0000899243-23-014254.txt : 20230601
0000899243-23-014254.hdr.sgml : 20230601
20230601174050
ACCESSION NUMBER: 0000899243-23-014254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220629
FILED AS OF DATE: 20230601
DATE AS OF CHANGE: 20230601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jordan Chantel Renee
CENTRAL INDEX KEY: 0001911547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41279
FILM NUMBER: 23985882
MAIL ADDRESS:
STREET 1: 3739 DRAKE ST.
CITY: HOUSTON
STATE: TX
ZIP: 77005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 5E Advanced Materials, Inc.
CENTRAL INDEX KEY: 0001888654
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9329 MARIPOSA
STREET 2: SUITE 210
CITY: HESPERIA
STATE: CA
ZIP: 92344
BUSINESS PHONE: 442 292 2120
MAIL ADDRESS:
STREET 1: 9329 MARIPOSA
STREET 2: SUITE 210
CITY: HESPERIA
STATE: CA
ZIP: 92344
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2022-06-29
0
0001888654
5E Advanced Materials, Inc.
FEAM
0001911547
Jordan Chantel Renee
19500 STATE HIGHWAY 249
SUITE 125
HOUSTON
TX
77070
0
1
0
0
General Counsel
0
Stock Options
2022-08-15
4
A
0
125000
10.52
A
Common Stock
125000
125000
D
Restricted Stock Unit
2022-06-29
4
A
0
1851
0.00
A
Common Stock
1851
1851
D
Restricted Stock Unit
2022-09-01
4
A
0
8424
0.00
A
Common Stock
8424
10275
D
Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share.
Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.
Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.
/s/ Paul Weibel as Attorney-in-Fact
2023-06-01