0000899243-23-014254.txt : 20230601 0000899243-23-014254.hdr.sgml : 20230601 20230601174050 ACCESSION NUMBER: 0000899243-23-014254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220629 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jordan Chantel Renee CENTRAL INDEX KEY: 0001911547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41279 FILM NUMBER: 23985882 MAIL ADDRESS: STREET 1: 3739 DRAKE ST. CITY: HOUSTON STATE: TX ZIP: 77005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 5E Advanced Materials, Inc. CENTRAL INDEX KEY: 0001888654 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 BUSINESS PHONE: 442 292 2120 MAIL ADDRESS: STREET 1: 9329 MARIPOSA STREET 2: SUITE 210 CITY: HESPERIA STATE: CA ZIP: 92344 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2022-06-29 0 0001888654 5E Advanced Materials, Inc. FEAM 0001911547 Jordan Chantel Renee 19500 STATE HIGHWAY 249 SUITE 125 HOUSTON TX 77070 0 1 0 0 General Counsel 0 Stock Options 2022-08-15 4 A 0 125000 10.52 A Common Stock 125000 125000 D Restricted Stock Unit 2022-06-29 4 A 0 1851 0.00 A Common Stock 1851 1851 D Restricted Stock Unit 2022-09-01 4 A 0 8424 0.00 A Common Stock 8424 10275 D Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share. Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date. Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date. /s/ Paul Weibel as Attorney-in-Fact 2023-06-01