6-K 1 a8447y.htm DIRECTOR/PDMR SHAREHOLDING a8447y
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
For the month of May 2023
 
Commission File Number: 001-41411
 
Haleon plc
(Translation of registrant’s name into English)
 
England and Wales
(Jurisdiction of Incorporation)
 
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
 
Form 20-F ☒
 
Form 40-F ☐
 
 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
 
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit Number
 
 
Description
 
99.1
 
Press Release entitled Director/PDMR Shareholding dated 09 May, 2023
 
 
 
 
 
99.1
 
 
​HALEON PLC 
​("Haleon" or "the Company")  
​ 
​Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them 
​ 
​9 May 2023: Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and Persons Closely Associated with them.
​ 
​On 5 May 2023, Haleon plc (the "Company") received notification of the following transactions as detailed below.
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Brian McNamara
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Executive Officer - PDMR
b)  
 
Initial notification /Amendment 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)
Description of the financial instrument, type of instrument  
 
Identification code
Haleon plc American Depositary Shares (ADS)
 
US4055521003  
 
b)
Nature of the transaction  
 
Acquisition of ADSs as a result of dividend reinvestment
 
c)
Price(s) and volume(s)  
Price(s)
 
Volume(s) 
$8.681
 
637.70446
d)
Aggregated information
 
- Aggregated volume
 
- Price
N/A
 
 
 
 
 
e)
Date of the transaction  
3 May 2023
 
f)
Place of the transaction  
New York Stock Exchange (XNYS)
 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Tobias Hestler
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Financial Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
72.84583
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Keith Choy
2  
 
Reason for the notification
a)  
 
Position/status  
 
President, Asia Pacific - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
124.35396
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bart Derde
2  
 
Reason for the notification  
a)  
 
Position/status  
 
Chief Supply Chain Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s)
 
Volume(s)
 
 
 
£3.4478
 
142.93329
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Amy Landucci
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Chief Digital and Technology Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
125.26144
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US4055521003
 
 
b)  
 
Nature of the transaction  
 
Acquisition of ADSs as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
$8.681
 
39.09785
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
New York Stock Exchange (XNYS)
 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
a)  
 
Name  
 
Filippo Lanzi
2  
 
Reason for the notification  
a)  
 
Position/status  
 
President, EMEA and LATAM - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
308.9006
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Jooyong Lee
         
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Head of Strategy and Office of CEO - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
0.00304
 
 
 
 
 
 
d)  
 
Aggregated information  
N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Teri Lyng
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Head of Transformation and Sustainability - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US4055521003
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of ADSs as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
$8.681
 
131.08947
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
New York Stock Exchange (XNYS)
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Lisa Paley
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
President, North America - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Haleon plc American Depositary Shares (ADS) 
 
 
Identification code  
US4055521003
 
 
b)  
 
Nature of the transaction  
 
Acquisition of ADSs as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
$8.681
 
49.04438
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
New York Stock Exchange (XNYS)
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Franck Riot
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief R&D Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
9.57862
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Tamara Rogers
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief Marketing Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Ordinary Shares as a result of dividend reinvestment
 
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
 
Volume(s) 
 
 
 
£3.4478
 
0.72945
 
 
 
 
 
 
d)  
 
Aggregated information  
 N/A
 
 
- Aggregated volume 
 
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
3 May 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
Amanda Mellor, Company Secretary
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
HALEON PLC
(Registrant)
 
Dated: May 9, 2023
By:
/s/ Amanda Mellor
 
 
Name:
Amanda Mellor
 
 
Title:
Company Secretary