0001881014-23-000039.txt : 20231215 0001881014-23-000039.hdr.sgml : 20231215 20231215131117 ACCESSION NUMBER: 0001881014-23-000039 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: KETNER,ROBERT,CHARLES,JR. FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Tryon Advisors, LLC CENTRAL INDEX KEY: 0001881014 IRS NUMBER: 872164766 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05663 FILM NUMBER: 231489587 BUSINESS ADDRESS: STREET 1: 122 SEVERN AVENUE CITY: ANNAPOLIS STATE: MD ZIP: 21403 BUSINESS PHONE: 7049262445 MAIL ADDRESS: STREET 1: 6101 CARNEGIE BLVD. STREET 2: SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 MA-I/A 1 primary_doc.xml MA-I/A 0001881014 XXXXXXXX Ted Vogtman 973-618-9509 tvogtman@alternativereg.com kbrunnemeriii@firsttryon.com N 0001881014-23-000014 N Robert Charles Ketner Jr. 5911793 N 1 0001881014 First Tryon Advisors, LLC First Tryon Advisors 12-21-2022 N 867-02606 LOCATED SUPERVISED 12-21-2022 6101 Carnegie Blvd Suite 210 CHARLOTTE NC 28209 12-2022 First Tryon Advisors, LLC CHARLOTTE NC 28209 Y N Director 04-2015 03-2023 First Tryon Securities, LLC Charlotte NC 28209 Y Y Director 03-2011 04-2015 Robert W. Baird & Co. Atlanta GA 30329 Y Y Financial Analyst N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-15-2023 Kimberly McManus President, Alternative Regulatory Solutions, LLC