0001127602-12-032331.txt : 20121129
0001127602-12-032331.hdr.sgml : 20121129
20121129213307
ACCESSION NUMBER: 0001127602-12-032331
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121127
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CERADYNE INC
CENTRAL INDEX KEY: 0000018937
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 330055414
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3169 RED HILL AVENUE
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 7145490421
MAIL ADDRESS:
STREET 1: 3169 RED HILL AVENUE
CITY: COSTA MESA
STATE: CA
ZIP: 92626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALDAL JEFFREY J
CENTRAL INDEX KEY: 0001268643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13059
FILM NUMBER: 121233053
MAIL ADDRESS:
STREET 1: 3108 HEMINGWAY LANE
CITY: LEXINGTON
STATE: KY
ZIP: 40513
FORMER NAME:
FORMER CONFORMED NAME: WALDAL JEFF
DATE OF NAME CHANGE: 20031030
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-11-27
0000018937
CERADYNE INC
CRDN
0001268643
WALDAL JEFFREY J
3169 RED HILL AVENUE
COSTA MESA
CA
92626
1
Vice President
Common Stock
2012-11-27
4
U
0
2933
35.00
D
0
D
Common Stock
2012-11-27
4
M
0
11267
A
11267
D
Common Stock
2012-11-27
4
F
0
3963
35.00
D
7304
D
Common Stock
2012-11-28
4
D
0
7304
D
0
D
Common Stock
2634
I
By 401(k) Plan Trust
Common Stock
251
I
Non-qualified Deferred Compensation Plan
Restricted Stock Units
2012-11-27
4
M
0
11267
D
2012-11-27
2012-11-27
Common Stock
11267
0
D
Each restricted stock unit represented a contingent right to receive one share of Ceradyne common stock. Pursuant to the terms of the Agreement and Plan of Merger, dated September 30, 2012, by and among 3M Company, Cyborg Acquisition Corporation and Ceradyne, Inc., on November 27, 2012, the reporting person's restricted stock units were settled for 11,267 shares of Ceradyne common stock.
No shares were sold. These 3,963 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the award.
Disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of September 30, 2012, by and among 3M Company, Cyborg Acquisition Corporation and Ceradyne, Inc., in exchange for a cash payment of $35.00 per share.
/s/ Jerrold J. Pellizzon, attorney-in-fact for Mr. Waldal
2012-11-29