0001104659-21-150672.txt : 20211216 0001104659-21-150672.hdr.sgml : 20211216 20211216193858 ACCESSION NUMBER: 0001104659-21-150672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROC Energy Holdings, LLC CENTRAL INDEX KEY: 0001884517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41103 FILM NUMBER: 211499188 BUSINESS ADDRESS: STREET 1: 16400 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 8325940178 MAIL ADDRESS: STREET 1: 16400 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75248 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROC Energy Acquisition Corp. CENTRAL INDEX KEY: 0001884516 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 872488708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16400 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 8325940178 MAIL ADDRESS: STREET 1: 16400 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75248 4 1 tm2135678-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-09 0 0001884516 ROC Energy Acquisition Corp. ROCAU 0001884517 ROC Energy Holdings, LLC 16400 DALLAS PARKWAY DALLAS TX 75248 0 0 1 0 Common Stock 2021-12-09 4 P 0 81000 10.00 A 5971000 D Consists of 81,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer in connection with the full exercise of the over-allotment. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock. Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly. ROC Energy Holdings, LLC /s/ Joseph Drysdale, Managing Member of FP SPAC 2, LLC, the General Partner of ROC Energy Holdings, LLC 2021-12-16