0001415889-24-020085.txt : 20240724
0001415889-24-020085.hdr.sgml : 20240724
20240724204521
ACCESSION NUMBER: 0001415889-24-020085
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240724
FILED AS OF DATE: 20240724
DATE AS OF CHANGE: 20240724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fugere Peter
CENTRAL INDEX KEY: 0002031260
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-42187
FILM NUMBER: 241139493
MAIL ADDRESS:
STREET 1: 362 SOUTH STREET
CITY: ROCHESTER
STATE: MI
ZIP: 48307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OneStream, Inc.
CENTRAL INDEX KEY: 0001889956
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 362 SOUTH STREET
CITY: ROCHESTER
STATE: MI
ZIP: 48307
BUSINESS PHONE: (415) 272-3117
MAIL ADDRESS:
STREET 1: 362 SOUTH STREET
CITY: ROCHESTER
STATE: MI
ZIP: 48307
3
1
form3-07252024_120718.xml
X0206
3
2024-07-24
0
0001889956
OneStream, Inc.
OS
0002031260
Fugere Peter
C/O ONESTREAM, INC.
191 N. CHESTER STREET
BIRMINGHAM
MI
48009
false
false
true
false
Class A Common Stock
175831
D
Class A Common Stock
37699
I
The Fugere Grantor Retained Annuity Trust 1
Class A Common Stock
39584
I
The Fugere Grantor Retained Annuity Trust 2
Stock Option (right to buy)
5.99
2031-03-02
Class A Common Stock
71429
D
Stock Option (right to buy)
10.65
2031-12-04
Class A Common Stock
68871
D
Stock Option (right to buy)
10.65
2033-03-05
Class A Common Stock
55000
D
Stock Option (right to buy)
14.51
2034-03-10
Class A Common Stock
53250
D
Common Units
0
Class A Common Stock
338913
I
Fugere Holding LLC
Stock Option (right to buy)
20
2034-07-22
Class A Common Stock
102580
D
Class D Common Stock
0
Class A Common Stock
896045
D
Class D Common Stock
0
Class A Common Stock
213626
I
The Fugere Grantor Retained Annuity Trust 1
Class D Common Stock
0
Class A Common Stock
213626
I
The Fugere Grantor Retained Annuity Trust 2
Mr. Fugere and Debra Silberstein serve together as the co-trustees for The Fugere Grantor Retained Annuity Trust 1 and The Fugere Grantor Retained Annuity Trust 2, each has shared voting and investment power over these shares.
One-fourth of the shares subject to the option vested on March 1, 2022, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
One-fourth of the shares subject to the option vested on February 15, 2023, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
One-fourth of the shares subject to the option vested on February 15, 2024, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
One-fourth of the shares subject to the option shall vest on February 15, 2025, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Issuer's initial public offering for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. The Common Units have no expiration date.
Mr. Fugere has sole voting and investment power over the shares held by Fugere Holding LLC.
One-sixteenth of the shares subject to the option shall vest October 23, 2024, and one-sixteenth of the shares subject to the option shall vest every three months thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of our Class A common stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
/s/ Peter Fugere
2024-07-24