0000899243-23-014256.txt : 20230601 0000899243-23-014256.hdr.sgml : 20230601 20230601174200 ACCESSION NUMBER: 0000899243-23-014256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230424 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seilheimer Brennan Susan CENTRAL INDEX KEY: 0001970263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41279 FILM NUMBER: 23985891 MAIL ADDRESS: STREET 1: C/O WINSTON & STRAWN LLP STREET 2: 800 CAPITOL ST., SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 5E Advanced Materials, Inc. CENTRAL INDEX KEY: 0001888654 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 BUSINESS PHONE: 442 292 2120 MAIL ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-24 0 0001888654 5E Advanced Materials, Inc. FEAM 0001970263 Seilheimer Brennan Susan C/O 5E ADVANCED MATERIALS, INC. 19500 STATE HIGHWAY 249, SUITE 125 HOUSTON TX 77070 0 1 0 0 Chief Executive Officer 0 Stock Options 7.73 2023-04-24 4 A 0 400000 7.73 A Common Stock 400000 400000 D Restricted Stock Units 2023-04-24 4 A 0 117925 0.00 A Common Stock 117925 117925 D Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on Apirl 24, 2023 and have an exercise price of approximately $7.73. The Options will cliff vest on April 24, 2026, the third (3rd) anniversary of the employment agreement between the Issuer and Susan Seilheimer Brennan. Represents restricted stock units ("RSUs") granted on April 24, 2023 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan was ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest in three equal installments on the first, second and third anniversary of the grant date. /s/ J. Eric Johnson as Attorney-in-Fact 2023-06-01