0001903596-24-000018.txt : 20240117
0001903596-24-000018.hdr.sgml : 20240117
20240117205829
ACCESSION NUMBER: 0001903596-24-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240116
FILED AS OF DATE: 20240117
DATE AS OF CHANGE: 20240117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaffner Brian Paul
CENTRAL INDEX KEY: 0001921639
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41347
FILM NUMBER: 24539926
MAIL ADDRESS:
STREET 1: 2025 SW DEERHOUND AVE
CITY: REDMOND
STATE: OR
ZIP: 97756
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Expion360 Inc.
CENTRAL INDEX KEY: 0001894954
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 812701049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2025 SW DEERHOUND AVE
CITY: REDMOND
STATE: OR
ZIP: 97756
BUSINESS PHONE: 541 -797-6714
MAIL ADDRESS:
STREET 1: 2025 SW DEERHOUND AVE
CITY: REDMOND
STATE: OR
ZIP: 97756
4
1
ownership.xml
X0508
4
2024-01-16
0
0001894954
Expion360 Inc.
XPON
0001921639
Schaffner Brian Paul
C/O EXPION360 INC.
2025 SW DEERHOUND AVE
REDMOND
OR
97756
1
1
0
0
Chief Executive Officer
0
Common Stock
2024-01-16
4
A
0
2643
0.00
D
160975
D
Common Stock
2024-01-16
4
A
0
2977
0.00
D
163952
D
Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's 2021 Incentive Award Plan (the "Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). The number of RSUs granted is equal to $12,000 divided by the closing price of the Common Stock on the grant date, which was January 16, 2024. The RSUs shall vest in four equal installments on January 16, 2024, April 1, 2024, July 1, 2024 and October 1, 2024, subject to the Reporting Person's continued service to the Issuer through each vesting date.
Reflects a grant of RSUs made to the Reporting Person under the Plan. The number of RSUs granted is equal to $13,520 divided by the closing price of the Common Stock on the grant date, which was January 16, 2024. The RSUs vested in full on January 16, 2024.
Includes (i) 5,620 RSUs granted to the Reporting Person on January 16, 2024 under the Plan, which are subject to vesting as reported above, and (ii) 158,332 shares of Common Stock issuable upon exercise of vested options issued to the Reporting Person under the Plan.
/s/ Gregory Aydelott, Attorney-in-Fact for Brian Schaffner
2024-01-17