0001881014-21-000013.txt : 20211227
0001881014-21-000013.hdr.sgml : 20211227
20211227134351
ACCESSION NUMBER: 0001881014-21-000013
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211227
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Tryon Advisors, LLC
CENTRAL INDEX KEY: 0001881014
IRS NUMBER: 872164766
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-02606
FILM NUMBER: 211519864
BUSINESS ADDRESS:
STREET 1: 122 SEVERN AVENUE
CITY: ANNAPOLIS
STATE: MD
ZIP: 21403
BUSINESS PHONE: 7049262445
MAIL ADDRESS:
STREET 1: 6101 CARNEGIE BLVD.
STREET 2: #210
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
MA/A
1
primary_doc.xml
MA/A
0001881014
XXXXXXXX
Tracy Truchon
704-926-2445
tracy@firsttryon.com
First Tryon Advisors, LLC
Wye River Group
Add
First Tryon Advisors, LLC
NC
87-2164766
867-02606
122 SEVERN AVENUE
ANNAPOLIS
MD
21403
7049262445
Add
6101 Carnegie Blvd
Suite 210
Charlotte
NC
28209
704-926-2445
Y
6101 Carnegie Blvd
Suite 210
Charlotte
NC
28209
www.wyeriver.com
Tracy
Anne
Truchon
6101 Carnegie Blvd
Suite 210
Charlotte
NC
28209
704-926-2445
tracy@firsttryon.com
James
Walter
Goldsmith
6101 Carnegie Blvd
210
Charlotte
NC
28209
704-926-2453
wgoldsmith@firsttryon.com
Add
First Tryon Advisors, LLC
6101 Carnegie Blvd
Suite 210
Charlotte
NC
28209
704-926-2445
HR/payroll, compliance documentation, marketing material, ownership documentation, client documentation
December
NC
08-11-2021
N
1
1
1
0
0
31
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Other municipal advisor
1
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Brunnemer & Company
N
56-1154091
Member
01-01-1999
D
Y
FTA1, LLC
N
87-2164766
Member
08-23-2021
D
Y
Brunnemer & Company
Brunnemer Children's GST Investment Trust Dtd 12/20/01
N
14-6223419
Shareholder
12-01-2001
D
Y
Brunnemer & Company
HKBIII GST Trust u/a/d September 5, 2018
N
99-9999999
Shareholder
09-01-2018
C
Y
FTA1, LLC
James
Walter
Goldsmith
Shareholder
08-23-2021
E
Y
4079674
Brunnemer Children's GST Investment Trust Dtd 12/20/01
Heber
Keith
Brunnemer III
Trustee
12-20-2001
F
Y
2758256
Brunnemer Children's GST Investment Trust Dtd 12/20/2001
Paul
McDonald
Hattenhauer
Trustee
12-20-2001
F
Y
7081864
HKBIII GST Trust u/a/d September 5, 2018
Heber
Keith
Brunnemer III
Trustee
09-05-2018
F
Y
2758256
HKBIII GST Trust u/a/d September 5, 2018
Paul
McDonald
Hattenhauer
Trustee
09-05-2018
F
Y
7081864
Brunnemer & Company
N
56-1154091
Member
01-01-1999
D
Y
FTA1, LLC
N
87-2164766
Member
08-23-2021
D
Y
Brunnemer & Company
Brunnemer Children's GST Investment Trust Dtd 12/20/01
N
14-6223419
Shareholder
12-01-2001
D
Y
Brunnemer & Company
HKBIII GST Trust u/a/d September 5, 2018
N
99-9999999
Shareholder
09-01-2018
C
Y
FTA1, LLC
James
Walter
Goldsmith
Shareholder
08-23-2021
E
Y
4079674
Brunnemer Children's GST Investment Trust Dtd 12/20/01
Heber
Keith
Brunnemer III
Trustee
12-20-2001
F
Y
2758256
Brunnemer Children's GST Investment Trust Dtd 12/20/2001
Paul
McDonald
Hattenhauer
Trustee
12-20-2001
F
Y
7081864
HKBIII GST Trust u/a/d September 5, 2018
Heber
Keith
Brunnemer III
Trustee
09-05-2018
F
Y
2758256
HKBIII GST Trust u/a/d September 5, 2018
Paul
McDonald
Hattenhauer
Trustee
09-05-2018
F
Y
7081864
Tracy A. Truchon
Tracy A. Truchon
Chief Compliance Officer
12-16-2021
N
N
Y
N
Y
N
N
Y
Y
N
Y
N
N
N
N
N
N
N
Y
N
N