0001104659-21-150672.txt : 20211216
0001104659-21-150672.hdr.sgml : 20211216
20211216193858
ACCESSION NUMBER: 0001104659-21-150672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROC Energy Holdings, LLC
CENTRAL INDEX KEY: 0001884517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41103
FILM NUMBER: 211499188
BUSINESS ADDRESS:
STREET 1: 16400 DALLAS PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 8325940178
MAIL ADDRESS:
STREET 1: 16400 DALLAS PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75248
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROC Energy Acquisition Corp.
CENTRAL INDEX KEY: 0001884516
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 872488708
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16400 DALLAS PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 8325940178
MAIL ADDRESS:
STREET 1: 16400 DALLAS PARKWAY
CITY: DALLAS
STATE: TX
ZIP: 75248
4
1
tm2135678-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-09
0
0001884516
ROC Energy Acquisition Corp.
ROCAU
0001884517
ROC Energy Holdings, LLC
16400 DALLAS PARKWAY
DALLAS
TX
75248
0
0
1
0
Common Stock
2021-12-09
4
P
0
81000
10.00
A
5971000
D
Consists of 81,000 placement units purchased by ROC Energy Holdings, LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer in connection with the full exercise of the over-allotment. Each such unit consists of one share of Common Stock and one right to receive one-tenth (1/10) of one share of Common Stock.
Sponsor is the record holder of the securities reported herein. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of the Sponsor. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.
ROC Energy Holdings, LLC /s/ Joseph Drysdale, Managing Member of FP SPAC 2, LLC, the General Partner of ROC Energy Holdings, LLC
2021-12-16