N-PX 1 tm2324328d1_npx.htm N-PX

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED 

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811-23763

 

First Trust Real Assets Fund 

(Exact name of registrant as specified in charter)

 

c/o UMB Fund Services, Inc. 

235 West Galena Street 

Milwaukee, WI 53212 

(Address of principal executive offices) (Zip code)

 

Maurer, Ann S. 

235 W. Galena Street 

Milwaukee, WI 53212 

(414) 299-2217 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 414.299.2217

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2022 - June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

ITEM 1. PROXY VOTING RECORD

 

First Trust Real Assets Fund - Proxy Voting Record  7/1/2022 - 6/30/2023    

 

   TICKER  CUSIP  SHARE-HOLDER     DID FUND  WHAT VOTE  FOR OR AGAINST
NAME OF ISSUER  SYMBOL  NUMBER  MEETING DATE  MATTER VOTED ON  VOTE  WAS CAST  MANAGEMENT
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Bradley Blake as Director  Yes  FOR  FOR
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Charles Crocker as Director  Yes  FOR  FOR
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Evelyn Dilsaver as Director  Yes  FOR  FOR
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Geoffrey Dohrmann as Director  Yes  FOR  FOR
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Ronald Kaiser as Director  Yes  FOR  FOR
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Sonya Mughal as Director  Yes  FOR  FOR
Bailard Real Estate Investment Trust, Inc.        6/20/2023  Elect Preston Sargent as Director  Yes  FOR  FOR
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director Lynn C. Thurber  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director R. Martel Day  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director Tamara D. Fischer  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director Jacques N. Gordon  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director Kristy F. Heuberger  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director Douglas A. Lindgren  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director William E. Sullivan  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director C. Allan Swaringen  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Elect director Robin M. Zeigler  No  N/A  N/A
JLL Income Property Trust Inc.  ZIPIMX  48021R401  6/8/2023  Ratify KPMG LLP as Auditors  No  N/A  N/A
RREEF Property Trust Inc.  ZRPTDX  74972X304  5/11/2023  Elect director W. Todd Henderson  No  N/A  N/A
RREEF Property Trust Inc.  ZRPTDX  74972X304  5/11/2023  Elect director Anne-Marie Vandenberg  No  N/A  N/A
RREEF Property Trust Inc.  ZRPTDX  74972X304  5/11/2023  Elect director Deborah H. McAneny  No  N/A  N/A
RREEF Property Trust Inc.  ZRPTDX  74972X304  5/11/2023  Elect director Gregg A. Gonsalves  No  N/A  N/A
RREEF Property Trust Inc.  ZRPTDX  74972X304  5/11/2023  Elect director Charles H. Wurtzebach, Ph.D.  No  N/A  N/A
RREEF Property Trust Inc.  ZRPTDX  74972X304  5/11/2023  Ratify KPMG LLP as Auditors  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Barry S. Sternlicht  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director John P. McMarthy, Jr.  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Chrisopher D. Graham  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Mark Deason  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Austin Nowlin  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Richard D. Bronson  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director David B. Henry  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Robin Josephs  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Peggy Lamb  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director Dale Anne Reiss  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Elect director James E. Walker  No  N/A  N/A
Starwood Real Estate Income Trust, Inc.     85570X405  8/12/2022  Ratify Deloitte & Touche LLP as Auditors  No  N/A  N/A

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant First Trust Real Assets Fund  

 

 
By (Signature and Title) /s/ Michael Peck 
  Michael Peck, President 

 

Date August 29, 2023