The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG001SCXK90 | 226,955 | 739 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 739 | |
| ADOBE INC | COM | 00724F101 | BBG001S5NCQ5 | 208,040 | 408 | SH | DFND | ASSETMARK,GOLDMAN SACHS | 0 | 0 | 408 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 453,954 | 3,469 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 3,469 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 395,550 | 3,000 | SH | DFND | ASSETMARK,GOLDMAN SACHS | 0 | 0 | 3,000 | |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 467,294 | 3,676 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 3,676 | |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | BBG001S5NFD2 | 282,978 | 3,762 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,762 | |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 1,190,766 | 6,955 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 6,955 | |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 200,055 | 10,275 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 10,275 | |
| AT&T INC | COM | 00206R102 | BBG001S5VWH2 | 160,970 | 10,717 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 10,717 | |
| BECTON DICKINSON & CO | COM | 075887109 | BBG001S5P374 | 206,049 | 797 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 797 | |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 299,638 | 1,777 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,777 | |
| CINCINNATI FINL CORP | COM | 172062101 | BBG001S5PTM0 | 209,695 | 2,050 | SH | DFND | ASSETMARK | 0 | 0 | 2,050 | |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 292,562 | 5,442 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 5,442 | |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 409,382 | 7,313 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 7,313 | |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 269,765 | 6,084 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 6,084 | |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 225,984 | 400 | SH | DFND | ASSETMARK | 0 | 0 | 400 | |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 250,581 | 1,010 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,010 | |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 21,799 | 832 | SH | DFND | SYMMETRY | 0 | 0 | 832 | |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 354,382 | 13,526 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 13,526 | |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 13,166 | 387 | SH | DFND | SYMMETRY | 0 | 0 | 387 | |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 218,851 | 6,433 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 6,433 | |
| ELI LILLY & CO | COM | 532457108 | BBG001S5STL8 | 294,885 | 549 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 549 | |
| ELI LILLY & CO | COM | 532457108 | BBG001S5STL8 | 54,845 | 102 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 102 | |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 18,639 | 193 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 193 | |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 236,694 | 2,451 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 2,451 | |
| EOG RES INC | COM | 26875P101 | BBG001S5ZB93 | 235,774 | 1,860 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,860 | |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 289,130 | 2,459 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 2,459 | |
| FRANKLIN TEMPLETON ETF TR | US CORE BOND ETF | 35473P553 | BBG00Q6LNJQ4 | 665,550 | 32,450 | SH | DFND | FRANKLINTEMPLETON | 0 | 0 | 32,450 | |
| FRANKLIN TEMPLETON ETF TR | US LRG CP MLTFCT | 35473P801 | BBG00GKQZFP5 | 236,972 | 5,502 | SH | DFND | FRANKLINTEMPLETON | 0 | 0 | 5,502 | |
| FRANKLIN TEMPLETON ETF TR | US TREASURY BOND | 35473P488 | BBG00V7V3MT2 | 222,534 | 11,135 | SH | DFND | FRANKLINTEMPLETON | 0 | 0 | 11,135 | |
| GALLAGHER ARTHUR J & CO | COM | 363576109 | BBG001S5NKC2 | 371,526 | 1,630 | SH | DFND | ASSETMARK | 0 | 0 | 1,630 | |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | BBG001S8PXF3 | 283,640 | 4,000 | SH | DFND | ASSETMARK | 0 | 0 | 4,000 | |
| HCA HEALTHCARE INC | COM | 40412C101 | BBG001T8NTY2 | 221,382 | 900 | SH | DFND | ASSETMARK | 0 | 0 | 900 | |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 7,554 | 25 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 25 | |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 334,189 | 1,106 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,106 | |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 | BBG001SSD830 | 450,521 | 4,575 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,RUSSELL INVESTMENTS | 0 | 0 | 4,575 | |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 | BBG003H6TMV7 | 216,084 | 3,602 | SH | DFND | ASSETMARK,ENVESTNET,MORNINGSTAR | 0 | 0 | 3,602 | |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | BBG001SFC7W9 | 1,357,221 | 14,388 | SH | DFND | ASSETMARK | 0 | 0 | 14,388 | |
| ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 654,116 | 1,523 | SH | DFND | ASSETMARK,BLACKROCK,ENVESTNET,MORNINGSTAR,RUSSELL INVESTMENTS | 0 | 0 | 1,523 | |
| ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 33,496 | 78 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 78 | |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | 46641Q373 | BBG00QRCN9C8 | 437,270 | 8,393 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,NUVEEN | 0 | 0 | 8,393 | |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS US | 46641Q241 | BBG00MSHTH59 | 1,658,128 | 37,489 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT | 0 | 0 | 37,489 | |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 46641Q878 | BBG00DRLJ399 | 383,802 | 8,747 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT | 0 | 0 | 8,747 | |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | 46641Q399 | BBG00NKWFC12 | 777,886 | 10,092 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,NUVEEN | 0 | 0 | 10,092 | |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | BBG016CBQVP3 | 7,617 | 140 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 140 | |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | BBG016CBQVP3 | 512,968 | 9,435 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,NUVEEN | 0 | 0 | 9,435 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | BBG001S8CRC3 | 485,817 | 3,350 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,350 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 267,869 | 655 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 655 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 12,957 | 32 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 32 | |
| MARATHON PETE CORP | COM | 56585A102 | BBG001S169P1 | 233,064 | 1,540 | SH | DFND | ASSETMARK | 0 | 0 | 1,540 | |
| MASIMO CORP | COM | 574795100 | BBG001S71GQ6 | 1,262,592 | 14,400 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 14,400 | |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 329,002 | 831 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 831 | |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 258,699 | 982 | SH | DFND | AMERICAN FUNDS,ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 982 | |
| MERCK & CO INC | COM | 58933Y105 | BBG001S5TC52 | 324,808 | 3,155 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 3,155 | |
| METLIFE INC | COM | 59156R108 | BBG001S5T3R8 | 230,440 | 3,663 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,663 | |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 86,832 | 275 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 275 | |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 1,036,923 | 3,284 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 3,284 | |
| MID-AMER APT CMNTYS INC | COM | 59522J103 | BBG001S7HZ69 | 320,339 | 2,490 | SH | DFND | ASSETMARK | 0 | 0 | 2,490 | |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 509,741 | 1,158 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 1,158 | |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 157,148 | 357 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 357 | |
| NUSHARES ETF TR | ESG HI TLD CRP | 67092P854 | BBG00QD6KLQ7 | 380,706 | 18,950 | SH | DFND | NUVEEN | 0 | 0 | 18,950 | |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 67092P888 | BBG00GVX41Y3 | 261,388 | 9,969 | SH | DFND | NUVEEN | 0 | 0 | 9,969 | |
| NUSHARES ETF TR | NUVEEN ESG INTL | 67092P805 | BBG00GVWYK25 | 655,107 | 23,979 | SH | DFND | NUVEEN | 0 | 0 | 23,979 | |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 7,017 | 117 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 117 | |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 876,102 | 14,609 | SH | DFND | NUVEEN | 0 | 0 | 14,609 | |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 6,819 | 203 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 203 | |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 774,586 | 23,060 | SH | DFND | NUVEEN | 0 | 0 | 23,060 | |
| NUSHARES ETF TR | NUVEEN ESG US | 67092P870 | BBG00HTVKZ20 | 1,118,343 | 53,002 | SH | DFND | NUVEEN | 0 | 0 | 53,002 | |
| PAYCHEX INC | COM | 704326107 | BBG001S5V135 | 246,807 | 2,140 | SH | DFND | ASSETMARK | 0 | 0 | 2,140 | |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 211,292 | 1,247 | SH | DFND | AMERICAN FUNDS,ASSETMARK,ENVESTNET | 0 | 0 | 1,247 | |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 279,129 | 3,015 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,015 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 183,451 | 1,258 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 1,258 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 412,201 | 2,826 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 2,826 | |
| PROLOGIS INC. | COM | 74340W103 | BBG001S5NMN6 | 484,187 | 4,315 | SH | DFND | ASSETMARK,ENVESTNET,PRINCIPAL | 0 | 0 | 4,315 | |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | BBG001T9F7C1 | 255,808 | 5,336 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 5,336 | |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | BBG001SRXRJ1 | 365,639 | 11,791 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,STATE STREET | 0 | 0 | 11,791 | |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | BBG001SRXRD7 | 320,661 | 9,552 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,STATE STREET | 0 | 0 | 9,552 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 3,563,046 | 8,335 | SH | DFND | ASSETMARK,ENVESTNET,JPMORGAN ASSET MANAGEMENT,STATE STREET | 0 | 0 | 8,335 | |
| SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | BBG004T58LZ5 | 221,228 | 5,995 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,STATE STREET | 0 | 0 | 5,995 | |
| SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | BBG004T58LZ5 | 3,545 | 96 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC,LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 96 | |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 78470P408 | BBG00NS9VV15 | 473,129 | 11,464 | SH | DFND | ENVESTNET,JPMORGAN ASSET MANAGEMENT,STATE STREET | 0 | 0 | 11,464 | |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 209,921 | 2,300 | SH | DFND | ASSETMARK | 0 | 0 | 2,300 | |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 202,468 | 400 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 400 | |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 213,312 | 2,400 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 2,400 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 451,755 | 896 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 896 | |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 401,859 | 5,346 | SH | DFND | ENVESTNET,MORNINGSTAR,VANGUARD | 0 | 0 | 5,346 | |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 11,877 | 158 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 158 | |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 529,142 | 7,583 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 7,583 | |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 12,770 | 183 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC,LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 183 | |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | BBG001TC6MC1 | 24,741 | 63 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 63 | |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | BBG001TC6MC1 | 240,490 | 612 | SH | DFND | VANGUARD | 0 | 0 | 612 | |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 12,320 | 58 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC,LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 58 | |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 257,229 | 1,211 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 1,211 | |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | BBG009THVRX1 | 827,224 | 17,198 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 17,198 | |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 205,262 | 4,695 | SH | DFND | ENVESTNET,MORNINGSTAR,VANGUARD | 0 | 0 | 4,695 | |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 364,106 | 1,583 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 1,583 | |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 274,280 | 1,715 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,715 | |