0001104659-24-000994.txt : 20240103 0001104659-24-000994.hdr.sgml : 20240103 20240103185259 ACCESSION NUMBER: 0001104659-24-000994 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231228 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hastings James Mark CENTRAL INDEX KEY: 0001959155 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41414 FILM NUMBER: 24508988 MAIL ADDRESS: STREET 1: 1500 LAKEVIEW LOOP CITY: ANAHEIM STATE: CA ZIP: 92807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX MOTOR INC. CENTRAL INDEX KEY: 0001879848 STANDARD INDUSTRIAL CLASSIFICATION: TRUCK & BUS BODIES [3713] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 401 SOUTH DOUBLEDAY AVENUE CITY: ONTARIO STATE: CA ZIP: 91761 BUSINESS PHONE: 909-987-0815 MAIL ADDRESS: STREET 1: 401 SOUTH DOUBLEDAY AVENUE CITY: ONTARIO STATE: CA ZIP: 91761 3 1 tm241877-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-12-28 0 0001879848 PHOENIX MOTOR INC. PEV 0001959155 Hastings James Mark C/O PHOENIX MOTOR INC. 1500 LAKEVIEW LOOP ANAHEIM CA 92807 0 1 0 0 Chief Investment Officer Options to purchase Common Stock 1.57 2023-09-30 2032-09-30 Common Stock 25000 D Options to purchase Common Stock 1.57 2024-09-30 2032-09-30 Common Stock 25000 D Options to purchase Common Stock 1.57 2025-09-30 2032-09-30 Common Stock 25000 D Options to purchase Common Stock 1.57 2026-09-30 2032-09-30 Common Stock 25000 D /s/ James Mark Hastings 2024-01-03