0001415889-24-020085.txt : 20240724 0001415889-24-020085.hdr.sgml : 20240724 20240724204521 ACCESSION NUMBER: 0001415889-24-020085 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240724 FILED AS OF DATE: 20240724 DATE AS OF CHANGE: 20240724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fugere Peter CENTRAL INDEX KEY: 0002031260 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42187 FILM NUMBER: 241139493 MAIL ADDRESS: STREET 1: 362 SOUTH STREET CITY: ROCHESTER STATE: MI ZIP: 48307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OneStream, Inc. CENTRAL INDEX KEY: 0001889956 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 362 SOUTH STREET CITY: ROCHESTER STATE: MI ZIP: 48307 BUSINESS PHONE: (415) 272-3117 MAIL ADDRESS: STREET 1: 362 SOUTH STREET CITY: ROCHESTER STATE: MI ZIP: 48307 3 1 form3-07252024_120718.xml X0206 3 2024-07-24 0 0001889956 OneStream, Inc. OS 0002031260 Fugere Peter C/O ONESTREAM, INC. 191 N. CHESTER STREET BIRMINGHAM MI 48009 false false true false Class A Common Stock 175831 D Class A Common Stock 37699 I The Fugere Grantor Retained Annuity Trust 1 Class A Common Stock 39584 I The Fugere Grantor Retained Annuity Trust 2 Stock Option (right to buy) 5.99 2031-03-02 Class A Common Stock 71429 D Stock Option (right to buy) 10.65 2031-12-04 Class A Common Stock 68871 D Stock Option (right to buy) 10.65 2033-03-05 Class A Common Stock 55000 D Stock Option (right to buy) 14.51 2034-03-10 Class A Common Stock 53250 D Common Units 0 Class A Common Stock 338913 I Fugere Holding LLC Stock Option (right to buy) 20 2034-07-22 Class A Common Stock 102580 D Class D Common Stock 0 Class A Common Stock 896045 D Class D Common Stock 0 Class A Common Stock 213626 I The Fugere Grantor Retained Annuity Trust 1 Class D Common Stock 0 Class A Common Stock 213626 I The Fugere Grantor Retained Annuity Trust 2 Mr. Fugere and Debra Silberstein serve together as the co-trustees for The Fugere Grantor Retained Annuity Trust 1 and The Fugere Grantor Retained Annuity Trust 2, each has shared voting and investment power over these shares. One-fourth of the shares subject to the option vested on March 1, 2022, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. One-fourth of the shares subject to the option vested on February 15, 2023, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. One-fourth of the shares subject to the option vested on February 15, 2024, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. One-fourth of the shares subject to the option shall vest on February 15, 2025, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Issuer's initial public offering for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. The Common Units have no expiration date. Mr. Fugere has sole voting and investment power over the shares held by Fugere Holding LLC. One-sixteenth of the shares subject to the option shall vest October 23, 2024, and one-sixteenth of the shares subject to the option shall vest every three months thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date. The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of our Class A common stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. /s/ Peter Fugere 2024-07-24