6-K 1 a8038s.htm DIRECTOR/PDMR SHAREHOLDING a8038s

 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
For the month of March 2023
 
Commission File Number: 001-41411
 
Haleon plc
(Translation of registrant’s name into English)
 
England and Wales
(Jurisdiction of Incorporation)
 
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
 
Form 20-F ☒
 
Form 40-F ☐
 
 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
 
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit
Number
 
Description
99.1
 
Press Release entitled Director/PDMR Shareholding dated March 13, 2023
 
 
 
 
 
 
 
99.1
 

 
HALEON PLC 
("Haleon" or "the Company")  
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them 
 
13 March 2023: Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and Persons Closely Associated with them.
 
On 10 March 2023, Haleon plc (the "Company") received notification of the following transactions as detailed below.
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bart Derde
2  
 
Reason for the notification  
a)  
 
Position/status  
 
 
Chief Supply Chain Officer - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Partnership Shares and award of Matching Shares under the Company's Share Reward Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s)
Volume(s)
 
 
 
£3.206547
39
 
 
 
£Nil
39 (matching shares)
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
78
 
 
- Price 
 
 
 
e)  
 
Date of the transaction 
9 March 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Jooyong Lee
         
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
Head of Strategy and Office of CEO - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Partnership Shares and award of Matching Shares under the Company's Share Reward Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
£3.206547
39
 
 
 
£Nil
39 (matching shares)
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
78
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
9 March 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Bjarne Tellman
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
 
General Counsel - PDMR
b)  
 
Initial notification /Amendment  
 
Initial Notification 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
Haleon plc 
b)  
 
LEI  
 
549300PSB3WWEODCUP19 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
Ordinary Shares of £0.01 each
 
 
Identification code  
GB00BMX86B70   
 
 
b)  
 
Nature of the transaction  
 
 
Acquisition of Partnership Shares and award of Matching Shares under the Company's Share Reward Plan
c)  
 
Price(s) and volume(s)  
 
 
 
 
 
 
Price(s) 
Volume(s) 
 
 
 
£3.206547
39
 
 
 
£Nil
39 (matching shares)
 
 
 
 
 
 
d)  
 
Aggregated information  
 
 
 
- Aggregated volume 
78
 
 
- Price 
 
 
 
e)  
 
Date of the transaction  
 
9 March 2023
f)  
 
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
Amanda Mellor, Company Secretary
 
 
 
 
 
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
HALEON PLC
(Registrant)
 
Dated: March 13, 2023
By:
/s/ Amanda Mellor
 
 
Name:
Amanda Mellor
 
 
Title:
Company Secretary