGNATURES AND POWER OF ATTORNEY
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on February 6, 2024.
REDWOODS ACQUISITION CORP. |
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By: |
/s/ Jiande Chen |
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Name: |
Jiande Chen |
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Title: |
Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following person in the capacities and on the dates indicated:
Signature |
Title |
Date |
||
/s/ Jiande Chen |
Chief Executive Officer and Chairman of the Board |
February 6, 2024 |
||
Jiande Chen |
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/s/ Edward Cong Wang |
Chief Financial Officer (Principal Financial and Accounting Officer) |
February 6, 2024 |
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Edward Cong Wang |
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/s/ Raymond J. Gibbs* |
Director |
February 6, 2024 |
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Raymond J. Gibbs |
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/s/ Wei Kwang Ng* |
Director |
February 6, 2024 |
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Wei Kwang Ng |
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/s/ Hong Li* |
Director |
February 6, 2024 |
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Hong Li |
*By: |
/s/ Edward Cong Wang |
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Edward Cong Wang, attorney in fact |
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