Chief Compliance Officer

0001085146-24-001822.txt : 20240416 0001085146-24-001822.hdr.sgml : 20240416 20240415210800 ACCESSION NUMBER: 0001085146-24-001822 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240416 DATE AS OF CHANGE: 20240415 EFFECTIVENESS DATE: 20240416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOCKERMAN FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001906539 ORGANIZATION NAME: IRS NUMBER: 872992325 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22466 FILM NUMBER: 24845947 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-554-3500 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001906539 XXXXXXXX 03-31-2024 03-31-2024 false LOCKERMAN FINANCIAL GROUP, INC.

4695 MACARTHUR COURT SUITE 490 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-22466 N Lisa L Lockerman Chief Compliance Officer 949-544-3500 /s/Lisa L Lockerman Newport Beach CA 04-15-2024 0 129 52287977 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 118183 649 SH DFND 0 0 649 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 93782 515 SH SOLE 0 0 515 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 270010 779 SH DFND 0 0 779 ADOBE INC COM 00724F101 BBG001S5NCQ5 217988 432 SH DFND 0 0 432 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 531878 3524 SH DFND 0 0 3524 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 452365 2971 SH DFND 0 0 2971 AMAZON COM INC COM 023135106 BBG001S5PQL7 679672 3768 SH DFND 0 0 3768 AMERICAN ELEC PWR CO INC COM 025537101 BBG001S5NFD2 329333 3825 SH DFND 0 0 3825 AMGEN INC COM 031162100 BBG001S5NNL6 202152 711 SH DFND 0 0 711 AMGEN INC COM 031162100 BBG001S5NNL6 113728 400 SH SOLE 0 0 400 APPLE INC COM 037833100 BBG001S5N8V8 1193844 6962 SH DFND 0 0 6962 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 213926 10275 SH DFND 0 0 10275 ASML HOLDING N V N Y REGISTRY SHS N07059210 BBG001SCG0R3 291141 300 SH DFND 0 0 300 AT&T INC COM 00206R102 BBG001S5VWH2 195061 11083 SH DFND 0 0 11083 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 218671 520 SH DFND 0 0 520 BROADCOM INC COM 11135F101 BBG00KHY5SY8 315448 238 SH DFND 0 0 238 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 295290 1872 SH DFND 0 0 1872 CINCINNATI FINL CORP COM 172062101 BBG001S5PTM0 254549 2050 SH DFND 0 0 2050 CINTAS CORP COM 172908105 BBG001S7CRG1 298172 434 SH DFND 0 0 434 CISCO SYS INC COM 17275R102 BBG001S6HC62 259982 5209 SH DFND 0 0 5209 CME GROUP INC COM 12572Q105 BBG001S86547 216367 1005 SH DFND 0 0 1005 COCA COLA CO COM 191216100 BBG001S5SMQ8 431503 7053 SH DFND 0 0 7053 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 293052 400 SH DFND 0 0 400 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 432156 13526 SH SOLE 0 0 13526 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 26583 832 SH DFND 0 0 832 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 15829 387 SH DFND 0 0 387 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 263110 6433 SH SOLE 0 0 6433 DISNEY WALT CO COM 254687106 BBG001S5QHF3 419940 3432 SH DFND 0 0 3432 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 234619 2426 SH DFND 0 0 2426 ELI LILLY & CO COM 532457108 BBG001S5STL8 79720 102 SH SOLE 0 0 102 ELI LILLY & CO COM 532457108 BBG001S5STL8 399094 513 SH DFND 0 0 513 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 266537 2350 SH DFND 0 0 2350 EOG RES INC COM 26875P101 BBG001S5ZB93 241746 1891 SH DFND 0 0 1891 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 337910 2907 SH DFND 0 0 2907 FIFTH THIRD BANCORP COM 316773100 BBG001S5R6S2 250089 6721 SH DFND 0 0 6721 FRANKLIN TEMPLETON ETF TR US CORE BOND ETF 35473P553 BBG00Q6LNJQ4 642505 30108 SH DFND 0 0 30108 FRANKLIN TEMPLETON ETF TR US LRG CP MLTFCT 35473P801 BBG00GKQZFP5 297615 5589 SH DFND 0 0 5589 FRANKLIN TEMPLETON ETF TR US TREASURY BOND 35473P488 BBG00V7V3MT2 214019 10445 SH DFND 0 0 10445 GENUINE PARTS CO COM 372460105 BBG001S5RNH7 206832 1335 SH DFND 0 0 1335 HARTFORD FINL SVCS GROUP INC COM 416515104 BBG001S8PXF3 412200 4000 SH DFND 0 0 4000 HCA HEALTHCARE INC COM 40412C101 BBG001T8NTY2 300177 900 SH DFND 0 0 900 HOME DEPOT INC COM 437076102 BBG001S5RTW7 9590 25 SH SOLE 0 0 25 HOME DEPOT INC COM 437076102 BBG001S5RTW7 403931 1053 SH DFND 0 0 1053 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 241947 1267 SH DFND 0 0 1267 ISHARES TR 0-5YR HI YL CP 46434V407 BBG005DW06B7 287128 6748 SH DFND 0 0 6748 ISHARES TR 10-20 YR TRS ETF 464288653 BBG001SSD830 609834 5806 SH DFND 0 0 5806 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 265469 3912 SH DFND 0 0 3912 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1588173 14370 SH DFND 0 0 14370 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 41495 79 SH SOLE 0 0 79 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 536424 1020 SH DFND 0 0 1020 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 305324 3928 SH DFND 0 0 3928 ISHARES TR INTL SEL DIV ETF 464288448 BBG001S7Y5C9 220058 7848 SH DFND 0 0 7848 J P MORGAN EXCHANGE TRADED F BETABUILDERS I 46641Q373 BBG00QRCN9C8 396703 6597 SH DFND 0 0 6597 J P MORGAN EXCHANGE TRADED F BETABUILDERS US 46641Q241 BBG00MSHTH59 1041353 22702 SH DFND 0 0 22702 J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 46641Q878 BBG00DRLJ399 481123 10416 SH DFND 0 0 10416 J P MORGAN EXCHANGE TRADED F BETABUILDRS US 46641Q399 BBG00NKWFC12 1586212 16798 SH DFND 0 0 16798 J P MORGAN EXCHANGE TRADED F GLOBAL SEL EQUIT 46654Q740 BBG01J1LP500 623014 10852 SH DFND 0 0 10852 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 BBG016CBQVP3 566753 9051 SH DFND 0 0 9051 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 BBG016CBQVP3 9016 144 SH SOLE 0 0 144 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 659588 3293 SH DFND 0 0 3293 KLA CORP COM NEW 482480100 BBG001S5SLM4 254280 364 SH DFND 0 0 364 LINDE PLC SHS G54950103 BBG01FND0CH6 259091 558 SH DFND 0 0 558 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 306128 673 SH DFND 0 0 673 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 14613 32 SH SOLE 0 0 32 MARATHON PETE CORP COM 56585A102 BBG001S169P1 310310 1540 SH DFND 0 0 1540 MARSH & MCLENNAN COS INC COM 571748102 BBG001S5T7M4 234406 1138 SH DFND 0 0 1138 MASIMO CORP COM 574795100 BBG001S71GQ6 2114640 14400 SH SOLE 0 0 14400 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 404038 839 SH DFND 0 0 839 MCDONALDS CORP COM 580135101 BBG001S5T110 278003 986 SH DFND 0 0 986 MERCK & CO INC COM 58933Y105 BBG001S5TC52 446255 3382 SH DFND 0 0 3382 METLIFE INC COM 59156R108 BBG001S5T3R8 268797 3627 SH DFND 0 0 3627 MICROSOFT CORP COM 594918104 BBG001S5TD05 111071 264 SH SOLE 0 0 264 MICROSOFT CORP COM 594918104 BBG001S5TD05 1605889 3817 SH DFND 0 0 3817 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 212949 3332 SH DFND 0 0 3332 NNN REIT INC COM 637417106 BBG001S6Z1P5 221778 5189 SH DFND 0 0 5189 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 515517 1077 SH SOLE 0 0 1077 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 171839 359 SH DFND 0 0 359 NOVO-NORDISK A S ADR 670100205 BBG001S5TSK0 316892 2468 SH DFND 0 0 2468 NUSHARES ETF TR ESG HI TLD CRP 67092P854 BBG00QD6KLQ7 393609 18635 SH DFND 0 0 18635 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 BBG00GVX41Y3 278410 10124 SH DFND 0 0 10124 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 BBG00GVWYK25 740181 23823 SH DFND 0 0 23823 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 2213 29 SH SOLE 0 0 29 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 970969 12729 SH DFND 0 0 12729 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 BBG00FJ5HBJ1 5557 143 SH SOLE 0 0 143 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 BBG00FJ5HBJ1 871475 22426 SH DFND 0 0 22426 NUSHARES ETF TR NUVEEN ESG US 67092P870 BBG00HTVKZ20 1277688 58156 SH DFND 0 0 58156 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 637010 705 SH DFND 0 0 705 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 247770 1000 SH DFND 0 0 1000 PARKER-HANNIFIN CORP COM 701094104 BBG001S5V554 273449 492 SH DFND 0 0 492 PEPSICO INC COM 713448108 BBG001S695T1 219463 1254 SH DFND 0 0 1254 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 263500 2876 SH DFND 0 0 2876 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 450082 2774 SH DFND 0 0 2774 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 206558 1273 SH SOLE 0 0 1273 PROLOGIS INC. COM 74340W103 BBG001S5NMN6 571927 4392 SH DFND 0 0 4392 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 BBG001SRXRJ1 787282 21967 SH DFND 0 0 21967 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 BBG001SRXRD7 580600 16043 SH DFND 0 0 16043 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 4567166 8731 SH DFND 0 0 8731 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 232372 2441 SH DFND 0 0 2441 SPDR SER TR PORTFOLIO AGRGTE 78464A649 BBG001STKD11 227192 8987 SH DFND 0 0 8987 SPDR SER TR PORTFOLIO S&P400 78464A847 BBG001SPT9T9 232713 4363 SH DFND 0 0 4363 SPDR SER TR PORTFOLIO S&P500 78464A854 BBG001SPTB87 654249 10633 SH DFND 0 0 10633 SPDR SER TR PORTFOLIO S&P600 78468R853 BBG004T58LZ5 4146 96 SH SOLE 0 0 96 SPDR SER TR PORTFOLIO S&P600 78468R853 BBG004T58LZ5 344894 8013 SH DFND 0 0 8013 SPDR SER TR RUSSELL YIELD 78468R770 BBG00BL38SV1 188956 1739 SH DFND 0 0 1739 SPDR SER TR RUSSELL YIELD 78468R770 BBG00BL38SV1 22874 211 SH SOLE 0 0 211 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 BBG00NS9VV15 724550 14533 SH DFND 0 0 14533 STARBUCKS CORP COM 855244109 BBG001S72KH6 207090 2266 SH DFND 0 0 2266 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 216792 373 SH DFND 0 0 373 TJX COS INC NEW COM 872540109 BBG001S5WQ93 249392 2459 SH DFND 0 0 2459 TRANE TECHNOLOGIES PLC SHS G8994E103 BBG001S5SBV6 283689 945 SH DFND 0 0 945 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 458093 926 SH DFND 0 0 926 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 200212 4479 SH DFND 0 0 4479 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 22848 298 SH SOLE 0 0 298 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 295856 3859 SH DFND 0 0 3859 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 13292 183 SH SOLE 0 0 183 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 620769 8547 SH DFND 0 0 8547 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 44706 93 SH SOLE 0 0 93 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 254782 530 SH DFND 0 0 530 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 15075 58 SH SOLE 0 0 58 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 349046 1343 SH DFND 0 0 1343 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 909991 17984 SH DFND 0 0 17984 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 BBG001T62MF5 11950 262 SH SOLE 0 0 262 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 BBG001T62MF5 245207 5376 SH DFND 0 0 5376 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 8078 161 SH SOLE 0 0 161 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 234946 4683 SH DFND 0 0 4683 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 248488 5922 SH DFND 0 0 5922 VERTEX PHARMACEUTICALS INC COM 92532F100 BBG001S68LJ8 223218 534 SH DFND 0 0 534 VISA INC COM CL A 92826C839 BBG001SRCFY3 436203 1563 SH DFND 0 0 1563 WALMART INC COM 931142103 BBG001S5XH92 314990 5235 SH DFND 0 0 5235