0000899243-23-017272.txt : 20230707 0000899243-23-017272.hdr.sgml : 20230707 20230707164010 ACCESSION NUMBER: 0000899243-23-017272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lim Sen Ming CENTRAL INDEX KEY: 0001911490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41279 FILM NUMBER: 231077358 MAIL ADDRESS: STREET 1: FLAT 12D, GREENVIEW GARDENS STREET 2: 125 ROBINSON ROAD, MID-LEVELS WEST CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 5E Advanced Materials, Inc. CENTRAL INDEX KEY: 0001888654 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 BUSINESS PHONE: 442 292 2120 MAIL ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-30 0 0001888654 5E Advanced Materials, Inc. FEAM 0001911490 Lim Sen Ming C/O 5E ADVANCED MATERIALS, INC. 19500 STATE HIGHWAY 249 SUITE 125 HOUSTON TX 77070 1 0 0 0 0 Common Stock 2023-07-03 4 M 0 1587 A 3918 D Common Stock 2023-07-03 4 F 0 588 3.34 D 3330 D Common Stock 2023-07-03 4 M 0 1300 A 4630 D Common Stock 2023-07-03 4 F 0 481 3.34 D 4149 D Common Stock 2023-07-03 4 M 0 1470 A 5619 D Common Stock 2023-07-03 4 F 0 544 3.34 D 5075 D Common Stock 2023-07-03 4 M 0 3029 A 8104 D Common Stock 2023-07-03 4 F 0 1121 3.34 D 6983 D Common Stock 5128206 I By Virtova Capital Management Limited Director RSUs 2023-06-30 4 A 0 3029 0.00 A Common Stock 3029 3029 D Director RSUs 2023-07-03 4 D 0 1587 0.00 D Common Stock 1587 0 D Director RSUs 2023-07-03 4 D 0 1300 0.00 D Common Stock 1300 0 D Director RSUs 2023-07-03 4 D 0 1470 0.00 D Common Stock 1470 0 D Director RSUs 2023-07-03 4 D 0 3029 0.00 D Common Stock 3029 0 D Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023. Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 1,587 Director RSUs, vesting on July 1, 2023. Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Director RSUs vesting on July 1, 2023. Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs vesting on July 1, 2023. Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,029 Director RSUs, vesting on July 1, 2023. /s/ Paul Weibel as Attorney-in-Fact 2023-07-07