0001140361-24-009266.txt : 20240223 0001140361-24-009266.hdr.sgml : 20240223 20240223163338 ACCESSION NUMBER: 0001140361-24-009266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckhout Laurie M CENTRAL INDEX KEY: 0001946870 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41526 FILM NUMBER: 24671771 MAIL ADDRESS: STREET 1: 210 BLAIR COURT CITY: EDENTON STATE: NC ZIP: 27932 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Castellum, Inc. CENTRAL INDEX KEY: 0001877939 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 274079982 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 461-1839 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 form4.xml FORM 4 X0508 4 2024-02-23 0001877939 Castellum, Inc. CTM 0001946870 Buckhout Laurie M 210 BLAIR COURT EDENTON NC 27932 true false Common Stock, par value $0.0001 per share 16290 D Convertible Promissory Note 2024-02-23 4 J 0 0 A Common Stock, par value $0.0001 per share 0 I By Buckhout Charitable Remainder Trust The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, formerly was the holder of a convertible promissory note ( Promissory Note) in the principal amount of $3.7 million, with a maturity date of September 30, 2024, convertible into Common Stock at $0.26 per share. In connection with the amendment and restatement of the Promissory Note on February 22, 2024, the principal amount was repaid in part, monthly payments were scheduled, the term of the Promissory Note was extended and the convertibility feature was removed. Therefore, at the effective time of the amendment and restatement, the Promissory Note ceased to be, and the Reporting Person ceased to hold a derivative security . /s/ Buckhout Laurie M 2024-02-23