0001654954-23-014063.txt : 20231113 0001654954-23-014063.hdr.sgml : 20231113 20231113065412 ACCESSION NUMBER: 0001654954-23-014063 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231113 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Haleon plc CENTRAL INDEX KEY: 0001900304 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41411 FILM NUMBER: 231394972 BUSINESS ADDRESS: STREET 1: BUILDING 5, FIRST FLOOR STREET 2: THE HEIGHTS CITY: WEYBRIDGE STATE: X0 ZIP: KT13 0NY BUSINESS PHONE: 44 1932 822000 MAIL ADDRESS: STREET 1: BUILDING 5, FIRST FLOOR STREET 2: THE HEIGHTS CITY: WEYBRIDGE STATE: X0 ZIP: KT13 0NY FORMER COMPANY: FORMER CONFORMED NAME: DRVW 2022 Ltd DATE OF NAME CHANGE: 20211217 6-K 1 a1260thaleon.htm DIRECTOR/PDMR SHAREHOLDING a1260thaleon
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
For the month of November 2023
 
Commission File Number: 001-41411
 
Haleon plc
(Translation of registrant’s name into English)
 
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
 
Form 20-F ☒
 
Form 40-F ☐
 
 
 
EXHIBIT INDEX
 
Exhibit Number
 
Description
 
99.1
10 November 2023 - “Director/PDMR Shareholding”
 
 
 
 
99.1
 

 
HALEON PLC 
("Haleon" or "the Company")  
​ 
​Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them 
​ 
​10 November 2023: Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and Persons Closely Associated with them.
 
On 10 November 2023, the Company received notification of the following transactions as detailed below.
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bart Derde
2  
 
Reason for the notification  
a)  
 
Position/status  
 
 
Chief Supply Chain Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Partnership Shares and award of Matching Shares under the Company's Share Reward Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s)
 
Volume(s)
 
 
 
£3.288685
 
38
 
 
 
£Nil
 
38 (matching shares)
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
76
 
 
- Price 
 
 
 
e)  
 
Date of the transaction 
9 November 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Jooyong Lee
         
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Head of Strategy and Office of CEO - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Partnership Shares and award of Matching Shares under the Company's Share Reward Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£ 3.288685
 
38
 
 
 
£Nil
 
38 (matching shares)
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
76
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
9 November 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bjarne Tellmann
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
General Counsel - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Partnership Shares and award of Matching Shares under the Company's Share Reward Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.288685
 
38
 
 
 
£Nil
 
38 (matching shares)
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
76
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
9 November 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
Amanda Mellor, Company Secretary
 
 
 
 
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HALEON PLC
(Registrant)
 
Date: November 10, 2023
By:
/s/ Amanda Mellor
 
 
Name:
Amanda Mellor
 
 
Title:
Company Secretary