0001893206-21-000001.txt : 20211112 0001893206-21-000001.hdr.sgml : 20211112 20211112121635 ACCESSION NUMBER: 0001893206-21-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Mortgage Basis Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001893206 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-420876 FILM NUMBER: 211401858 BUSINESS ADDRESS: STREET 1: C/O WALKERS NOMINEES LIMITED STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 BUSINESS PHONE: (345) 949-0100 MAIL ADDRESS: STREET 1: C/O WALKERS NOMINEES LIMITED STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 D 1 primary_doc.xml X0708 D LIVE 0001893206 Galton Mortgage Basis Offshore Fund, Ltd. C/O WALKERS NOMINEES LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9001 (345) 949-0100 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2021 Phillip Kerr 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Charles R. Howe II 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Director Kevin A. Phillip c/o Waystone, Suite 5B 201, 2nd Fl. One Nexus Way, PO Box 2587 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Nicole Ramroop c/o Waystone, Suite 5B 201, 2nd Fl. One Nexus Way, PO Box 2587 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Don W. Ebanks c/o Waystone, Suite 5B 201, 2nd Fl. One Nexus Way, PO Box 2587 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director N/A Mariner Investment Group, LLC 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Promoter Investment Adviser Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true true true false 100000 Mariner Group Capital Markets, LLC 25878 None None 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 0 Indefinite false 0 0 0 0 false Galton Mortgage Basis Offshore Fund, Ltd. /s/ Charles R. Howe II Charles R. Howe II Director 2021-11-12