0000927089-22-000081.txt : 20220603 0000927089-22-000081.hdr.sgml : 20220603 20220603162851 ACCESSION NUMBER: 0000927089-22-000081 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20220531 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCB FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001901637 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 874070846 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 22994884 BUSINESS ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 BUSINESS PHONE: (305) 715-5200 MAIL ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 8-K 1 uscb20220602_8k.htm FORM 8-K uscb20220602_8k.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
   
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
   
 
Date of Report (Date of earliest event reported)
May 31, 2022
 
USCB Financial Holdings, Inc.
(Exact name of registrant as specified in its charter)
 
Florida
001-41196
87-4070846
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
 
Identification No.)
 
2301 N.W. 87th Avenue, Miami, Florida
 
33172
 
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code
(305) 715-5200
 
Not Applicable
(Former name or former address, if changed since last report)
   
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each Class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock
USCB
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.                                                                                      
 

 
Item
5.07
 
Submission of Matters to a Vote of Security Holders
       
 
(a)
 
An Annual Meeting of Shareholders (the “Annual Meeting”) of USCB Financial Holdings Inc. (the “Company”) was held on May 31, 2022.
 
(b)
 
There were 20,000,753 shares of Class A common stock, par value $1.00 per share, of the Company outstanding and eligible to be voted at the Annual Meeting and 16,901,044 shares were represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the meeting.
 
The items voted upon at the Annual Meeting and the votes for each proposal were as follows:
 
 
1.
Election of directors for a one-year term until 2023:
 
 
 
For
 
 
Withheld
 
Broker
Non-votes
Ramon Abadin
14,105,052
 
1,349 494
 
1,446,498
Luis de la Aguilera
15,425,750
 
 28,796
 
1,446,498
Maria C. Alonso
15,441,150
 
 13,396
 
1,446,498
Howard P. Feinglass
15,420,450
 
 34,096
 
1,446,498
Bernardo Fernandez, M.D.
14,905,550
 
548,996
 
1,446,498
Robert E. Kafafian
15,425,750
 
  28,796
 
1,446,498
Aida Levitan. Ph.D.
14,612,828
 
841,718
 
1,446,498
Ramon A. Rodriguez
15,425,350
 
  29,196
 
1,446,498
W. Kirk Wycoff
14,609,152
 
845,394
 
1,446,498
 
 
2.
To ratify the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022.
 
For
 
Against
 
Abstain
16,859,702
 
13,163
 
28,179
 
   
At the Annual Meeting, the shareholders of the Company elected each of the nominees for director and adopted the proposal to ratify the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022.
 
Item
9.01
Financial Statements and Exhibits
     
 
(d)
Exhibits
 
 
Exhibit No.
 
Description
104
 
Cover Page Interactive Data (embedded within the Inline XBRL document)
 
 
2

 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
USCB FINANCIAL HOLDINGS, INC.
         
         
   
By:
/s/ Robert Anderson
   
Name:
Robert Anderson
   
Title:
Chief Financial Officer
       
Date: June 3, 2022
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Entity, Address, Address Line One 2301 N.W. 87th Avenue
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