0001437749-22-028099.txt : 20221128 0001437749-22-028099.hdr.sgml : 20221128 20221128153519 ACCESSION NUMBER: 0001437749-22-028099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221123 FILED AS OF DATE: 20221128 DATE AS OF CHANGE: 20221128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE LA AGUILERA LUIS CENTRAL INDEX KEY: 0001916660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 221425043 MAIL ADDRESS: STREET 1: C/O USCB FINANCIAL HOLDINGS, INC. STREET 2: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USCB FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001901637 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 874070846 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 BUSINESS PHONE: (305) 715-5200 MAIL ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 4 1 rdgdoc.xml FORM 4 X0306 4 2022-11-23 0001901637 USCB FINANCIAL HOLDINGS, INC. USCB 0001916660 DE LA AGUILERA LUIS C/O USCB FINANCIAL HOLDINGS, INC. 2301 N.W. 87TH AVENUE MIAMI FL 33172 1 1 President and CEO Class A Voting Common Stock 2022-11-23 4 P 0 7034 13.50 A 57034 D Class A Voting Common Stock 2022-11-23 4 P 0 366 13.44 A 57400 D Stock Option (Right to Buy) 7.5000 2017-04-01 2026-04-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.3500 2020-04-01 2029-04-16 Common Stock 40000 40000 D Stock Option (Right to Buy) 12.0500 2022-09-27 2031-09-27 Common Stock 160000 160000 D The stock options vested at the rate of 25% per year commencing on April 1, 2017. The stock options remain exercisable until the earlier of (i) 10 years after the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer. The stock options are vesting at the rate of one-third per year commencing on April 1, 2020. The stock options are vesting at the rate of one-third per year commencing on September 27, 2022. /s/ Jay Shehadeh by P.O.A. for Luis de la Aguilera 2022-11-28 EX-24 2 poa_aguilera.htm cenb20221128_corresp.htm

Exhibit 24

 

POWER OF ATTORNEY

 

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Anderson and Jalal “Jay” Shehadeh, signing singly, the undersigned's true and lawful attorney-in-fact to:

 

(1) execute for and on behalf of the undersigned, in the undersigned's individual capacity, Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, and the rules and regulations promulgated thereunder (the “Exchange Act”);

 

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute a Form ID (if necessary) and any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is USCB Financial Holdings, Inc. (the “Company”) assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of November 2022.

 

 

By:

/s/Luis de la Aguilera
 

Luis de la Aguilera