0000899243-22-026885.txt : 20220727
0000899243-22-026885.hdr.sgml : 20220727
20220727183249
ACCESSION NUMBER: 0000899243-22-026885
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220727
FILED AS OF DATE: 20220727
DATE AS OF CHANGE: 20220727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vitoc Vlad
CENTRAL INDEX KEY: 0001913257
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41455
FILM NUMBER: 221112253
MAIL ADDRESS:
STREET 1: 444 WEST LAKE STREET, SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAIA Biotechnology, Inc.
CENTRAL INDEX KEY: 0001878313
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 444 WEST LAKE STREET, SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-416-8592
MAIL ADDRESS:
STREET 1: 444 WEST LAKE STREET, SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2022-07-27
0
0001878313
MAIA Biotechnology, Inc.
MAIA
0001913257
Vitoc Vlad
444 WEST LAKE STREET, SUITE 1700
CHICAGO
IL
60606
1
1
1
0
Chief Executive Officer
Common Stock
783121
D
Common Stock
200000
I
See Footnote
Stock Options
1.80
2028-09-30
Common Stock
700000
D
Stock Options
1.80
2028-09-30
Common Stock
105000
D
Stock Options
1.80
2030-04-01
Common Stock
115500
D
Stock Options
1.80
2030-04-01
Common Stock
54000
D
Stock Options
1.80
2030-11-02
Common Stock
405789
D
Stock Options
1.80
2030-11-02
Common Stock
100000
I
See Footnote
Stock Options
1.80
2030-11-02
Common Stock
100000
I
See Footnote
Stock Options
1.80
2030-12-31
Common Stock
23695
D
Stock Options
1.83
2031-04-15
Common Stock
190356
D
Stock Options
1.83
2031-03-31
Common Stock
23078
D
Stock Options
1.83
2031-04-15
Common Stock
219550
D
Stock Options
1.83
2031-04-15
Common Stock
100000
D
Stock Options
1.83
2031-06-30
Common Stock
7529
D
Stock Options
1.83
2031-04-22
Common Stock
10159
I
See Footnote
Stock Options
1.83
2031-11-16
Common Stock
18000
I
See Footnote
Warrants
6.00
Common Stock
1811
D
These securities are beneficially owned by Mr. Vitoc's spouse. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. These options vested in 48 equal monthly installments, with a 1 year cliff, beginning on October 1, 2018.
Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. 35,000 of these options vested on October 1, 2018, 28,000 of the options vested on January 1, 2019, 21,000 of the options vested on April 1, 2019, 14,000 of the options vested on July 1, 2019, and 7,000 of the options vested on October 1, 2019.
Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. These options fully vested on April 30, 2020.
Represents an option to purchase shares of Common Stock granted pursuant to the 2018 Stock Option Plan. These options fully vested on January 1, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options are fully vested on November 3, 2020.
These securities are held by MAIA Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
These securities are held by Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in ninety equal daily installments beginning on January 1, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options fully vested on May 20, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in 90 equal daily installments beginning on April 1, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options fully vested on May 20, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vest in 36 equal monthly installments beginning on January 1, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options fully vested on July 1, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in seven equal monthly instalments beginning on May 31, 2021.
Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vested in 12 equal monthly instalments beginning on December 16, 2021.
Each Warrant became exercisable on the date of issuance of April 03, 2020, and expires on the earliest to occur of: (a) March 2, 2028; or (b) immediately prior to the closing of any change of control of the issuer.
/s/ Vlad Vitoc
2022-07-27