0001881014-24-000001.txt : 20240112 0001881014-24-000001.hdr.sgml : 20240112 20240112112956 ACCESSION NUMBER: 0001881014-24-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: GOLDSMITH,JAMES,WALTER, FILED AS OF DATE: 20240109 DATE AS OF CHANGE: 20240112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Tryon Advisors, LLC CENTRAL INDEX KEY: 0001881014 ORGANIZATION NAME: IRS NUMBER: 872164766 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05663 FILM NUMBER: 24531139 BUSINESS ADDRESS: STREET 1: 122 SEVERN AVENUE CITY: ANNAPOLIS STATE: MD ZIP: 21403 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD. STREET 2: SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 MA-I/A 1 primary_doc.xml MA-I/A 0001881014 XXXXXXXX Ted Vogtman 973-618-9509 tvogtman@alternativereg.com kbrunnemeriii@firsttryon.com tvogtman@alternativereg.com N 0001881014-23-000019 N James Walter Goldsmith 4079674 N 1 0001881014 First Tryon Advisors, LLC First Tryon Advisors 08-23-2021 N 867-02606 LOCATED SUPERVISED 08-23-2021 6101 Carnegie Blvd Suite 210 CHARLOTTE NC 28209 08-2021 First Tryon Advisors, LLC CHARLOTTE NC 28209 Y N Managing Director 02-2014 03-2023 First Tryon Securities, LLC CHARLOTTE NC 28209 Y Y Managing Director 04-2010 01-2014 Davenport & Company LLC Charlotte NC 28246 Y Y Director Y 01-1997 Prospect One LLC 2407 Warburton Road CHARLOTTE NC 28211 N N The business owns 3 residential rental condominiums Member, Co-Owner 2 Membership and Ownership duties 01-2010 Upstate Senior Living d/b/a The Woodlands at Furman 1500 Trailhead Court GREENVILLE SC 29617 N N A not-for-profit provider of senior housing Volunteer Board Member 5 Volunteer on the Board of Directors. Not an officer of the Board and have no day-to-day management responsibilities. Does not oversee or manage any of the money. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-09-2024 Kimberly McManus President, Alternative Regulatory Solutions, LLC