0001104659-24-068400.txt : 20240604 0001104659-24-068400.hdr.sgml : 20240604 20240604201445 ACCESSION NUMBER: 0001104659-24-068400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240601 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellingson Alan Wayne CENTRAL INDEX KEY: 0002019299 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 241020372 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2416454-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-01 0 0001883685 DraftKings Inc. DKNG 0002019299 Ellingson Alan Wayne C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-06-01 4 M 0 1606 A 8395 D Class A Common Stock 2024-06-01 4 F 0 472 35.13 D 7923 D Class A Common Stock 2024-06-01 4 M 0 2141 A 10064 D Class A Common Stock 2024-06-01 4 F 0 629 35.13 D 9435 D Class A Common Stock 2024-06-01 4 M 0 742 A 10177 D Class A Common Stock 2024-06-01 4 F 0 218 35.13 D 9959 D Restricted Stock Units 2024-06-01 4 M 0 1606 0.00 D Class A Common Stock 1606 11245 D Restricted Stock Units 2024-06-01 4 M 0 2141 0.00 D Class A Common Stock 2141 23543 D Restricted Stock Units 2024-06-01 4 M 0 742 0.00 D Class A Common Stock 742 11126 D No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,606 shares of Class A Common Stock underlying the RSUs listed in Table II, and 472 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,141 shares of Class A Common Stock underlying the RSUs listed in Table II, and 629 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 742 shares of Class A Common Stock underlying the RSUs listed in Table II, and 218 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 1, 2022, the Reporting Person was granted 25,703 RSUs vesting quarterly over four (4) years from March 1, 2022. On March 1, 2023, the Reporting Person was granted 34,245 RSUs vesting quarterly over four (4) years from March 1, 2023. On February 16, 2024, the Reporting Person was granted 11,868 RSUs vesting quarterly over four (4) years from March 1, 2024. /s/ Faisal Hasan, attorney-in-fact 2024-06-04