The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AbbVie Inc. | Common | 00287Y109 | 917 | 5,037 | SH | DFND | 1 | 5,037 | 0 | 0 | ||
| Adobe | Common | 00724F101 | 18 | 35 | SH | DFND | 1 | 35 | 0 | 0 | ||
| AllianceBernstein Holding L.P. | Common | 01881G106 | 1,702 | 49,000 | SH | DFND | 1 | 49,000 | 0 | 0 | ||
| Alphabet Inc CL A | Common | 02079k305 | 45 | 300 | SH | DFND | 1 | 300 | 0 | 0 | ||
| Alphabet Inc-Cl C | Common | 02079K107 | 17,053 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | ||
| Alphabet Inc-Cl C | Common | 02079K107 | 33 | 220 | SH | DFND | 1 | 220 | 0 | 0 | ||
| Amazon.com Inc. | Common | 023135106 | 54 | 300 | SH | DFND | 1 | 300 | 0 | 0 | ||
| Apollo Global Management, Inc. | Common | 03769M106 | 25,301 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | ||
| Apple Inc. | Common | 037833100 | 428 | 2,494 | SH | DFND | 1 | 2,494 | 0 | 0 | ||
| Arc Resources Ltd. | Common | 03940R107 | 29 | 1,229 | SH | DFND | 1 | 1,229 | 0 | 0 | ||
| Ardelyx, Inc. | Common | 039697107 | 6,023 | 825,000 | SH | DFND | 1 | 825,000 | 0 | 0 | ||
| Avadel Pharmaceuticals plc | Common | 05337M104 | 5,624 | 333,000 | SH | DFND | 1 | 333,000 | 0 | 0 | ||
| Blackrock, Inc. | Common | 09247X101 | 26 | 31 | SH | DFND | 1 | 31 | 0 | 0 | ||
| Blackstone Group LP | Common | 09260d107 | 28 | 210 | SH | DFND | 1 | 210 | 0 | 0 | ||
| Bridgebio Pharma, Inc. | Common | 10806X102 | 495 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | ||
| Broadcom, Inc. | Common | 11135F101 | 94 | 71 | SH | DFND | 1 | 71 | 0 | 0 | ||
| Calumet Specialty Products Partners, LP | Common | 131476103 | 64,270 | 4,325,000 | SH | DFND | 1 | 4,325,000 | 0 | 0 | ||
| Canadian Natural Resources Limited | Common | 136385101 | 641 | 8,400 | SH | DFND | 1 | 8,400 | 0 | 0 | ||
| Catalyst Pharmaceuticals, Inc. | Common | 14888U101 | 2,994 | 187,852 | SH | DFND | 1 | 187,852 | 0 | 0 | ||
| Cenovus Energy Inc. | Common | 15135U109 | 1,899 | 95,000 | SH | DFND | 1 | 95,000 | 0 | 0 | ||
| Chipotle Mexican Grill, Inc. | Common | 169656105 | 29 | 10 | SH | DFND | 1 | 10 | 0 | 0 | ||
| Coca-Cola Co. | Common | 191216100 | 465 | 7,600 | SH | DFND | 1 | 7,600 | 0 | 0 | ||
| Coherus Biosciences, Inc. | Common | 19249H103 | 254 | 106,185 | SH | DFND | 1 | 106,185 | 0 | 0 | ||
| Conagra Brands, Inc. | Common | 205887102 | 296 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
| Corteva, Inc. | Common | 22052L104 | 667 | 11,563 | SH | DFND | 1 | 11,563 | 0 | 0 | ||
| CSX Corporation | Common | 126408103 | 2,595 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | ||
| Cytokinetics, Incorporated | Common | 23282W605 | 351 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
| Danaher Corporation | Common | 235851102 | 45 | 180 | SH | DFND | 1 | 180 | 0 | 0 | ||
| Digimarc Corporation | Common | 25381B101 | 2,271 | 83,557 | SH | DFND | 1 | 83,557 | 0 | 0 | ||
| DocGo, Inc. | Common | 256086109 | 7,777 | 1,925,000 | SH | DFND | 1 | 1,925,000 | 0 | 0 | ||
| Dow Inc. | Common | 260557103 | 645 | 11,136 | SH | DFND | 1 | 11,136 | 0 | 0 | ||
| DuPont de Nemours, Inc. | Common | 26614N102 | 761 | 9,930 | SH | DFND | 1 | 9,930 | 0 | 0 | ||
| Eastern Bankshares Inc | Common | 27627N105 | 69 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
| Editas Medicine, Inc. | Common | 28106W103 | 1,039 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | ||
| Eli Lilly & Co. | Common | 532457108 | 233 | 300 | SH | DFND | 1 | 300 | 0 | 0 | ||
| Enstar Group Limited | Common | G3075P101 | 2,331 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | ||
| Equinix Inc | Common | 29444U700 | 31 | 37 | SH | DFND | 1 | 37 | 0 | 0 | ||
| Evolus, Inc. | Common | 30052c107 | 1,120 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | ||
| F.N.B. Corporation | Common | 302520101 | 126 | 8,905 | SH | DFND | 1 | 8,905 | 0 | 0 | ||
| FaZe Holdings Inc. | Common | 31423J102 | 8 | 667 | SH | DFND | 1 | 667 | 0 | 0 | ||
| FS Bancorp, Inc. | Common | 30263Y104 | 152 | 4,380 | SH | DFND | 1 | 4,380 | 0 | 0 | ||
| FS KKR Capital Corp. | Common | 302635206 | 55 | 2,875 | SH | DFND | 1 | 2,875 | 0 | 0 | ||
| FTAI Aviation Ltd. | Common | G3730V105 | 16,825 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | ||
| GE HealthCare Technologies Inc | Common | 36266G107 | 5 | 50 | SH | DFND | 1 | 50 | 0 | 0 | ||
| General Electric Company | Common | 369604301 | 26 | 150 | SH | DFND | 1 | 150 | 0 | 0 | ||
| GSK plc | Common | 37733W204 | 2,787 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | ||
| Heritage NOLA Bancorp, Inc. | Common | 42727P108 | 42 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | ||
| Home Depot Inc. | Common | 437076102 | 31 | 80 | SH | DFND | 1 | 80 | 0 | 0 | ||
| Immunovant Inc. | Common | 45258J102 | 2,756 | 85,300 | SH | DFND | 1 | 85,300 | 0 | 0 | ||
| Inozyme Pharma, Inc. | Common | 45790W108 | 4,324 | 564,549 | SH | DFND | 1 | 564,549 | 0 | 0 | ||
| International Business Machines | Common | 459200101 | 409 | 2,142 | SH | DFND | 1 | 2,142 | 0 | 0 | ||
| International Game Technology PLC | Common | G4863A108 | 169 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | ||
| Ironwood Pharmaceuticalss, Inc. | Common | 46333X108 | 2,404 | 276,000 | SH | DFND | 1 | 276,000 | 0 | 0 | ||
| iShares Russell Mid-Cap Growth | Common | 464287481 | 79 | 695 | SH | DFND | 1 | 695 | 0 | 0 | ||
| Janus Henderson AAA CLO ETF | Common | 47103U845 | 4,752 | 93,647 | SH | DFND | 1 | 93,647 | 0 | 0 | ||
| Janus Henderson AAA CLO ETF | Common | 47103U845 | 1,595 | 31,432 | SH | DFND | 1 | 31,432 | 0 | 0 | ||
| Johnson & Johnson | Common | 478160104 | 146 | 922 | SH | DFND | 1 | 922 | 0 | 0 | ||
| JPMorgan Chase & Co. | Common | 46625H100 | 4,203 | 20,985 | SH | DFND | 1 | 20,985 | 0 | 0 | ||
| Kenvue, Inc. | Common | 49177J102 | 48 | 2,235 | SH | DFND | 1 | 2,235 | 0 | 0 | ||
| Kimberly-Clark Corporation | Common | 494368103 | 776 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | ||
| Kiwetinohk Energy Corp. | Common | 49836K102 | 155 | 17,700 | SH | DFND | 1 | 17,700 | 0 | 0 | ||
| Kyndryl Holdings Inc. | Common | 50155Q100 | 9 | 428 | SH | DFND | 1 | 428 | 0 | 0 | ||
| Leap Therapeutics, Inc. | Common | 52187K200 | 304 | 114,355 | SH | DFND | 1 | 114,355 | 0 | 0 | ||
| Legacy Housing Corporation | Common | 52472M101 | 140 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | ||
| Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 5,483 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | ||
| Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 2,924 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | ||
| Linde PLC | Common | G5494J103 | 33 | 70 | SH | DFND | 1 | 70 | 0 | 0 | ||
| Luckin Coffee, Inc | Common | 54951L109 | 2,444 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| Lululemon Athletica Inc. | Common | 550021109 | 15 | 39 | SH | DFND | 1 | 39 | 0 | 0 | ||
| Madrigal Pharmaaceuticals, Inc. | Common | 558868105 | 957 | 3,584 | SH | DFND | 1 | 3,584 | 0 | 0 | ||
| Medical Facilities Corp | Common | 58457V503 | 4,082 | 534,207 | SH | DFND | 1 | 534,207 | 0 | 0 | ||
| Mereo BioPharm Group PLC | Common | 589492107 | 99 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
| Microsoft Corporation | Common | 594918104 | 673 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | ||
| Mondelez International Inc. | Common | 609207105 | 980 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | ||
| Nvidia Corp | Common | 67066G104 | 116 | 128 | SH | DFND | 1 | 128 | 0 | 0 | ||
| Occidental Petroleum Corporation | Common | 674599105 | 69 | 1,055 | SH | DFND | 1 | 1,055 | 0 | 0 | ||
| Occidential Pertro Wts exp. 8/3/27 | Common | 674599105 | 4 | 194 | SH | DFND | 1 | 194 | 0 | 0 | ||
| OmniAb Inc. | Common | 68218J103 | 5,981 | 1,103,505 | SH | DFND | 1 | 1,103,505 | 0 | 0 | ||
| Pfizer Inc. | Common | 717081103 | 4,163 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | ||
| Pfizer Inc. | Common | 717081103 | 2,707 | 97,537 | SH | DFND | 1 | 97,537 | 0 | 0 | ||
| Protagonist Therapeutics, Inc | Common | 74366E102 | 1,515 | 52,368 | SH | DFND | 1 | 52,368 | 0 | 0 | ||
| Quanta Services, Inc. | Common | 74762E102 | 46 | 176 | SH | DFND | 1 | 176 | 0 | 0 | ||
| Roivant Science Ltd. | Common | G76279101 | 561 | 53,200 | SH | DFND | 1 | 53,200 | 0 | 0 | ||
| Ryman Hospitality Properties, Inc. | Common | 78377T107 | 1,387 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | ||
| Salesforce, Inc. | Common | 79466L302 | 23 | 77 | SH | DFND | 1 | 77 | 0 | 0 | ||
| Sanofi | Common | 80105N105 | 2,187 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | ||
| South State Corporation | Common | 840441109 | 45 | 534 | SH | DFND | 1 | 534 | 0 | 0 | ||
| SPDR S&P Biotech ETF | Common | 78464A870 | 1,518 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | ||
| Starwood Property Trust, Inc. | Common | 85571B105 | 8 | 400 | SH | DFND | 1 | 400 | 0 | 0 | ||
| Syndax Pharmaceutical, Inc. | Common | 87164F105 | 1,558 | 65,475 | SH | DFND | 1 | 65,475 | 0 | 0 | ||
| Syros Pharmaceutical, Inc | Common | 87184Q206 | 1,247 | 233,000 | SH | DFND | 1 | 233,000 | 0 | 0 | ||
| The Chemours Company | Common | 163851108 | 6 | 240 | SH | DFND | 1 | 240 | 0 | 0 | ||
| The Invesco AAA Floating Rate Note ETF | Common | 46090A721 | 5,776 | 225,536 | SH | DFND | 1 | 225,536 | 0 | 0 | ||
| The Invesco AAA Floating Rate Note ETF | Common | 46090A721 | 2,087 | 81,483 | SH | DFND | 1 | 81,483 | 0 | 0 | ||
| The Kraft Heinz Company | Common | 500754106 | 12 | 333 | SH | DFND | 1 | 333 | 0 | 0 | ||
| The Panagram AAA CLO ETF | Common | 81752T486 | 1,972 | 77,316 | SH | DFND | 1 | 77,316 | 0 | 0 | ||
| The Panagram AAA CLO ETF | Common | 81752T486 | 399 | 15,640 | SH | DFND | 1 | 15,640 | 0 | 0 | ||
| The Panagram BBB-B CLO ETF | Common | 81752T528 | 15,945 | 595,079 | SH | DFND | 1 | 595,079 | 0 | 0 | ||
| The Panagram BBB-B CLO ETF | Common | 81752T528 | 3,330 | 124,289 | SH | DFND | 1 | 124,289 | 0 | 0 | ||
| Thermo Fisher Scientific, Inc. | Common | 883556102 | 26 | 45 | SH | DFND | 1 | 45 | 0 | 0 | ||
| TotalEnergies SE - ADR | Common | 89151E109 | 110 | 1,600 | SH | DFND | 1 | 1,600 | 0 | 0 | ||
| Travere Therapeutics, Inc. | Common | 89422G107 | 1,781 | 230,966 | SH | DFND | 1 | 230,966 | 0 | 0 | ||
| United Healthcare Corp. | Common | 91324p102 | 28 | 57 | SH | DFND | 1 | 57 | 0 | 0 | ||
| United Rental, Inc. | Common | 911363109 | 56 | 78 | SH | DFND | 1 | 78 | 0 | 0 | ||
| Valley National Bancorp | Common | 919794107 | 25 | 3,200 | SH | DFND | 1 | 3,200 | 0 | 0 | ||
| Verona Pharma PLC. | Common | 925050106 | 1,850 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | ||
| Vertex Pharmaceuticals, Inc. | Common | 92532F100 | 1,254 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | ||
| Viking Therapeutics, Inc. | Common | 92686J106 | 8,318 | 101,436 | SH | DFND | 1 | 101,436 | 0 | 0 | ||
| Wabtec Corporation | Common | 929740108 | 1 | 6 | SH | DFND | 1 | 6 | 0 | 0 | ||
| Westrock Coffee Company | Common | 96145W103 | 4,892 | 473,597 | SH | DFND | 473,597 | 0 | 0 | |||
| X4 Pharmaceutials, Inc. | Common | 98420X103 | 252 | 180,993 | SH | DFND | 1 | 180,993 | 0 | 0 | ||
| Xenon Pharmaceuticals Inc. | Common | 98420N105 | 1,027 | 23,866 | SH | DFND | 1 | 23,866 | 0 | 0 | ||
| Xeris Biopharma Holdings, Inc. | Common | 98422E103 | 1,326 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | ||
| XOMA Corporation | Common | 98419J206 | 474 | 19,722 | SH | DFND | 1 | 19,722 | 0 | 0 | ||