0001104659-22-107033.txt : 20221007 0001104659-22-107033.hdr.sgml : 20221007 20221007132023 ACCESSION NUMBER: 0001104659-22-107033 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20221007 DATE AS OF CHANGE: 20221007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhou Liang Lance CENTRAL INDEX KEY: 0001935011 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41414 FILM NUMBER: 221300160 MAIL ADDRESS: STREET 1: 1500 LAKEVIEW LOOP CITY: ANAHEIM STATE: CA ZIP: 92807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX MOTOR INC. CENTRAL INDEX KEY: 0001879848 STANDARD INDUSTRIAL CLASSIFICATION: TRUCK & BUS BODIES [3713] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 401 SOUTH DOUBLEDAY AVENUE CITY: ONTARIO STATE: CA ZIP: 91761 BUSINESS PHONE: 909-987-0815 MAIL ADDRESS: STREET 1: 401 SOUTH DOUBLEDAY AVENUE CITY: ONTARIO STATE: CA ZIP: 91761 3 1 tm2227762-4_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2022-06-07 0 0001879848 PHOENIX MOTOR INC. PEV 0001935011 Zhou Liang Lance 1500 LAKEVIEW LOOP ANAHEIM CA 92807 1 1 0 0 Chief Executive Officer Options 1.72 2023-03-21 2032-03-21 Common Stock 350000 D Represents shares of common stock which options vest over four years, provided Dr. Zhou remains in continuous service with Phoenix during the vesting period, with 25% vesting on each of the first, second, third and fourth anniversary of the grant date. /s/ Liang Lance Zhou 2022-10-06