Compliance Consultant

0001940416-23-000003.txt : 20230731 0001940416-23-000003.hdr.sgml : 20230731 20230731155252 ACCESSION NUMBER: 0001940416-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 EFFECTIVENESS DATE: 20230731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex LLC CENTRAL INDEX KEY: 0001889147 IRS NUMBER: 364138681 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21382 FILM NUMBER: 231127266 BUSINESS ADDRESS: STREET 1: 21805 W. FIELD PARKWAY STE 340 CITY: DEER PARK STATE: IL ZIP: 60010 BUSINESS PHONE: 8477777847 MAIL ADDRESS: STREET 1: 21805 W. FIELD PARKWAY STE 340 CITY: DEER PARK STATE: IL ZIP: 60010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001889147 XXXXXXXX 06-30-2023 06-30-2023 Essex LLC

21805 W. FIELD PARKWAY STE 340 DEER PARK IL 60010

13F HOLDINGS REPORT 028-21382 000108352 801-54274 N Joel Hergenreter Compliance Consultant 7202109499 Joel Hergenreter Westminster CO 07-31-2023 0 149 359068529 false INFORMATION TABLE 2 2023Q2_Essex2.xml ESSEX2023Q2 ABBVIE INC COM 00287Y109 439232 3260 SH SOLE 3260 0 0 ACTIVISION BLIZZARD INC COM 00507V109 271446 3220 SH SOLE 3220 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 384835 787 SH SOLE 787 0 0 ADVANCED MICRO DEVICES INC COM 007903107 5870921 51540 SH SOLE 51540 0 0 AIR PRODS & CHEMS INC COM 009158106 345957 1155 SH SOLE 1155 0 0 ALPHABET INC CAP STK CL A 02079K305 3140808 26239 SH SOLE 26239 0 0 ALPHABET INC CAP STK CL C 02079K107 3374091 27892 SH SOLE 27892 0 0 ALPS ETF TR DISRUPTIVE TECH 00162Q478 4862076 123610 SH SOLE 123610 0 0 AMAZON COM INC COM 023135106 1732827 13293 SH SOLE 13293 0 0 AON PLC SHS CL A G0403H108 241295 699 SH SOLE 699 0 0 APPLE INC COM 037833100 5556783 28648 SH SOLE 28648 0 0 AT&T INC COM 00206R102 909090 56996 SH SOLE 56996 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 997425 2925 SH SOLE 2925 0 0 BOSTON PROPERTIES INC COM 101121101 1578254 27405 SH SOLE 27405 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 818028 12790 SH SOLE 12790 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 271346 2876 SH SOLE 2876 0 0 CASSAVA SCIENCES INC COM 14817C107 414731 16914 SH SOLE 16914 0 0 CHURCHILL DOWNS INC COM 171484108 389258 2797 SH SOLE 2797 0 0 CISCO SYS INC COM 17275R102 3266082 63125 SH SOLE 63125 0 0 COLGATE PALMOLIVE CO COM 194162103 204156 2650 SH SOLE 2650 0 0 CONSOLIDATED EDISON INC COM 209115104 1606119 17759 SH SOLE 17759 0 0 CORTEVA INC COM 22052L104 907976 15846 SH SOLE 15846 0 0 COSTCO WHSL CORP NEW COM 22160K105 526645 978 SH SOLE 978 0 0 CVS HEALTH CORP COM 126650100 470021 6799 SH SOLE 6799 0 0 DEERE & CO COM 244199105 6194365 15288 SH SOLE 15288 0 0 DISNEY WALT CO COM 254687106 2446639 27404 SH SOLE 27404 0 0 DOCUSIGN INC COM 256163106 656660 12853 SH SOLE 12853 0 0 DOW INC COM 260557103 754694 14170 SH SOLE 14170 0 0 DUPONT DE NEMOURS INC COM 26614N102 989230 13847 SH SOLE 13847 0 0 EMERSON ELEC CO COM 291011104 2849504 31525 SH SOLE 31525 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 276291 6470 SH SOLE 6470 0 0 EXACT SCIENCES CORP COM 30063P105 272310 2900 SH SOLE 2900 0 0 EXELON CORP COM 30161N101 2243470 55068 SH SOLE 55068 0 0 EXXON MOBIL CORP COM 30231G102 1885991 17585 SH SOLE 17585 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 15021185 891465 SH SOLE 891465 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1928042 120729 SH SOLE 120729 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 307042 6441 SH SOLE 6441 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 410150 8017 SH SOLE 8017 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 339584 4180 SH SOLE 4180 0 0 GENERAL DYNAMICS CORP COM 369550108 2899792 13478 SH SOLE 13478 0 0 GENERAL ELECTRIC CO COM NEW 369604301 2297917 20919 SH SOLE 20919 0 0 GENWORTH FINL INC COM CL A 37247D106 79000 15800 SH SOLE 15800 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 3292926 79214 SH SOLE 79214 0 0 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 3049531 125702 SH SOLE 125702 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 2012563 91190 SH SOLE 91190 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 211185 3248 SH SOLE 3248 0 0 GLOBAL X FDS ARTIFICIAL ETF 37954Y632 1720407 61531 SH SOLE 61531 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 8628722 26752 SH SOLE 26752 0 0 HEICO CORP NEW COM 422806109 212328 1200 SH SOLE 1200 0 0 HONEYWELL INTL INC COM 438516106 3877706 18688 SH SOLE 18688 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1369750 10237 SH SOLE 10237 0 0 INVESCO EXCH TRADED FD TR II GBL SRT TRM HY 46138E669 5386128 277922 SH SOLE 277922 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 206875 560 SH SOLE 560 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1108088 26733 SH SOLE 26733 0 0 ISHARES TR CORE S&P500 ETF 464287200 2850819 6396 SH SOLE 6396 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1726735 16118 SH SOLE 16118 0 0 ISHARES TR U.S. UTILITS ETF 464287697 2393313 29276 SH SOLE 29276 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 1211420 9105 SH SOLE 9105 0 0 ISHARES TR US CONSM STAPLES 464287812 1783983 8907 SH SOLE 8907 0 0 ISHARES TR U.S. FINLS ETF 464287788 1899720 25462 SH SOLE 25462 0 0 ISHARES TR US INDUSTRIALS 464287754 1958453 18469 SH SOLE 18469 0 0 ISHARES TR U.S. TECH ETF 464287721 6828653 62723 SH SOLE 62723 0 0 ISHARES TR ISHARES BIOTECH 464287556 453374 3571 SH SOLE 3571 0 0 ISHARES TR ISHARES SEMICDTR 464287523 425591 839 SH SOLE 839 0 0 ISHARES TR US HLTHCARE ETF 464287762 3057554 10910 SH SOLE 10910 0 0 ISHARES TR S&P SML 600 GWT 464287887 412024 3585 SH SOLE 3585 0 0 ISHARES TR US TELECOM ETF 464287713 205972 9320 SH SOLE 9320 0 0 ISHARES TR DOW JONES US ETF 464287846 300074 2770 SH SOLE 2770 0 0 ISHARES TR CORE DIV GRWTH 46434V621 234977 4560 SH SOLE 4560 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 5181367 103338 SH SOLE 103338 0 0 JOHNSON & JOHNSON COM 478160104 5096186 30789 SH SOLE 30789 0 0 JPMORGAN CHASE & CO COM 46625H100 5117131 35184 SH SOLE 35184 0 0 KELLOGG CO COM 487836108 240618 3570 SH SOLE 3570 0 0 KINDER MORGAN INC DEL COM 49456B101 1259729 73155 SH SOLE 73155 0 0 LILLY ELI & CO COM 532457108 868664 1852 SH SOLE 1852 0 0 LINDE PLC SHS G54950103 3429111 8998 SH SOLE 8998 0 0 MARSH & MCLENNAN COS INC COM 571748102 3877269 20615 SH SOLE 20615 0 0 MARVELL TECHNOLOGY INC COM 573874104 227343 3803 SH SOLE 3803 0 0 MASTERCARD INCORPORATED CL A 57636Q104 541086 1376 SH SOLE 1376 0 0 MCDONALDS CORP COM 580135101 325565 1091 SH SOLE 1091 0 0 MERCK & CO INC COM 58933Y105 3552197 30784 SH SOLE 30784 0 0 META PLATFORMS INC CL A 30303M102 1132380 3946 SH SOLE 3946 0 0 MICROSOFT CORP COM 594918104 5800907 17034 SH SOLE 17034 0 0 NETFLIX INC COM 64110L106 647702 1470 SH SOLE 1470 0 0 NIKE INC CL B 654106103 233649 2117 SH SOLE 2117 0 0 NOVARTIS AG SPONSORED ADR 66987V109 237139 2350 SH SOLE 2350 0 0 NOVO-NORDISK A S ADR 670100205 356026 2200 SH SOLE 2200 0 0 NVIDIA CORPORATION COM 67066G104 3496369 8265 SH SOLE 8265 0 0 ORACLE CORP COM 68389X105 338714 2844 SH SOLE 2844 0 0 PAYPAL HLDGS INC COM 70450Y103 1895599 28407 SH SOLE 28407 0 0 PEPSICO INC COM 713448108 4448855 24019 SH SOLE 24019 0 0 PFIZER INC COM 717081103 2080715 56726 SH SOLE 56726 0 0 PHILIP MORRIS INTL INC COM 718172109 241027 2469 SH SOLE 2469 0 0 PINTEREST INC CL A 72352L106 946812 34631 SH SOLE 34631 0 0 PROCTER AND GAMBLE CO COM 742718109 3758828 24772 SH SOLE 24772 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 135649 12725 SH SOLE 12725 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 235200 8000 SH SOLE 8000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3342503 34121 SH SOLE 34121 0 0 SALESFORCE INC COM 79466L302 420830 1992 SH SOLE 1992 0 0 SCHWAB CHARLES CORP COM 808513105 261522 4614 SH SOLE 4614 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7902030 221656 SH SOLE 221656 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2264958 43810 SH SOLE 43810 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 7180930 163948 SH SOLE 163948 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 6742100 94919 SH SOLE 94919 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1524230 56938 SH SOLE 56938 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 9103757 173835 SH SOLE 173835 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 716672 9562 SH SOLE 9562 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 959345 20295 SH SOLE 20295 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 216164 3222 SH SOLE 3222 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9070276 52170 SH SOLE 52170 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1664746 25580 SH SOLE 25580 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 935729 12616 SH SOLE 12616 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1276568 15727 SH SOLE 15727 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1594989 47315 SH SOLE 47315 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1717526 12940 SH SOLE 12940 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1959449 18258 SH SOLE 18258 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 794796 9591 SH SOLE 9591 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 453696 6933 SH SOLE 6933 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1113105 6555 SH SOLE 6555 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3249194 29354 SH SOLE 29354 0 0 SOUTHERN CO COM 842587107 1873638 26671 SH SOLE 26671 0 0 SPDR GOLD TR GOLD SHS 78463V107 310368 1741 SH SOLE 1741 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 23654161 957658 SH SOLE 957658 0 0 SPDR SER TR S&P KENSHO NEW 78468R648 1184799 26565 SH SOLE 26565 0 0 SPDR SER TR S&P BIOTECH 78464A870 2198695 26427 SH SOLE 26427 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 209322 3845 SH SOLE 3845 0 0 STARBUCKS CORP COM 855244109 4305912 43468 SH SOLE 43468 0 0 TESLA INC COM 88160R101 216968 829 SH SOLE 829 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 321482 616 SH SOLE 616 0 0 TJX COS INC NEW COM 872540109 314995 3715 SH SOLE 3715 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 555465 2904 SH SOLE 2904 0 0 TRANSOCEAN LTD REG SHS H8817H100 1185868 169168 SH SOLE 169168 0 0 UNION PAC CORP COM 907818108 514471 2514 SH SOLE 2514 0 0 UNITED PARCEL SERVICE INC CL B 911312106 235824 1316 SH SOLE 1316 0 0 VALE S A SPONSORED ADS 91912E105 845661 63015 SH SOLE 63015 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 4346949 156534 SH SOLE 156534 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 897772 11880 SH SOLE 11880 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 393735 967 SH SOLE 967 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 274102 1244 SH SOLE 1244 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 200902 710 SH SOLE 710 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1332000 32743 SH SOLE 32743 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 32275327 426584 SH SOLE 426584 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 15248206 192942 SH SOLE 192942 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 255928 4564 SH SOLE 4564 0 0 VERISIGN INC COM 92343E102 5680886 25140 SH SOLE 25140 0 0 VIATRIS INC COM 92556V106 208153 20857 SH SOLE 20857 0 0 VISA INC COM CL A 92826C839 290676 1224 SH SOLE 1224 0 0 WASTE MGMT INC DEL COM 94106L109 1904152 10980 SH SOLE 10980 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 415021 12385 SH SOLE 12385 0 0