0001085146-22-003575.txt : 20221024 0001085146-22-003575.hdr.sgml : 20221024 20221024154753 ACCESSION NUMBER: 0001085146-22-003575 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221024 DATE AS OF CHANGE: 20221024 EFFECTIVENESS DATE: 20221024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOCKERMAN FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001906539 IRS NUMBER: 872992325 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22466 FILM NUMBER: 221326041 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-554-3500 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 490 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001906539 XXXXXXXX 09-30-2022 09-30-2022 false LOCKERMAN FINANCIAL GROUP, INC.

4695 MACARTHUR COURT SUITE 490 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-22466 N Lisa L Lockerman 949-544-3500 /s/Lisa L Lockerman Newport Beach CA 10-24-2022 0 84 34748 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALPHABET INC CAP STK CL A 02079K305 309 3226 SH DFND 0 0 3226 ALPHABET INC CAP STK CL C 02079K107 288 3000 SH DFND 0 0 3000 AMAZON COM INC COM 023135106 365 3228 SH DFND 0 0 3228 AMERICAN ELEC PWR CO INC COM 025537101 310 3581 SH DFND 0 0 3581 AMGEN INC COM 031162100 90 400 SH SOLE 0 0 400 AMGEN INC COM 031162100 138 614 SH DFND 0 0 614 APPLE INC COM 037833100 966 6987 SH DFND 0 0 6987 ARES CAPITAL CORP COM 04010L103 173 10254 SH DFND 0 0 10254 CISCO SYS INC COM 17275R102 239 5981 SH DFND 0 0 5981 COCA COLA CO COM 191216100 410 7312 SH DFND 0 0 7312 CROWN CASTLE INC COM 22822V101 228 1575 SH DFND 0 0 1575 DANAHER CORPORATION COM 235851102 287 1110 SH DFND 0 0 1110 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 61 2742 SH DFND 0 0 2742 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 258 11585 SH SOLE 0 0 11585 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 165 5584 SH SOLE 0 0 5584 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 37 1236 SH DFND 0 0 1236 DUKE ENERGY CORP NEW COM NEW 26441C204 216 2318 SH DFND 0 0 2318 EVERSOURCE ENERGY COM 30040W108 208 2667 SH DFND 0 0 2667 FRANKLIN TEMPLETON ETF TR US CORE BOND ETF 35473P553 643 30670 SH DFND 0 0 30670 FRANKLIN TEMPLETON ETF TR US LRG CP MLTFCT 35473P801 236 6435 SH DFND 0 0 6435 GALLAGHER ARTHUR J & CO COM 363576109 279 1630 SH DFND 0 0 1630 HARTFORD FINL SVCS GROUP INC COM 416515104 248 4010 SH DFND 0 0 4010 HOME DEPOT INC COM 437076102 217 785 SH DFND 0 0 785 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 213 17940 SH DFND 0 0 17940 ISHARES TR CORE S&P SCP ETF 464287804 349 4000 SH DFND 0 0 4000 ISHARES TR CORE S&P500 ETF 464287200 415 1156 SH DFND 0 0 1156 ISHARES TR RUSSELL 2000 ETF 464287655 95 576 SH SOLE 0 0 576 ISHARES TR RUSSELL 2000 ETF 464287655 2400 14553 SH DFND 0 0 14553 ISHARES TR SHRT NAT MUN ETF 464288158 2564 24972 SH DFND 0 0 24972 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 788 18096 SH DFND 0 0 18096 J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 46641Q134 12 273 SH SOLE 0 0 273 JOHNSON & JOHNSON COM 478160104 404 2475 SH DFND 0 0 2475 JOHNSON & JOHNSON COM 478160104 24 147 SH SOLE 0 0 147 JPMORGAN CHASE & CO COM 46625H100 326 3121 SH DFND 0 0 3121 KEYCORP COM 493267108 264 16450 SH DFND 0 0 16450 LILLY ELI & CO COM 532457108 235 727 SH DFND 0 0 727 LILLY ELI & CO COM 532457108 33 101 SH SOLE 0 0 101 LOCKHEED MARTIN CORP COM 539830109 261 676 SH DFND 0 0 676 MASIMO CORP COM 574795100 2202 15600 SH SOLE 0 0 15600 MERCK & CO INC COM 58933Y105 341 3957 SH DFND 0 0 3957 METLIFE INC COM 59156R108 243 3994 SH DFND 0 0 3994 MICROSOFT CORP COM 594918104 748 3210 SH DFND 0 0 3210 MICROSOFT CORP COM 594918104 64 275 SH SOLE 0 0 275 MID-AMER APT CMNTYS INC COM 59522J103 395 2545 SH DFND 0 0 2545 NATIONAL RETAIL PROPERTIES I COM 637417106 205 5150 SH DFND 0 0 5150 NORTHROP GRUMMAN CORP COM 666807102 545 1158 SH SOLE 0 0 1158 NORTHROP GRUMMAN CORP COM 666807102 119 252 SH DFND 0 0 252 NUSHARES ETF TR ESG HI TLD CRP 67092P854 21 1068 SH SOLE 0 0 1068 NUSHARES ETF TR ESG HI TLD CRP 67092P854 467 23699 SH DFND 0 0 23699 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 8 329 SH SOLE 0 0 329 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 299 12747 SH DFND 0 0 12747 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 737 33018 SH DFND 0 0 33018 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 19 851 SH SOLE 0 0 851 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 22 467 SH SOLE 0 0 467 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 880 19086 SH DFND 0 0 19086 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 973 31535 SH DFND 0 0 31535 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 25 822 SH SOLE 0 0 822 NUSHARES ETF TR NUVEEN ESG US 67092P870 1327 61312 SH DFND 0 0 61312 NUSHARES ETF TR NUVEEN ESG US 67092P870 86 3959 SH SOLE 0 0 3959 PAYCHEX INC COM 704326107 240 2140 SH DFND 0 0 2140 PFIZER INC COM 717081103 246 5619 SH DFND 0 0 5619 PHILIP MORRIS INTL INC COM 718172109 241 2898 SH DFND 0 0 2898 PROCTER AND GAMBLE CO COM 742718109 345 2731 SH DFND 0 0 2731 PROCTER AND GAMBLE CO COM 742718109 243 1928 SH SOLE 0 0 1928 PROLOGIS INC. COM 74340W103 408 4017 SH DFND 0 0 4017 QUALCOMM INC COM 747525103 236 2088 SH DFND 0 0 2088 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 14 210 SH DFND 0 0 210 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 194 2922 SH SOLE 0 0 2922 SOUTHERN CO COM 842587107 278 4086 SH DFND 0 0 4086 SPDR S&P 500 ETF TR TR UNIT 78462F103 2446 6849 SH DFND 0 0 6849 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 242 2641 SH DFND 0 0 2641 UNION PAC CORP COM 907818108 210 1078 SH DFND 0 0 1078 UNITEDHEALTH GROUP INC COM 91324P102 310 613 SH DFND 0 0 613 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 1887 37800 SH DFND 0 0 37800 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 790 10562 SH DFND 0 0 10562 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 15 206 SH SOLE 0 0 206 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 574 8048 SH DFND 0 0 8048 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 15 209 SH SOLE 0 0 209 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 229 697 SH DFND 0 0 697 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 31 93 SH SOLE 0 0 93 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 577 11981 SH DFND 0 0 11981 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5 151 SH SOLE 0 0 151 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 272 7471 SH DFND 0 0 7471 XCEL ENERGY INC COM 98389B100 220 3441 SH DFND 0 0 3441