0001104659-22-123667.txt : 20221201 0001104659-22-123667.hdr.sgml : 20221201 20221201161531 ACCESSION NUMBER: 0001104659-22-123667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221129 FILED AS OF DATE: 20221201 DATE AS OF CHANGE: 20221201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walker Mark D CENTRAL INDEX KEY: 0001896664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41261 FILM NUMBER: 221438987 MAIL ADDRESS: STREET 1: C/O DIRECT DIGITAL HOLDINGS, INC. STREET 2: 1233 WEST LOOP SUITE 1170 CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Direct Digital Holdings, Inc. CENTRAL INDEX KEY: 0001880613 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 872306185 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1310 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 832-402-1051 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1310 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 tm2231764-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-29 0 0001880613 Direct Digital Holdings, Inc. DRCT 0001896664 Walker Mark D 1177 WEST LOOP SOUTH, SUITE 1310 HOUSTON TX 77027 1 1 1 0 Chairman and CEO Warrants (right to buy) 5.50 2022-11-29 4 P 0 5320 0.55 A 2022-11-29 2027-02-15 Class A Common Stock 5320 27259 D /s/ Susan Echard, Attorney-in-fact for Mark D. Walker 2022-12-01