Chief Compliance Officer

0001896419-22-000005.txt : 20221114 0001896419-22-000005.hdr.sgml : 20221114 20221114162339 ACCESSION NUMBER: 0001896419-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Collaborative Wealth Managment Inc. CENTRAL INDEX KEY: 0001896419 IRS NUMBER: 352280124 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21777 FILM NUMBER: 221386031 BUSINESS ADDRESS: STREET 1: 972 INTERNATIONAL PARKWAY CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: 407-792-3336 MAIL ADDRESS: STREET 1: 972 INTERNATIONAL PARKWAY CITY: LAKE MARY STATE: FL ZIP: 32746 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001896419 XXXXXXXX 09-30-2022 09-30-2022 Collaborative Wealth Managment Inc.

972 INTERNATIONAL PARKWAY LAKE MARY FL 32746

13F HOLDINGS REPORT 028-21777 N Sandra Stickney Chief Compliance Officer 407-965-0832 Sandra Stickney Lake Mary FL 11-14-2022 0 169 141255 false INFORMATION TABLE 2 CWMQ32022_13f.xml AFLAC INC COM 001055102 331 5886 SH SOLE 0 0 0 5886 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 232 37364 SH SOLE 0 0 0 37364 ALPS ETF TR ALERIAN MLP 00162Q452 217 5947 SH SOLE 0 0 0 5947 AMAZON COM INC COM 023135106 770 6815 SH SOLE 0 0 0 6815 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 1460 45606 SH SOLE 0 0 0 45606 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 237 9532 SH SOLE 0 0 0 9532 APPLE INC COM 037833100 3845 27824 SH SOLE 0 0 0 27824 ARK ETF TR INNOVATION ETF 00214Q104 315 8348 SH SOLE 0 0 0 8348 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 319 1196 SH SOLE 0 0 0 1196 CHEVRON CORP NEW COM 166764100 241 1679 SH SOLE 0 0 0 1679 CION INVT CORP COM 17259U204 339 39829 SH SOLE 0 0 0 39829 COLUMBIA ETF TR I MULTI SEC MUNI 19761L607 337 17301 SH SOLE 0 0 0 17301 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 979 58511 SH SOLE 0 0 0 58511 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 492 279430 SH SOLE 0 0 0 279430 DARDEN RESTAURANTS INC COM 237194105 241 1904 SH SOLE 0 0 0 1904 DISNEY WALT CO COM 254687106 232 2456 SH SOLE 0 0 0 2456 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 110 11226 SH SOLE 0 0 0 11226 ENTERPRISE PRODS PARTNERS L COM 293792107 391 16435 SH SOLE 0 0 0 16435 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 251 7531 SH SOLE 0 0 0 7531 EXXON MOBIL CORP COM 30231G102 386 4424 SH SOLE 0 0 0 4424 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 443 9083 SH SOLE 0 0 0 9083 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 243 9580 SH SOLE 0 0 0 9580 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 254 3381 SH SOLE 0 0 0 3381 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 224 3931 SH SOLE 0 0 0 3931 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 398 10382 SH SOLE 0 0 0 10382 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 563 9489 SH SOLE 0 0 0 9489 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 2443 36788 SH SOLE 0 0 0 36788 FIRST TR EXCHANGE-TRADED FD US EQTY DIVI 33738R738 1397 56140 SH SOLE 0 0 0 56140 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 262 5742 SH SOLE 0 0 0 5742 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 3627 83307 SH SOLE 0 0 0 83307 FIRST TR MORNINGSTAR DIVID L SHS 336917109 1343 41801 SH SOLE 0 0 0 41801 GLOBAL X FDS GLBL X MLP ETF 37954Y343 884 22422 SH SOLE 0 0 0 22422 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 711 45379 SH SOLE 0 0 0 45379 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 587 15650 SH SOLE 0 0 0 15650 GLOBAL X FDS US PFD ETF 37954Y657 3717 181216 SH SOLE 0 0 0 181216 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 290 4087 SH SOLE 0 0 0 4087 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 315 20532 SH SOLE 0 0 0 20532 HOME DEPOT INC COM 437076102 423 1532 SH SOLE 0 0 0 1532 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 424 14772 SH SOLE 0 0 0 14772 INNOVATOR ETFS TR US EQTY BUFR JAN 45782C409 680 21941 SH SOLE 0 0 0 21941 INNOVATOR ETFS TR INTRNL DEV JAN 45782C524 288 12508 SH SOLE 0 0 0 12508 INNOVATOR ETFS TR GRWT100 PWR BF 45782C466 316 9169 SH SOLE 0 0 0 9169 INNOVATOR ETFS TR US SML CP PWR B 45782C474 316 11224 SH SOLE 0 0 0 11224 INNOVATOR ETFS TR US EQTY BUFR MAR 45782C326 1379 50295 SH SOLE 0 0 0 50295 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 268 5435 SH SOLE 0 0 0 5435 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 250 2950 SH SOLE 0 0 0 2950 INVESCO BD FD COM 46132L107 239 16620 SH SOLE 0 0 0 16620 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 381 23528 SH SOLE 0 0 0 23528 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 534 24164 SH SOLE 0 0 0 24164 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 284 4911 SH SOLE 0 0 0 4911 INVESCO EXCH TRADED FD TR II PURBTA MSCI US 46138E461 1862 52057 SH SOLE 0 0 0 52057 INVESCO EXCH TRADED FD TR II PURBTA 0 5 YR 46138E495 746 30616 SH SOLE 0 0 0 30616 INVESCO EXCH TRADED FD TR II PURBETA US AGG 46138E446 1942 89861 SH SOLE 0 0 0 89861 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 2419 22004 SH SOLE 0 0 0 22004 INVESCO EXCH TRD SLF IDX FD RUSL 2000 DYNM 46138J593 2717 85984 SH SOLE 0 0 0 85984 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 249 6375 SH SOLE 0 0 0 6375 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 716 23909 SH SOLE 0 0 0 23909 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 624 8405 SH SOLE 0 0 0 8405 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 473 11895 SH SOLE 0 0 0 11895 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 275 1982 SH SOLE 0 0 0 1982 INVESCO MUN OPPORTUNITY TR COM 46132C107 118 12912 SH SOLE 0 0 0 12912 INVESCO QQQ TR UNIT SER 1 46090E103 1342 5020 SH SOLE 0 0 0 5020 ISHARES INC CORE MSCI EMKT 46434G103 351 8164 SH SOLE 0 0 0 8164 ISHARES INC EM MKTS DIV ETF 464286319 337 14869 SH SOLE 0 0 0 14869 ISHARES TR CORE HIGH DV ETF 46429B663 1281 14027 SH SOLE 0 0 0 14027 ISHARES TR SHRT NAT MUN ETF 464288158 205 1994 SH SOLE 0 0 0 1994 ISHARES TR CORE MSCI EAFE 46432F842 208 3948 SH SOLE 0 0 0 3948 ISHARES TR MSCI USA MMENTM 46432F396 231 1763 SH SOLE 0 0 0 1763 ISHARES TR CORE DIV GRWTH 46434V621 354 7951 SH SOLE 0 0 0 7951 ISHARES TR CORE S&P MCP ETF 464287507 473 2157 SH SOLE 0 0 0 2157 ISHARES TR CORE S&P SCP ETF 464287804 262 3010 SH SOLE 0 0 0 3010 ISHARES TR RUSSELL 2000 ETF 464287655 353 2143 SH SOLE 0 0 0 2143 ISHARES TR RUSSELL 3000 ETF 464287689 464 2241 SH SOLE 0 0 0 2241 ISHARES TR CORE S&P US GWT 464287671 208 2595 SH SOLE 0 0 0 2595 ISHARES TR TIPS BD ETF 464287176 391 3730 SH SOLE 0 0 0 3730 ISHARES TR MBS ETF 464288588 289 3151 SH SOLE 0 0 0 3151 ISHARES TR PFD AND INCM SEC 464288687 384 12120 SH SOLE 0 0 0 12120 ISHARES TR NATIONAL MUN ETF 464288414 1156 11265 SH SOLE 0 0 0 11265 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 1603 45736 SH SOLE 0 0 0 45736 JOHNSON & JOHNSON COM 478160104 375 2297 SH SOLE 0 0 0 2297 MCDONALDS CORP COM 580135101 200 868 SH SOLE 0 0 0 868 MFS INTER HIGH INCOME FD SH BEN INT 59318T109 145 84657 SH SOLE 0 0 0 84657 MICROSOFT CORP COM 594918104 641 2752 SH SOLE 0 0 0 2752 NEXTERA ENERGY INC COM 65339F101 263 3351 SH SOLE 0 0 0 3351 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 224 6996 SH SOLE 0 0 0 6996 PIMCO CORPORATE & INCM STRG COM 72200U100 147 12448 SH SOLE 0 0 0 12448 PIMCO CORPORATE & INCOME OPP COM 72201B101 200 16995 SH SOLE 0 0 0 16995 PIONEER HIGH INCOME FUND INC COM 72369H106 167 25776 SH SOLE 0 0 0 25776 PROCTER AND GAMBLE CO COM 742718109 234 1851 SH SOLE 0 0 0 1851 PROSHARES TR S&P 500 DV ARIST 74348A467 333 4163 SH SOLE 0 0 0 4163 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 150 15324 SH SOLE 0 0 0 15324 QUALCOMM INC COM 747525103 263 2326 SH SOLE 0 0 0 2326 SCHWAB STRATEGIC TR US REIT ETF 808524847 324 17317 SH SOLE 0 0 0 17317 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 450 6781 SH SOLE 0 0 0 6781 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 635 17647 SH SOLE 0 0 0 17647 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1846 28179 SH SOLE 0 0 0 28179 SELECT SECTOR SPDR TR ENERGY 81369Y506 370 5135 SH SOLE 0 0 0 5135 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 576 18981 SH SOLE 0 0 0 18981 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 668 8069 SH SOLE 0 0 0 8069 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1684 14178 SH SOLE 0 0 0 14178 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 764 11453 SH SOLE 0 0 0 11453 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1381 11402 SH SOLE 0 0 0 11402 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 204 4270 SH SOLE 0 0 0 4270 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 330 15812 SH SOLE 0 0 0 15812 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 289 10916 SH SOLE 0 0 0 10916 SIREN ETF TR DIVCN LDRS ETF 829658301 409 9050 SH SOLE 0 0 0 9050 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 428 1490 SH SOLE 0 0 0 1490 SPDR GOLD TR GOLD SHS 78463V107 343 2216 SH SOLE 0 0 0 2216 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1654 53283 SH SOLE 0 0 0 53283 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2219 86016 SH SOLE 0 0 0 86016 SPDR S&P 500 ETF TR TR UNIT 78462F103 842 2359 SH SOLE 0 0 0 2359 SPDR SER TR PRTFLO S&P500 GW 78464A409 3809 76037 SH SOLE 0 0 0 76037 SPDR SER TR PORTFOLI S&P1500 78464A805 2758 62524 SH SOLE 0 0 0 62524 SPDR SER TR PRTFLO S&P500 VL 78464A508 3659 106082 SH SOLE 0 0 0 106082 SPDR SER TR PORTFOLIO S&P400 78464A847 3491 90544 SH SOLE 0 0 0 90544 SPDR SER TR PORTFOLIO AGRGTE 78464A649 840 33654 SH SOLE 0 0 0 33654 SPDR SER TR PORTFLI INTRMDIT 78464A672 622 22127 SH SOLE 0 0 0 22127 SPDR SER TR BLOOMBERG HIGH Y 78468R622 773 8802 SH SOLE 0 0 0 8802 SPDR SER TR PORTFLI TIPS ETF 78464A656 2955 116512 SH SOLE 0 0 0 116512 SPDR SER TR PORTFOLIO LN COR 78464A367 1737 79848 SH SOLE 0 0 0 79848 SPDR SER TR PORTFOLIO INTRMD 78464A375 709 22645 SH SOLE 0 0 0 22645 SPDR SER TR PORTFOLIO SH TSR 78468R101 305 10550 SH SOLE 0 0 0 10550 SPDR SER TR NUVEEN BLOOMBERG 78464A284 3196 66693 SH SOLE 0 0 0 66693 SPDR SER TR PORTFOLIO CRPORT 78464A144 695 25022 SH SOLE 0 0 0 25022 SPDR SER TR PORT MTG BK ETF 78464A383 680 31713 SH SOLE 0 0 0 31713 SPDR SER TR ICE PFD SEC ETF 78464A292 256 7345 SH SOLE 0 0 0 7345 SPDR SER TR RUSSELL YIELD 78468R770 852 10222 SH SOLE 0 0 0 10222 SPDR SER TR MSCI USA STRTGIC 78468R812 381 3748 SH SOLE 0 0 0 3748 SPDR SER TR PORTFOLIO S&P600 78468R853 1040 30548 SH SOLE 0 0 0 30548 SPDR SER TR PORTFLI HIGH YLD 78468R606 484 22189 SH SOLE 0 0 0 22189 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1604 39248 SH SOLE 0 0 0 39248 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1503 37416 SH SOLE 0 0 0 37416 TESLA INC COM 88160R101 200 755 SH SOLE 0 0 0 755 VANECK ETF TRUST IG FLOATING RATE 92189F486 329 13246 SH SOLE 0 0 0 13246 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 1524 25408 SH SOLE 0 0 0 25408 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 687 13764 SH SOLE 0 0 0 13764 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 253 1772 SH SOLE 0 0 0 1772 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1596 22376 SH SOLE 0 0 0 22376 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 801 6575 SH SOLE 0 0 0 6575 VANGUARD INDEX FDS SM CP VAL ETF 922908611 913 6370 SH SOLE 0 0 0 6370 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 335 4185 SH SOLE 0 0 0 4185 VANGUARD INDEX FDS GROWTH ETF 922908736 322 1504 SH SOLE 0 0 0 1504 VANGUARD INDEX FDS VALUE ETF 922908744 358 2901 SH SOLE 0 0 0 2901 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2188 12189 SH SOLE 0 0 0 12189 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 866 2639 SH SOLE 0 0 0 2639 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 468 5939 SH SOLE 0 0 0 5939 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1731 22866 SH SOLE 0 0 0 22866 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 588 9850 SH SOLE 0 0 0 9850 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1511 11176 SH SOLE 0 0 0 11176 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 294 8081 SH SOLE 0 0 0 8081 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 535 10276 SH SOLE 0 0 0 10276 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 305 4926 SH SOLE 0 0 0 4926 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1754 18485 SH SOLE 0 0 0 18485 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 718 7984 SH SOLE 0 0 0 7984 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 778 3477 SH SOLE 0 0 0 3477 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 526 7068 SH SOLE 0 0 0 7068 VANGUARD WORLD FDS INF TECH ETF 92204A702 390 1270 SH SOLE 0 0 0 1270 VANGUARD WORLD FDS ENERGY ETF 92204A306 377 3715 SH SOLE 0 0 0 3715 WALMART INC COM 931142103 200 1545 SH SOLE 0 0 0 1545 WESTERN ASSET INVT GRADE DEF COM 95790A101 252 16492 SH SOLE 0 0 0 16492 WISDOMTREE TR WSDM EMKTBD FD 97717X784 2801 47634 SH SOLE 0 0 0 47634 WISDOMTREE TR YIELD ENHANCD US 97717X511 716 16948 SH SOLE 0 0 0 16948 WISDOMTREE TR US HGH YLD CORP 97717X172 3826 89688 SH SOLE 0 0 0 89688 WISDOMTREE TR US QTLY DIV GRT 97717X669 1090 20222 SH SOLE 0 0 0 20222 WISDOMTREE TR US S CAP QTY DIV 97717X651 736 20468 SH SOLE 0 0 0 20468 WISDOMTREE TR US SMALLCAP FUND 97717W562 213 5445 SH SOLE 0 0 0 5445 WISDOMTREE TR GLB US QTLY DIV 97717W844 1094 39800 SH SOLE 0 0 0 39800 WISDOMTREE TR US MIDCAP DIVID 97717W505 1069 28376 SH SOLE 0 0 0 28376 WISDOMTREE TR US SMALLCAP DIVD 97717W604 563 21889 SH SOLE 0 0 0 21889