The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG001SCXK90 | 214,155 | 694 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 694 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 407,459 | 3,404 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 3,404 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 362,910 | 3,000 | SH | DFND | ASSETMARK,GOLDMAN SACHS | 0 | 0 | 3,000 | |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 474,250 | 3,638 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 3,638 | |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | BBG001S5NFD2 | 316,677 | 3,761 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,761 | |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 1,341,109 | 6,914 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 6,914 | |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 193,180 | 10,281 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 10,281 | |
| BECTON DICKINSON & CO | COM | 075887109 | BBG001S5P374 | 211,208 | 800 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 800 | |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 202,112 | 233 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 233 | |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 293,616 | 1,866 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,866 | |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 284,364 | 5,496 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 5,496 | |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 444,364 | 7,379 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 7,379 | |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 268,787 | 6,469 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 6,469 | |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 215,352 | 400 | SH | DFND | ASSETMARK | 0 | 0 | 400 | |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 241,440 | 1,006 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,006 | |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 314,533 | 11,585 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 11,585 | |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 75,287 | 2,773 | SH | DFND | SYMMETRY | 0 | 0 | 2,773 | |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 192,648 | 5,584 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 5,584 | |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | BBG0177CTQC7 | 42,642 | 1,236 | SH | DFND | SYMMETRY | 0 | 0 | 1,236 | |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | BBG001S5QNR7 | 203,710 | 2,270 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 2,270 | |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 17,446 | 193 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 193 | |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 219,648 | 2,430 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 2,430 | |
| EOG RES INC | COM | 26875P101 | BBG001S5ZB93 | 201,300 | 1,759 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,759 | |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 287,323 | 2,679 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 2,679 | |
| FRANKLIN TEMPLETON ETF TR | US CORE BOND ETF | 35473P553 | BBG00Q6LNJQ4 | 688,353 | 32,166 | SH | DFND | FRANKLINTEMPLETON | 0 | 0 | 32,166 | |
| FRANKLIN TEMPLETON ETF TR | US LRG CP MLTFCT | 35473P801 | BBG00GKQZFP5 | 244,445 | 5,460 | SH | DFND | FRANKLINTEMPLETON | 0 | 0 | 5,460 | |
| GALLAGHER ARTHUR J & CO | COM | 363576109 | BBG001S5NKC2 | 357,900 | 1,630 | SH | DFND | ASSETMARK | 0 | 0 | 1,630 | |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | BBG001S8PXF3 | 288,080 | 4,000 | SH | DFND | ASSETMARK | 0 | 0 | 4,000 | |
| HCA HEALTHCARE INC | COM | 40412C101 | BBG001T8NTY2 | 273,132 | 900 | SH | DFND | ASSETMARK | 0 | 0 | 900 | |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 351,334 | 1,131 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,131 | |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 | BBG003H6TMV7 | 203,140 | 3,244 | SH | DFND | ASSETMARK,ENVESTNET,MORNINGSTAR | 0 | 0 | 3,244 | |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | BBG001SFC7W9 | 1,433,765 | 14,388 | SH | DFND | ASSETMARK | 0 | 0 | 14,388 | |
| ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 34,766 | 78 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 78 | |
| ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 767,165 | 1,721 | SH | DFND | ASSETMARK,ENVESTNET,MORNINGSTAR,RUSSELL INVESTMENTS | 0 | 0 | 1,721 | |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | BBG001SLS4Q3 | 322,212 | 3,097 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 3,097 | |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | BBG016CBQVP3 | 16,006 | 280 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 280 | |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 | BBG016CBQVP3 | 1,044,203 | 18,278 | SH | DFND | JPMORGAN ASSET MANAGEMENT,NUVEEN | 0 | 0 | 18,278 | |
| JOHNSON & JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 412,311 | 2,491 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 2,491 | |
| JOHNSON & JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 24,819 | 150 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 150 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | BBG001S8CRC3 | 484,025 | 3,328 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,328 | |
| LILLY ELI & CO | COM | 532457108 | BBG001S5STL8 | 252,312 | 538 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 538 | |
| LILLY ELI & CO | COM | 532457108 | BBG001S5STL8 | 47,790 | 102 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 102 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 16,350 | 36 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 36 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 302,010 | 656 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 656 | |
| MASIMO CORP | COM | 574795100 | BBG001S71GQ6 | 2,369,520 | 14,400 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 14,400 | |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 317,394 | 807 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 807 | |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 296,918 | 995 | SH | DFND | AMERICAN FUNDS,ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 995 | |
| MERCK & CO INC | COM | 58933Y105 | BBG001S5TC52 | 370,864 | 3,214 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 3,214 | |
| METLIFE INC | COM | 59156R108 | BBG001S5T3R8 | 207,748 | 3,675 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,675 | |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 1,131,615 | 3,323 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 3,323 | |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 93,649 | 275 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 275 | |
| MID-AMER APT CMNTYS INC | COM | 59522J103 | BBG001S7HZ69 | 378,132 | 2,490 | SH | DFND | ASSETMARK | 0 | 0 | 2,490 | |
| NNN REIT INC | COM | 637417106 | BBG001S6Z1P5 | 220,369 | 5,150 | SH | DFND | ASSETMARK | 0 | 0 | 5,150 | |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 527,817 | 1,158 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 1,158 | |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 164,088 | 360 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 360 | |
| NUSHARES ETF TR | ESG HI TLD CRP | 67092P854 | BBG00QD6KLQ7 | 390,653 | 19,001 | SH | DFND | NUVEEN | 0 | 0 | 19,001 | |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 67092P888 | BBG00GVX41Y3 | 255,458 | 9,354 | SH | DFND | NUVEEN | 0 | 0 | 9,354 | |
| NUSHARES ETF TR | NUVEEN ESG INTL | 67092P805 | BBG00GVWYK25 | 711,084 | 24,554 | SH | DFND | NUVEEN | 0 | 0 | 24,554 | |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 929,045 | 14,934 | SH | DFND | NUVEEN | 0 | 0 | 14,934 | |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | BBG00FJ5GY57 | 7,279 | 117 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 117 | |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 7,034 | 203 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 203 | |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 826,923 | 23,865 | SH | DFND | NUVEEN | 0 | 0 | 23,865 | |
| NUSHARES ETF TR | NUVEEN ESG US | 67092P870 | BBG00HTVKZ20 | 6,464 | 294 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC | 0 | 0 | 294 | |
| NUSHARES ETF TR | NUVEEN ESG US | 67092P870 | BBG00HTVKZ20 | 1,169,603 | 53,200 | SH | DFND | NUVEEN | 0 | 0 | 53,200 | |
| PAYCHEX INC | COM | 704326107 | BBG001S5V135 | 239,402 | 2,140 | SH | DFND | ASSETMARK | 0 | 0 | 2,140 | |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 232,637 | 1,256 | SH | DFND | AMERICAN FUNDS,ASSETMARK,ENVESTNET | 0 | 0 | 1,256 | |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 296,863 | 3,041 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 3,041 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 298,181 | 1,965 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 1,965 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 434,736 | 2,865 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 2,865 | |
| PROLOGIS INC. | COM | 74340W103 | BBG001S5NMN6 | 530,007 | 4,322 | SH | DFND | ASSETMARK,ENVESTNET,PRINCIPAL | 0 | 0 | 4,322 | |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | BBG001T9F7C1 | 262,959 | 5,336 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 5,336 | |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 15,759 | 217 | SH | DFND | ENVESTNET | 0 | 0 | 217 | |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 231,316 | 3,185 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC,LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 3,185 | |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | BBG001SRXRJ1 | 255,082 | 7,839 | SH | DFND | ENVESTNET,STATE STREET | 0 | 0 | 7,839 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 3,441,626 | 7,764 | SH | DFND | ASSETMARK,ENVESTNET,STATE STREET | 0 | 0 | 7,764 | |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 78470P408 | BBG00NS9VV15 | 330,751 | 7,628 | SH | DFND | ENVESTNET,STATE STREET | 0 | 0 | 7,628 | |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 227,838 | 2,300 | SH | DFND | ASSETMARK | 0 | 0 | 2,300 | |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 204,005 | 391 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 391 | |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 200,105 | 2,360 | SH | DFND | ASSETMARK,DELAWARE,ENVESTNET | 0 | 0 | 2,360 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 422,002 | 878 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 878 | |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | BBG001ST39R1 | 7,824 | 104 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 104 | |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | BBG001ST39R1 | 193,481 | 2,572 | SH | DFND | ENVESTNET,VANGUARD | 0 | 0 | 2,572 | |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 15,568 | 206 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 206 | |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 510,562 | 6,756 | SH | DFND | ENVESTNET,MORNINGSTAR,VANGUARD | 0 | 0 | 6,756 | |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 13,303 | 183 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC,LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 183 | |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 593,369 | 8,163 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 8,163 | |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | BBG001TC6MC1 | 37,878 | 93 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 93 | |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | BBG001TC6MC1 | 253,807 | 623 | SH | DFND | VANGUARD | 0 | 0 | 623 | |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 205,081 | 931 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 931 | |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 12,777 | 58 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC,LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 58 | |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | BBG009THVRX1 | 640,004 | 12,744 | SH | DFND | ENVESTNET,MORNINGSTAR | 0 | 0 | 12,744 | |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 6,974 | 151 | SH | SOLE | LOCKERMAN FINANCIAL GROUP INC. | 0 | 0 | 151 | |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 267,615 | 5,795 | SH | DFND | ENVESTNET,MORNINGSTAR,VANGUARD | 0 | 0 | 5,795 | |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 372,607 | 1,569 | SH | DFND | ASSETMARK,ENVESTNET,GOLDMAN SACHS | 0 | 0 | 1,569 | |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 278,523 | 1,772 | SH | DFND | ASSETMARK,ENVESTNET | 0 | 0 | 1,772 | |