Risk Manager

0001901361-23-000005.txt : 20231011 0001901361-23-000005.hdr.sgml : 20231011 20231011144610 ACCESSION NUMBER: 0001901361-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231011 DATE AS OF CHANGE: 20231011 EFFECTIVENESS DATE: 20231011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capricorn Fund Managers Ltd CENTRAL INDEX KEY: 0001901361 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21977 FILM NUMBER: 231320413 BUSINESS ADDRESS: STREET 1: 2ND FLOOR, MALTA HOUSE STREET 2: 36-38 PICCADILLY CITY: LONDON STATE: X0 ZIP: W1J 0DP BUSINESS PHONE: 00442073174422 MAIL ADDRESS: STREET 1: 2ND FLOOR, MALTA HOUSE STREET 2: 36-38 PICCADILLY CITY: LONDON STATE: X0 ZIP: W1J 0DP 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001901361 XXXXXXXX 09-30-2023 09-30-2023 Capricorn Fund Managers Ltd

2ND FLOOR, MALTA HOUSE 36-38 PICCADILLY LONDON X0 W1J 0DP

13F HOLDINGS REPORT 028-21977 N Chinmay Ingole Risk Manager 9967020038 Chinmay Ingole Mumbai K7 10-11-2023 0 82 288198539 false INFORMATION TABLE 2 13fcfm-29SEP23.xml Aegon NV NY REGISTRY SHS 007924103 70080 14600 SH SOLE NONE 14600 0 0 Alcon ORD SHS H01301128 750256 9736 SH SOLE NONE 9736 0 0 Alphabet Inc CAP STK CL C 02079K107 3589616 27225 SH SOLE NONE 27225 0 0 Alphabet Inc CAP STK CL A 02079K305 2535543 19376 SH SOLE NONE 19376 0 0 Amazon COM INC COM 023135106 3060922 24079 SH SOLE NONE 24079 0 0 Amcor plc ORD G0250X107 3852284 420555 SH SOLE NONE 420555 0 0 American Tower Corp COM 03027X100 2307562 14032 SH SOLE NONE 14032 0 0 Baidu INC SPON ADR REP A 056752108 7360499 54786 SH SOLE NONE 54786 0 0 Bank of America Corp COM 060505104 3838484 140193 SH SOLE NONE 140193 0 0 BeiGene Ltd SPONSORED ADR 07725L102 2470514 13735 SH SOLE NONE 13735 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2657385 5 SH SOLE NONE 5 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6485805 18515 SH SOLE NONE 18515 0 0 BHP Group LTD SPONSORED ADS 088606108 4359454 76643 SH SOLE NONE 76643 0 0 Bilibili INC SPONS ADS REP Z 090040106 6699408 486522 SH SOLE NONE 486522 0 0 Block INC CL A 852234103 2732435 61736 SH SOLE NONE 61736 0 0 Broadcom INC COM 11135F101 2990088 3600 SH SOLE NONE 3600 0 0 CANADIAN NATL RY CO COM 136375102 515867 4762 SH SOLE NONE 4762 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 562688 7562 SH SOLE NONE 7562 0 0 CHEVRON CORP NEW COM 166764100 3401403 20172 SH SOLE NONE 20172 0 0 Chewy INC CL A 16679L109 2394543 131136 SH SOLE NONE 131136 0 0 CNH Industrial NV SHS N20944109 2486139 205466 SH SOLE NONE 205466 0 0 Corteva INC COM 22052L104 1524568 29800 SH SOLE NONE 29800 0 0 CVS HEALTH Corp COM 126650100 1510905 21640 SH SOLE NONE 21640 0 0 EAST WEST BANCORP INC COM 27579R104 3009530 57096 SH SOLE NONE 57096 0 0 Enterprise Products Partners LP COM 293792107 1666942 60904 SH SOLE NONE 60904 0 0 Equinor ASA SPONSORED ADR 29446M102 1042722 31800 SH SOLE NONE 31800 0 0 Farfetch LTD ORD SH CL A 30744W107 1955772 935776 SH SOLE NONE 935776 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 270509 24704 SH SOLE NONE 24704 0 0 Genmab A/S SPONSORED ADS 372303206 1305237 37007 SH SOLE NONE 37007 0 0 Golden Ocean Group LTD SHS NEW G39637205 855508 108567 SH SOLE NONE 108567 0 0 Honda Motor Ltd AMERN SHS 438128308 6356951 188970 SH SOLE NONE 188970 0 0 ING GROEP N.V. SPONSORED ADR 456837103 461300 35000 SH SOLE NONE 35000 0 0 International Business Machines Corp COM 459200101 1010721 7204 SH SOLE NONE 7204 0 0 IRSA Inversiones y Representaciones SA GLOBL DEP RCPT 450047303 1099647 187653 SH SOLE NONE 187653 0 0 iShares 0-3 Month Treasury 0-3 MNTH TREASRY 46436E718 29102555 289089 SH SOLE NONE 289089 0 0 Johnson & Johnson COM 478160104 1629301 10461 SH SOLE NONE 10461 0 0 KE Holdings SPONSORED ADS 482497104 1452284 93575 SH SOLE NONE 93575 0 0 Koninklijke Philips N V NY REGIS SHS NEW 500472303 666056 33403 SH SOLE NONE 33403 0 0 Kosmos Energy Ltd COM 500688106 1284260 157000 SH SOLE NONE 157000 0 0 LAUDER ESTEE COS INC CL A 518439104 2642663 18282 SH SOLE NONE 18282 0 0 Linde plc SHS G54950103 1470410 3949 SH SOLE NONE 3949 0 0 MASTERCARD INCORPORATED CL A 57636Q104 306038 773 SH SOLE NONE 773 0 0 Medicinova INC COM NEW 58468P206 63659 30459 SH SOLE NONE 30459 0 0 Meta Platforms CL A 30303M102 4196936 13980 SH SOLE NONE 13980 0 0 Microsoft Corp COM 594918104 499517 1582 SH SOLE NONE 1582 0 0 MINISO GROUP HLDG LTD SPONSORED ADS 66981J102 1072623 41414 SH SOLE NONE 41414 0 0 Mitsubishi UFJ Financial Group SPONSORED ADS 606822104 19925444 2346931 SH SOLE NONE 2346931 0 0 NetEase INC SPONSORED ADS 64110W102 3225152 32200 SH SOLE NONE 32200 0 0 New Oriental Education and Technology Group SPON ADR 647581206 5297370 90476 SH SOLE NONE 90476 0 0 News Corp NEW CL B 65249B208 536609 25712 SH SOLE NONE 25712 0 0 Nextera Energy Inc COM 65339F101 2386358 41654 SH SOLE NONE 41654 0 0 NIO SPON ADS 62914V106 953792 105508 SH SOLE NONE 105508 0 0 Noble Corp PLC ORD SHS A G65431127 810400 16000 SH SOLE NONE 16000 0 0 Nokia Corp SPONSORED ADR 654902204 285975 76464 SH SOLE NONE 76464 0 0 Novo-Nordisk A/S ADR 670100205 1150027 12646 SH SOLE NONE 12646 0 0 NVIDIA Corp COM 67066G104 7351331 16900 SH SOLE NONE 16900 0 0 PAGAYA TECH CL A ORD CL A SHS M7S64L115 2436360 1542000 SH SOLE NONE 1542000 0 0 PAYPAL HLDGS INC COM 70450Y103 4835636 82717 SH SOLE NONE 82717 0 0 Peabody Energy Corp COM 704551100 1585390 61000 SH SOLE NONE 61000 0 0 ProPetro Holding Corp COM 74347M108 1768279 166348 SH SOLE NONE 166348 0 0 RAMACO RES INC COM CL B 75134P501 429707 36019 SH SOLE NONE 36019 0 0 Ramaco Resources INC COM CL A 75134P600 1429744 130095 SH SOLE NONE 130095 0 0 ResMed INC COM 761152107 34150133 230947 SH SOLE NONE 230947 0 0 SAP SE SPON ADR 803054204 2844781 21998 SH SOLE NONE 21998 0 0 Sea LTD SPONSORD ADS 81141R100 3072105 69900 SH SOLE NONE 69900 0 0 SIGMA LITHIUM ORD COM 826599102 2578980 79500 SH SOLE NONE 79500 0 0 Sumitomo Mitsui Financial Group SPONSORED ADR 86562M209 9065290 920334 SH SOLE NONE 920334 0 0 Takeda Pharmaceutical CO LTD SPONSORED ADS 874060205 3169679 204892 SH SOLE NONE 204892 0 0 TALOS ENERGY INC COM 87484T108 328800 20000 SH SOLE NONE 20000 0 0 Teck Resources Limited CL B 878742204 646350 15000 SH SOLE NONE 15000 0 0 THE RealReal INC COM 88339P101 2110000 1000000 SH SOLE NONE 1000000 0 0 TIDEWATER INC NEW COM 88642R109 1208190 17000 SH SOLE NONE 17000 0 0 Toyota Motor Corp ADS 892331307 9182709 51086 SH SOLE NONE 51086 0 0 TRIP COM GROUP LTD ADS 89677Q107 1426112 40781 SH SOLE NONE 40781 0 0 Uber Technologies INC COM 90353T100 4242302 92244 SH SOLE NONE 92244 0 0 UBS Group AG SHS H42097107 279482 11338 SH SOLE NONE 11338 0 0 Unitedhealth Group INC COM 91324P102 3269168 6484 SH SOLE NONE 6484 0 0 VISA INC COM CL A 92826C839 2151514 9354 SH SOLE NONE 9354 0 0 Woodside Energy Group LTD SPONSORED ADR 980228308 2580765 110810 SH SOLE NONE 110810 0 0 Xpeng INC ADS 98422D105 13356698 727489 SH SOLE NONE 727489 0 0 YUM CHINA HLDGS INC COM 98850P109 4095810 73507 SH SOLE NONE 73507 0 0 Zai Lab Limited ADR 98887Q104 2454508 100967 SH SOLE NONE 100967 0 0