-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FS35r4JPNP1el69ib/3i/JMRL+pVfEjVNm39p8MZsOu6dBYlrSrzMUGGtYu5h92S yiOA32XBpL84Otz0USVshQ== 0001127602-07-003840.txt : 20070925 0001127602-07-003840.hdr.sgml : 20070925 20070925201715 ACCESSION NUMBER: 0001127602-07-003840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070921 FILED AS OF DATE: 20070925 DATE AS OF CHANGE: 20070925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERADYNE INC CENTRAL INDEX KEY: 0000018937 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 330055414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3169 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145490421 MAIL ADDRESS: STREET 1: 3169 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKHART BRUCE CENTRAL INDEX KEY: 0001268645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13059 FILM NUMBER: 071135322 BUSINESS ADDRESS: STREET 1: 3449 CHURCH STREET CITY: SCOTTDALE STATE: GA ZIP: 30079 BUSINESS PHONE: 6784203529 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-09-21 0000018937 CERADYNE INC CRDN 0001268645 LOCKHART BRUCE 3169 RED HILL AVENUE COSTA MESA CA 92626 1 Vice President Common Stock 2007-09-21 4 M 0 1125 16.89 A 1125 D Common Stock 2007-09-21 4 M 0 750 21.84 A 1875 D Common Stock 2007-09-21 4 S 0 1875 74.57 D 0 D Common Stock 212 I Non-qualified Deferred Compensation Plan Common Stock 718 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 16.89 2007-09-21 4 M 0 1125 0 D 2013-09-10 Common Stock 1125 1125 D Employee Stock Option (Right to Buy) 21.84 2007-09-21 4 M 0 750 0 D 2014-08-16 Common Stock 750 1500 D This Option vests in five equal installments on September 10, 2004, September 10, 2005, September 10, 2006, September 10, 2007 and September 10, 2008. This Option vests in five equal installments on August 16, 2005, August 16, 2006, August 16, 2007, August 16, 2008 and August 16, 2009. /s/ Jerrold J. Pellizzon, attorney-in-fact for Mr. Lockhart 2007-09-25 -----END PRIVACY-ENHANCED MESSAGE-----