UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
(Exact Name of Registrant as Specified in Its Charter)
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
(Address of principal executive offices)
(
(Registrant’s telephone number, including area code)
None.
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each class | Trading Symbol | Name of each exchange on which registered |
Check the appropriate box below if the Form 8-K/A filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
ITEM 3.02 | UNREGISTERED SALES OF EQUITY SECURITIES |
Board Compensation
On January 8, 2024, Bluerock Homes Trust, Inc., a Maryland corporation (the “Company”) granted 5,185 long-term incentive plan units (“LTIP Units”) of the Company’s operating partnership, Bluerock Residential Holdings, L.P. (the “Operating Partnership”), to each of Elizabeth Harrison, Kamal Jafarnia, I. Bobby Majumder, and Romano Tio, the non-employee members of the Company’s board of directors, in payment of the equity portion of their respective annual retainers (such grants, collectively, the “Director Grants”). The LTIP Units issued as Director Grants were issued pursuant to the Company’s 2022 Equity Incentive Plan for Individuals (the “Individuals Plan”). Each such Director Grant is evidenced by an LTIP Unit Award Agreement.
The issuances of LTIP Units as Director Grants were made in reliance upon exemptions from registration provided by Section 4(a)(2) of the Securities Act of 1933 and Regulation D thereunder for transactions not involving any public offering. No general solicitation or advertising occurred in connection with the issuance and sale of these securities. Such LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Company, and may then be redeemed for cash or, at the option of the Company and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Company’s Class A Common Stock on a one-for-one basis. From the date of grant, holders of such LTIP Units will be entitled to receive “distribution equivalents” at the time distributions are paid to the holders of the Company’s Class A Common Stock.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
BLUEROCK HOMES TRUST, INC. | ||
Date: January 10, 2024 | By: | /s/ Christopher J. Vohs |
Christopher J. Vohs | ||
Chief Financial Officer and Treasurer |
Cover |
Jan. 08, 2024 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Amendment Flag | false |
Document Period End Date | Jan. 08, 2024 |
Entity File Number | 001-41322 |
Entity Registrant Name | Bluerock Homes Trust, Inc. |
Entity Central Index Key | 0001903382 |
Entity Tax Identification Number | 87-4211187 |
Entity Incorporation, State or Country Code | MD |
Entity Address, Address Line One | 1345 Avenue of the Americas |
Entity Address, Address Line Two | 32nd Floor |
Entity Address, City or Town | New York |
Entity Address, State or Province | NY |
Entity Address, Postal Zip Code | 10105 |
City Area Code | 212 |
Local Phone Number | 843-1601 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Class A Common Stock, $0.01 par value per share |
Trading Symbol | BHM |
Security Exchange Name | NYSE |
Entity Emerging Growth Company | true |
Elected Not To Use the Extended Transition Period | false |
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end
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