0001881014-23-000039.txt : 20231215
0001881014-23-000039.hdr.sgml : 20231215
20231215131117
ACCESSION NUMBER: 0001881014-23-000039
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: KETNER,ROBERT,CHARLES,JR.
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Tryon Advisors, LLC
CENTRAL INDEX KEY: 0001881014
IRS NUMBER: 872164766
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05663
FILM NUMBER: 231489587
BUSINESS ADDRESS:
STREET 1: 122 SEVERN AVENUE
CITY: ANNAPOLIS
STATE: MD
ZIP: 21403
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD.
STREET 2: SUITE 210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
MA-I/A
1
primary_doc.xml
MA-I/A
0001881014
XXXXXXXX
Ted Vogtman
973-618-9509
tvogtman@alternativereg.com
kbrunnemeriii@firsttryon.com
N
0001881014-23-000014
N
Robert
Charles
Ketner
Jr.
5911793
N
1
0001881014
First Tryon Advisors, LLC
First Tryon Advisors
12-21-2022
N
867-02606
LOCATED
SUPERVISED
12-21-2022
6101 Carnegie Blvd
Suite 210
CHARLOTTE
NC
28209
12-2022
First Tryon Advisors, LLC
CHARLOTTE
NC
28209
Y
N
Director
04-2015
03-2023
First Tryon Securities, LLC
Charlotte
NC
28209
Y
Y
Director
03-2011
04-2015
Robert W. Baird & Co.
Atlanta
GA
30329
Y
Y
Financial Analyst
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-15-2023
Kimberly McManus
President, Alternative Regulatory Solutions, LLC