0001881014-24-000001.txt : 20240112
0001881014-24-000001.hdr.sgml : 20240112
20240112112956
ACCESSION NUMBER: 0001881014-24-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: GOLDSMITH,JAMES,WALTER,
FILED AS OF DATE: 20240109
DATE AS OF CHANGE: 20240112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Tryon Advisors, LLC
CENTRAL INDEX KEY: 0001881014
ORGANIZATION NAME:
IRS NUMBER: 872164766
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05663
FILM NUMBER: 24531139
BUSINESS ADDRESS:
STREET 1: 122 SEVERN AVENUE
CITY: ANNAPOLIS
STATE: MD
ZIP: 21403
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD.
STREET 2: SUITE 210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
MA-I/A
1
primary_doc.xml
MA-I/A
0001881014
XXXXXXXX
Ted Vogtman
973-618-9509
tvogtman@alternativereg.com
kbrunnemeriii@firsttryon.com
tvogtman@alternativereg.com
N
0001881014-23-000019
N
James
Walter
Goldsmith
4079674
N
1
0001881014
First Tryon Advisors, LLC
First Tryon Advisors
08-23-2021
N
867-02606
LOCATED
SUPERVISED
08-23-2021
6101 Carnegie Blvd
Suite 210
CHARLOTTE
NC
28209
08-2021
First Tryon Advisors, LLC
CHARLOTTE
NC
28209
Y
N
Managing Director
02-2014
03-2023
First Tryon Securities, LLC
CHARLOTTE
NC
28209
Y
Y
Managing Director
04-2010
01-2014
Davenport & Company LLC
Charlotte
NC
28246
Y
Y
Director
Y
01-1997
Prospect One LLC
2407 Warburton Road
CHARLOTTE
NC
28211
N
N
The business owns 3 residential rental condominiums
Member, Co-Owner
2
Membership and Ownership duties
01-2010
Upstate Senior Living d/b/a The Woodlands at Furman
1500 Trailhead Court
GREENVILLE
SC
29617
N
N
A not-for-profit provider of senior housing
Volunteer Board Member
5
Volunteer on the Board of Directors. Not an officer of the Board and have no day-to-day management responsibilities. Does not oversee or manage any of the money.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-09-2024
Kimberly McManus
President, Alternative Regulatory Solutions, LLC