0001437749-23-006135.txt : 20230310 0001437749-23-006135.hdr.sgml : 20230310 20230310135656 ACCESSION NUMBER: 0001437749-23-006135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230308 FILED AS OF DATE: 20230310 DATE AS OF CHANGE: 20230310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE LA AGUILERA LUIS CENTRAL INDEX KEY: 0001916660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 23723022 MAIL ADDRESS: STREET 1: C/O USCB FINANCIAL HOLDINGS, INC. STREET 2: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USCB FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001901637 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 874070846 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 BUSINESS PHONE: (305) 715-5200 MAIL ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 4 1 rdgdoc.xml FORM 4 X0306 4 2023-03-08 0001901637 USCB FINANCIAL HOLDINGS, INC. USCB 0001916660 DE LA AGUILERA LUIS C/O USCB FINANCIAL HOLDINGS, INC. 2301 N.W. 87TH AVENUE MIAMI FL 33172 1 1 President and CEO Class A Voting Common Stock 2023-03-08 4 A 0 23678 0 A 81078 D Stock Option (Right to Buy) 7.5000 2017-04-01 2026-04-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.3500 2020-04-01 2029-04-16 Common Stock 40000 40000 D Stock Option (Right to Buy) 12.0500 2022-09-27 2031-09-27 Common Stock 160000 160000 D Represents the grant of 23,678 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023. The stock options vested at the rate of 25% per year commencing on April 1, 2017. The stock options are vesting at the rate of one-third per year commencing on April 1, 2020. The stock options are vesting at the rate of one-third per year commencing on September 27, 2022. /s/ Jalal Shehadeh by P.O.A. for Luis de la Aguilera 2023-03-09