|
Form
20-F ☒
|
Form
40-F ☐
|
|
Exhibit
Number
|
|
Description
|
99.1
|
|
Press
Release entitled Director/PDMR Shareholding dated 09 May,
2023
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Brian
McNamara
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Executive Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US4055521003
|
|
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
$8.681
|
637.70446
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
3 May
2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Tobias
Hestler
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief
Financial Officer - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
72.84583
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Keith
Choy
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
President,
Asia Pacific - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
124.35396
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Bart
Derde
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief
Supply Chain Officer - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
142.93329
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
a)
|
Name
|
Amy
Landucci
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief
Digital and Technology Officer - PDMR
|
||||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
||||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||||
a)
|
Name
|
Haleon
plc
|
||||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
||||
|
|
|||||
Identification
code
|
GB00BMX86B70
|
|||||
|
|
|||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
||||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
||
|
|
£3.4478
|
125.26144
|
|
||
|
|
|
|
|
||
d)
|
Aggregated information
|
N/A
|
||||
|
|
|||||
- Aggregated volume
|
|
|||||
|
|
|||||
- Price
|
|
|||||
|
|
|||||
e)
|
Date of the transaction
|
3 May
2023
|
||||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
||||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description
of the financial instrument, type of
instrument
|
Haleon
plc American Depositary Shares (ADS)
|
||||
|
|
|||||
Identification
code
|
US4055521003
|
|||||
|
|
|||||
b)
|
Nature
of the transaction
|
Acquisition
of ADSs as a result of dividend reinvestment
|
||||
c)
|
Price(s)
and volume(s)
|
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
||
|
|
$8.681
|
39.09785
|
|
||
|
|
|
|
|
||
d)
|
Aggregated
information
|
N/A
|
||||
|
|
|||||
-
Aggregated volume
|
|
|||||
|
|
|||||
-
Price
|
|
|||||
|
|
|||||
e)
|
Date of
the transaction
|
3 May
2023
|
||||
f)
|
Place
of the transaction
|
New
York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Filippo
Lanzi
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
President,
EMEA and LATAM - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
308.9006
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Jooyong
Lee
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Head of
Strategy and Office of CEO - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
0.00304
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Teri
Lyng
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Head of
Transformation and Sustainability - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|||
|
|
||||
Identification
code
|
US4055521003
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
$8.681
|
131.08947
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
New
York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Lisa
Paley
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
President,
North America - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|||
|
|
||||
Identification
code
|
US4055521003
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
$8.681
|
49.04438
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
New
York Stock Exchange (XNYS)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Franck
Riot
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief
R&D Officer - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
9.57862
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||
a)
|
Name
|
Tamara
Rogers
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief
Marketing Officer - PDMR
|
|||
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||||
a)
|
Name
|
Haleon
plc
|
|||
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|||
|
|
||||
Identification
code
|
GB00BMX86B70
|
||||
|
|
||||
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|||
c)
|
Price(s) and volume(s)
|
|
|
|
|
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
£3.4478
|
0.72945
|
|
|
|
|
|
|
|
|
d)
|
Aggregated information
|
N/A
|
|||
|
|
||||
- Aggregated volume
|
|
||||
|
|
||||
- Price
|
|
||||
|
|
||||
e)
|
Date of the transaction
|
3 May
2023
|
|||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
HALEON
PLC
(Registrant)
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Dated: May 9,
2023
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By:
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/s/
Amanda Mellor
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Name:
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Amanda
Mellor
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Title:
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Company
Secretary
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