DEFA14A 1 tm2315925d3_defa14a.htm DEFA14A

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

May 17, 2023

 

Clean Earth Acquisitions Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   000-1883984   87-1431377
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

 

12600 Hill Country Blvd, Building R, Suite 275

Bee Cave, Texas

  78738
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (800) 508-1531

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
x Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading
Symbols

Name of each exchange

on which registered

Units, each consisting of one share of Class A common stock, $0.0001 par value per share, one right and one-half of one redeemable warrant CLINU The Nasdaq Stock Market LLC
Class A common stock included as part of the units, par value $0.0001 per share CLIN The Nasdaq Stock Market LLC
Rights included as part of the units to acquire one-tenth (1/10) of one share of Class A common stock CLINR The Nasdaq Stock Market LLC
Warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share CLINW The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 3.02 Unregistered Sales of Equity Securities.

 

The disclosure set forth below in Item 7.01 of this Current Report with respect to the non-redemption agreements is incorporated by reference in this Item 3.02. The shares to be issued in connection with the non-redemption agreements will not be registered under the Securities Act, and will be issued in reliance on the exemption from registration requirements thereof provided under the Securities Act.

 

Item 7.01 Regulation FD Disclosure.

 

On May 17, 2023, Clean Earth Acquisitions Corp. (the “Company”) issued an updated letter to shareholders, which is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The letter discusses the recent developments concerning the Company and its business. The letter will also be posted by the Company on its website at https://www.cleanearthacquisitions.com/

 

The information in this Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit
No.
  Exhibit
   
99.1   CEO Letter to Shareholders, dated May 17, 2023.
     
104   The cover page of this Current Report on Form 8-K, formatted in Inline XBRL

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 17, 2023

 

  Clean Earth Acquisitions Corp.
   
  By: /s/ Aaron T. Ratner
    Name: Aaron T. Ratner
    Title: Chief Executive Officer