0000899243-23-017272.txt : 20230707
0000899243-23-017272.hdr.sgml : 20230707
20230707164010
ACCESSION NUMBER: 0000899243-23-017272
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230707
DATE AS OF CHANGE: 20230707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lim Sen Ming
CENTRAL INDEX KEY: 0001911490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41279
FILM NUMBER: 231077358
MAIL ADDRESS:
STREET 1: FLAT 12D, GREENVIEW GARDENS
STREET 2: 125 ROBINSON ROAD, MID-LEVELS WEST
CITY: HONG KONG
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 5E Advanced Materials, Inc.
CENTRAL INDEX KEY: 0001888654
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9329 MARIPOSA
STREET 2: SUITE 210
CITY: HESPERIA
STATE: CA
ZIP: 92344
BUSINESS PHONE: 442 292 2120
MAIL ADDRESS:
STREET 1: 9329 MARIPOSA
STREET 2: SUITE 210
CITY: HESPERIA
STATE: CA
ZIP: 92344
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-30
0
0001888654
5E Advanced Materials, Inc.
FEAM
0001911490
Lim Sen Ming
C/O 5E ADVANCED MATERIALS, INC.
19500 STATE HIGHWAY 249 SUITE 125
HOUSTON
TX
77070
1
0
0
0
0
Common Stock
2023-07-03
4
M
0
1587
A
3918
D
Common Stock
2023-07-03
4
F
0
588
3.34
D
3330
D
Common Stock
2023-07-03
4
M
0
1300
A
4630
D
Common Stock
2023-07-03
4
F
0
481
3.34
D
4149
D
Common Stock
2023-07-03
4
M
0
1470
A
5619
D
Common Stock
2023-07-03
4
F
0
544
3.34
D
5075
D
Common Stock
2023-07-03
4
M
0
3029
A
8104
D
Common Stock
2023-07-03
4
F
0
1121
3.34
D
6983
D
Common Stock
5128206
I
By Virtova Capital Management Limited
Director RSUs
2023-06-30
4
A
0
3029
0.00
A
Common Stock
3029
3029
D
Director RSUs
2023-07-03
4
D
0
1587
0.00
D
Common Stock
1587
0
D
Director RSUs
2023-07-03
4
D
0
1300
0.00
D
Common Stock
1300
0
D
Director RSUs
2023-07-03
4
D
0
1470
0.00
D
Common Stock
1470
0
D
Director RSUs
2023-07-03
4
D
0
3029
0.00
D
Common Stock
3029
0
D
Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.
Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 1,587 Director RSUs, vesting on July 1, 2023.
Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Director RSUs vesting on July 1, 2023.
Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs vesting on July 1, 2023.
Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,029 Director RSUs, vesting on July 1, 2023.
/s/ Paul Weibel as Attorney-in-Fact
2023-07-07