0000899243-23-014264.txt : 20230601
0000899243-23-014264.hdr.sgml : 20230601
20230601174706
ACCESSION NUMBER: 0000899243-23-014264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220629
FILED AS OF DATE: 20230601
DATE AS OF CHANGE: 20230601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lim Sen Ming
CENTRAL INDEX KEY: 0001911490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41279
FILM NUMBER: 23985922
MAIL ADDRESS:
STREET 1: FLAT 12D, GREENVIEW GARDENS
STREET 2: 125 ROBINSON ROAD, MID-LEVELS WEST
CITY: HONG KONG
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 5E Advanced Materials, Inc.
CENTRAL INDEX KEY: 0001888654
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9329 MARIPOSA
STREET 2: SUITE 210
CITY: HESPERIA
STATE: CA
ZIP: 92344
BUSINESS PHONE: 442 292 2120
MAIL ADDRESS:
STREET 1: 9329 MARIPOSA
STREET 2: SUITE 210
CITY: HESPERIA
STATE: CA
ZIP: 92344
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2022-06-29
0
0001888654
5E Advanced Materials, Inc.
FEAM
0001911490
Lim Sen Ming
C/O 5E ADVANCED MATERIALS, INC.
19500 STATE HIGHWAY 249 SUITE 125
HOUSTON
TX
77070
1
0
0
0
0
Common Stock
2023-04-27
4
F
0
1370
2.72
D
77331
D
Common Stock
5128206
I
By Virtova Capital Management Limited
Director Share Units
2022-06-29
4
A
0
3701
0.00
A
Common Stock
3701
3701
D
Director RSUs
2022-07-01
4
A
0
1300
0.00
A
Common Stock
1300
5001
D
Director RSUs
2022-10-01
4
A
0
1470
0.00
A
Common Stock
1470
6471
D
Director RSUs
2023-01-01
4
A
0
1587
0.00
A
Common Stock
1587
8058
D
As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.
Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").
Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.
Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.
Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.
/s/ Paul Weibel as Attorney-in-Fact
2023-06-01