UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 5, 2024, Shimmick Corporation (the “Company”) held its 2024 Annual Meeting of Stockholders for the purposes of (i) electing six director nominees named in the Company’s 2024 Proxy Statement as directors of the Company to serve for a one-year term expiring at the 2025 annual meeting of stockholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 3, 2025; and (iii) to elect Peter Kravitz as a director for a one-year term expiring at the 2025 annual meeting of stockholders. The final results of the stockholder vote are set forth below.
Proposal 1 - Election of Directors
The Company’s stockholders elected the persons listed below as directors for one-year terms expiring at the Company’s 2025 annual meeting of stockholders and until his or her successor is elected. The following six directors were elected by the votes shown below.
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FOR |
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AGAINST |
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ABSTAIN |
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BROKER NON-VOTES |
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Mitchell B. Goldsteen |
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23,633,340 |
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361,132 |
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99 |
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1,044,099 |
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Steven E. Richards |
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23,641,034 |
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353,411 |
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126 |
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1,044,099 |
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Carolyn L. Trabuco |
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23,977,030 |
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17,442 |
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99 |
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1,044,099 |
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Geoffrey E. Heekin |
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23,642,747 |
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351,633 |
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191 |
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1,044,099 |
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J. Brendan Herron |
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23,641,056 |
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353,416 |
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99 |
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1,044,099 |
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Joseph A. Del Guercio |
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23,642,728 |
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351,744 |
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99 |
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1,044,099 |
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Proposal 2 - Ratification of Appointment of Independent Registered Public Accounting Firm
The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 3, 2025. The selection was ratified by the votes shown below.
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ABSTAIN |
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35,022,773 |
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13,642 |
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2,255 |
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Proposal 3 – Election of Additional Director
The Company’s stockholders elected the person listed below as a director for a one-year term expiring at the Company’s 2025 annual meeting of stockholders and until his successor is elected. The following director was elected by the votes shown below.
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FOR |
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AGAINST |
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ABSTAIN |
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BROKER NON-VOTES |
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Peter Kravitz |
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23,201,486 |
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336,400 |
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456,685 |
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1,044,099 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Shimmick Corporation |
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Date: June 28, 2024 |
By: |
/s/ John Carpenter |
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John Carpenter |
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Executive Vice President & General Counsel |
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