-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QMZi/ry4Z1TUn5uL5+WMyTinGYOqQeSCJS1swNmqVXOeoXXoXbSMEZHfOhUrMF8t nN1Ad7gUYCuhj2Uhkxegrw== 0001127602-10-009348.txt : 20100323 0001127602-10-009348.hdr.sgml : 20100323 20100323200343 ACCESSION NUMBER: 0001127602-10-009348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100319 FILED AS OF DATE: 20100323 DATE AS OF CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKHART BRUCE CENTRAL INDEX KEY: 0001268645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13059 FILM NUMBER: 10700367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERADYNE INC CENTRAL INDEX KEY: 0000018937 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 330055414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3169 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145490421 MAIL ADDRESS: STREET 1: 3169 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-03-19 0000018937 CERADYNE INC CRDN 0001268645 LOCKHART BRUCE 3169 RED HILL AVENUE COSTA MESA CA 92626 1 Vice President Common Stock 2010-03-19 4 M 0 400 0 A 1875 D Common Stock 2010-03-19 4 F 0 142 23.79 D 1733 D Common Stock 2010-03-19 4 M 0 800 0 A 2533 D Common Stock 2010-03-19 4 F 0 331 23.79 D 2202 D Common Stock 1144 I By 401(k) Plan Trust Common Stock 332 I Non-qualified Deferred Compensation Plan Restricted Stock Units 2010-03-19 4 M 0 400 0 D 2012-03-19 Common Stock 400 800 D Restricted Stock Units 2010-03-19 4 M 0 800 0 D 2014-03-19 Common Stock 800 3200 D Restricted Stock Units 2010-03-22 4 A 0 5000 0 A 2013-03-19 Common Stock 5000 5000 D No shares were sold. These 142 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the Award. No shares were sold. These 331 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the Award. Includes shares acquired through a matching contribution by the Company in connection with the Ceradyne 401(k) Plan. Includes shares acquired through a matching contribution by the Company in connection with the Non-Qualified Deferred Compensation Plan. Each Restricted Stock Unit represents the contingent right to receive one share of common stock. This Award vests as to 400 units on each of March 19, 2008, March 19, 2009, March 19, 2010, March 19, 2011 and March 19, 2012. This Award vests as to 800 units on each of March 19, 2010, March 19, 2011, March 19, 2012, March 19, 2013 and March 19, 2014. 1-for-1 This Award vests as to 1,666 shares on March 19, 2011 and 1,667 shares on both March 19, 2012 and March 19, 2013. /s/ Jerrold J. Pellizzon, attorney-in-fact for Mr. Lockhart 2010-03-23 -----END PRIVACY-ENHANCED MESSAGE-----