Chief Compliance Officer

0001085146-23-002203.txt : 20230510 0001085146-23-002203.hdr.sgml : 20230510 20230510172555 ACCESSION NUMBER: 0001085146-23-002203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 EFFECTIVENESS DATE: 20230510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOCKERMAN FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001906539 IRS NUMBER: 872992325 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22466 FILM NUMBER: 23907826 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-554-3500 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001906539 XXXXXXXX 03-31-2023 03-31-2023 false LOCKERMAN FINANCIAL GROUP, INC.

4695 MACARTHUR COURT SUITE 490 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-22466 N Lisa L Lockerman Chief Compliance Officer 949-544-3500 /s/Lisa L Lockerman Newport Beach CA 05-10-2023 0 92 36329252 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 346562 3341 SH DFND 0 0 3341 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 312000 3000 SH DFND 0 0 3000 AMAZON COM INC COM 023135106 BBG001S5PQL7 373394 3615 SH DFND 0 0 3615 AMERICAN ELEC PWR CO INC COM 025537101 BBG001S5NFD2 340849 3746 SH DFND 0 0 3746 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 BBG001T53FW2 213536 3200 SH DFND 0 0 3200 APPLE INC COM 037833100 BBG001S5N8V8 1119177 6787 SH DFND 0 0 6787 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 187886 10281 SH DFND 0 0 10281 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 275088 1686 SH DFND 0 0 1686 CINCINNATI FINL CORP COM 172062101 BBG001S5PTM0 229764 2050 SH DFND 0 0 2050 CISCO SYS INC COM 17275R102 BBG001S6HC62 337958 6465 SH DFND 0 0 6465 COCA COLA CO COM 191216100 BBG001S5SMQ8 462186 7451 SH DFND 0 0 7451 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 242473 6396 SH DFND 0 0 6396 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 257081 1020 SH DFND 0 0 1020 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 295186 11585 SH SOLE 0 0 11585 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 70657 2773 SH DFND 0 0 2773 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 41382 1236 SH DFND 0 0 1236 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 186953 5584 SH SOLE 0 0 5584 DISNEY WALT CO COM 254687106 BBG001S5QHF3 213578 2133 SH DFND 0 0 2133 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 218891 2269 SH DFND 0 0 2269 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 211402 2426 SH DFND 0 0 2426 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 16819 193 SH SOLE 0 0 193 EOG RES INC COM 26875P101 BBG001S5ZB93 203927 1779 SH DFND 0 0 1779 EVERSOURCE ENERGY COM 30040W108 BBG001S5TRL1 213416 2727 SH DFND 0 0 2727 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 262088 2390 SH DFND 0 0 2390 FRANKLIN TEMPLETON ETF TR US CORE BOND ETF 35473P553 BBG00Q6LNJQ4 707228 32534 SH DFND 0 0 32534 FRANKLIN TEMPLETON ETF TR US LRG CP MLTFCT 35473P801 BBG00GKQZFP5 231397 5592 SH DFND 0 0 5592 GALLAGHER ARTHUR J & CO COM 363576109 BBG001S5NKC2 311836 1630 SH DFND 0 0 1630 HARTFORD FINL SVCS GROUP INC COM 416515104 BBG001S8PXF3 278760 4000 SH DFND 0 0 4000 HCA HEALTHCARE INC COM 40412C101 BBG001T8NTY2 237312 900 SH DFND 0 0 900 HOME DEPOT INC COM 437076102 BBG001S5RTW7 333486 1130 SH DFND 0 0 1130 ISHARES TR 7-10 YR TRSY BD 464287440 BBG001S80936 298352 3010 SH DFND 0 0 3010 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1347998 13940 SH DFND 0 0 13940 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 784417 1908 SH DFND 0 0 1908 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 352361 3007 SH DFND 0 0 3007 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 138467 1182 SH SOLE 0 0 1182 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 312994 2990 SH DFND 0 0 2990 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 BBG016CBQVP3 15429 280 SH SOLE 0 0 280 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 BBG016CBQVP3 962000 17469 SH DFND 0 0 17469 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 23066 149 SH SOLE 0 0 149 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 374635 2417 SH DFND 0 0 2417 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 429502 3296 SH DFND 0 0 3296 LILLY ELI & CO COM 532457108 BBG001S5STL8 207426 604 SH DFND 0 0 604 LILLY ELI & CO COM 532457108 BBG001S5STL8 34906 102 SH SOLE 0 0 102 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 310584 657 SH DFND 0 0 657 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 16680 35 SH SOLE 0 0 35 MARATHON PETE CORP COM 56585A102 BBG001S169P1 207639 1540 SH DFND 0 0 1540 MASIMO CORP COM 574795100 BBG001S71GQ6 2657376 14400 SH SOLE 0 0 14400 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 296180 815 SH DFND 0 0 815 MCDONALDS CORP COM 580135101 BBG001S5T110 286321 1024 SH DFND 0 0 1024 MERCK & CO INC COM 58933Y105 BBG001S5TC52 399176 3752 SH DFND 0 0 3752 METLIFE INC COM 59156R108 BBG001S5T3R8 233499 4030 SH DFND 0 0 4030 MICROSOFT CORP COM 594918104 BBG001S5TD05 960039 3330 SH DFND 0 0 3330 MICROSOFT CORP COM 594918104 BBG001S5TD05 79283 275 SH SOLE 0 0 275 MID-AMER APT CMNTYS INC COM 59522J103 BBG001S7HZ69 383038 2536 SH DFND 0 0 2536 NATIONAL RETAIL PROPERTIES I COM 637417106 BBG001S6Z1P5 227373 5150 SH DFND 0 0 5150 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 534672 1158 SH SOLE 0 0 1158 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 178224 386 SH DFND 0 0 386 NUSHARES ETF TR ESG HI TLD CRP 67092P854 BBG00QD6KLQ7 478433 23054 SH DFND 0 0 23054 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 BBG00GVX41Y3 335231 12476 SH DFND 0 0 12476 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 BBG00GVWYK25 904705 32173 SH DFND 0 0 32173 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 6522 117 SH SOLE 0 0 117 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 1067644 19154 SH DFND 0 0 19154 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 BBG00FJ5HBJ1 1086902 31902 SH DFND 0 0 31902 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 BBG00FJ5HBJ1 6917 203 SH SOLE 0 0 203 NUSHARES ETF TR NUVEEN ESG US 67092P870 BBG00HTVKZ20 10259 459 SH SOLE 0 0 459 NUSHARES ETF TR NUVEEN ESG US 67092P870 BBG00HTVKZ20 1328499 59442 SH DFND 0 0 59442 PAYCHEX INC COM 704326107 BBG001S5V135 245223 2140 SH DFND 0 0 2140 PEPSICO INC COM 713448108 BBG001S695T1 231339 1269 SH DFND 0 0 1269 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 293598 3019 SH DFND 0 0 3019 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 290413 1953 SH SOLE 0 0 1953 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 419604 2822 SH DFND 0 0 2822 PROLOGIS INC. COM 74340W103 BBG001S5NMN6 514552 4124 SH DFND 0 0 4124 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 15364 210 SH DFND 0 0 210 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 231178 3160 SH SOLE 0 0 3160 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 BBG001SRXRJ1 288791 8991 SH DFND 0 0 8991 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3025393 7390 SH DFND 0 0 7390 SPDR SER TR PORTFLI INTRMDIT 78464A672 BBG001STKCX8 206024 7119 SH DFND 0 0 7119 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 BBG00NS9VV15 260213 6481 SH DFND 0 0 6481 STARBUCKS CORP COM 855244109 BBG001S72KH6 239499 2300 SH DFND 0 0 2300 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 228819 397 SH DFND 0 0 397 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 441400 934 SH DFND 0 0 934 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 980056 12813 SH DFND 0 0 12813 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 15757 206 SH SOLE 0 0 206 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 594480 8052 SH DFND 0 0 8052 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 15431 209 SH SOLE 0 0 209 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 34975 93 SH SOLE 0 0 93 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 234358 623 SH DFND 0 0 623 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 627475 12386 SH DFND 0 0 12386 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 6821 151 SH SOLE 0 0 151 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 325877 7214 SH DFND 0 0 7214 VISA INC COM CL A 92826C839 BBG001SRCFY3 294226 1305 SH DFND 0 0 1305 WALMART INC COM 931142103 BBG001S5XH92 259365 1759 SH DFND 0 0 1759