0001877090-23-000004.txt : 20231018 0001877090-23-000004.hdr.sgml : 20231018 20231018172711 ACCESSION NUMBER: 0001877090-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 EFFECTIVENESS DATE: 20231018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Twelve Points Wealth Management LLC CENTRAL INDEX KEY: 0001877090 IRS NUMBER: 465061538 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22386 FILM NUMBER: 231332929 BUSINESS ADDRESS: STREET 1: 9 POND LANE, STE 3A CITY: CONCORD STATE: MA ZIP: 01742 BUSINESS PHONE: 9783189500 MAIL ADDRESS: STREET 1: 9 POND LANE, STE 3A CITY: CONCORD STATE: MA ZIP: 01742 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001877090 XXXXXXXX 09-30-2023 09-30-2023 false Twelve Points Wealth Management LLC

9 Pond Lane, Ste 3a Concord MA 01742

13F HOLDINGS REPORT 028-22386 000171107 801-108967 N KIMBERLY ANN VAN WINKLE 978-318-9500 /s/ Kimberly Ann Van Winkle Concord MA 10-18-2023 0 170 200867081 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 463856 4955 SH SOLE 1070 0 3884 ABBOTT LABS COM 002824100 700710 7235 SH SOLE 3422 0 3813 ABBVIE INC COM 00287Y109 687267 4611 SH SOLE 1701 0 2909 ACTIVISION BLIZZARD INC COM 00507V109 504104 5384 SH SOLE 0 0 5384 ACUITY BRANDS INC COM 00508Y102 541430 3179 SH SOLE 1199 0 1980 ADVENT CONV & INCOME FD COM 00764C109 407813 38876 SH SOLE 0 0 38876 ALPHABET INC CAP STK CL C 02079K107 1070490 8119 SH SOLE 2170 0 5949 ALPHABET INC CAP STK CL A 02079K305 777308 5940 SH SOLE 4470 0 1470 AMAZON COM INC COM 023135106 624795 4915 SH SOLE 570 0 4345 AMERICAN EXPRESS CO COM 025816109 715814 4798 SH SOLE 3658 0 1140 AMGEN INC COM 031162100 414096 1541 SH SOLE 585 0 956 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 1303077 108229 SH SOLE 0 0 108229 AON PLC SHS CL A G0403H108 564841 1742 SH SOLE 671 0 1071 APPLE INC COM 037833100 1788106 10444 SH SOLE 1693 0 8751 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 2205257 58933 SH SOLE 16766 0 42166 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 6664924 499994 SH SOLE 79886 0 420108 AT&T INC COM 00206R102 272065 18114 SH SOLE 386 0 17728 ATKORE INC COM 047649108 1796695 12043 SH SOLE 4747 0 7296 AUTOMATIC DATA PROCESSING IN COM 053015103 721740 3000 SH SOLE 1775 0 1225 AVERY DENNISON CORP COM 053611109 583548 3195 SH SOLE 1188 0 2006 BANK AMERICA CORP COM 060505104 281330 10275 SH SOLE 729 0 9546 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 596101 18547 SH SOLE 7212 0 11335 BELDEN INC COM 077454106 1701154 17619 SH SOLE 6830 0 10789 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 611974 1747 SH SOLE 21 0 1726 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 142969 13009 SH SOLE 0 0 13009 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 660435 6044 SH SOLE 2414 0 3630 BORGWARNER INC COM 099724106 1113674 27587 SH SOLE 10549 0 17037 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 475964 5526 SH SOLE 2069 0 3457 CARRIER GLOBAL CORPORATION COM 14448C104 297031 5381 SH SOLE 2050 0 3331 CELANESE CORP DEL COM 150870103 396238 3157 SH SOLE 989 0 2168 CHEMOURS CO COM 163851108 489682 17457 SH SOLE 6629 0 10828 CISCO SYS INC COM 17275R102 1981541 36859 SH SOLE 6224 0 30635 CITIGROUP INC COM NEW 172967424 386766 9403 SH SOLE 2614 0 6790 CLEVELAND-CLIFFS INC NEW COM 185899101 1054103 67441 SH SOLE 23840 0 43601 COINBASE GLOBAL INC COM CL A 19260Q107 274117 3651 SH SOLE 0 0 3651 CROWDSTRIKE HLDGS INC CL A 22788C105 498123 2976 SH SOLE 30 0 2946 CUMMINS INC COM 231021106 609449 2668 SH SOLE 954 0 1714 DANAHER CORPORATION COM 235851102 670862 2704 SH SOLE 2070 0 634 DIAGEO PLC SPON ADR NEW 25243Q205 771410 5171 SH SOLE 0 0 5171 DISNEY WALT CO COM 254687106 463120 5714 SH SOLE 3568 0 2146 DOUBLELINE OPPORTUNISTIC CR COM 258623107 2814502 193039 SH SOLE 75547 0 117492 DXC TECHNOLOGY CO COM 23355L106 576345 27669 SH SOLE 7816 0 19853 EAST WEST BANCORP INC COM 27579R104 244737 4643 SH SOLE 1702 0 2941 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 141722 15906 SH SOLE 0 0 15906 ELI LILLY & CO COM 532457108 429704 800 SH SOLE 0 0 800 EMERSON ELEC CO COM 291011104 718270 7438 SH SOLE 2299 0 5138 EOG RES INC COM 26875P101 1899441 14985 SH SOLE 5008 0 9977 EQUITRANS MIDSTREAM CORP COM 294600101 98507 10513 SH SOLE 3680 0 6833 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1431362 48719 SH SOLE 110 0 48609 EXXON MOBIL CORP COM 30231G102 1703444 14488 SH SOLE 2724 0 11764 FARMERS NATIONAL BANC CORP COM 309627107 390915 33816 SH SOLE 11971 0 21845 FIDELITY NATL INFORMATION SV COM 31620M106 246173 4454 SH SOLE 0 0 4454 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 4173982 261364 SH SOLE 101680 0 159684 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 1459642 70822 SH SOLE 27958 0 42864 FIRSTENERGY CORP COM 337932107 247256 7234 SH SOLE 2564 0 4670 FRANKLIN RESOURCES INC COM 354613101 1647505 67026 SH SOLE 19865 0 47162 FREEPORT-MCMORAN INC CL B 35671D857 1093248 29317 SH SOLE 9798 0 19519 GRAINGER W W INC COM 384802104 656641 949 SH SOLE 409 0 540 GREIF INC CL A 397624107 1306244 19552 SH SOLE 7697 0 11854 HARLEY DAVIDSON INC COM 412822108 671350 20307 SH SOLE 6999 0 13308 HF SINCLAIR CORP COM 403949100 742852 13049 SH SOLE 5754 0 7295 HILLENBRAND INC COM 431571108 988593 23365 SH SOLE 9380 0 13986 HOME DEPOT INC COM 437076102 244337 809 SH SOLE 204 0 605 HUNTSMAN CORP COM 447011107 732861 30035 SH SOLE 10180 0 19855 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1589274 52923 SH SOLE 10945 0 41978 INTEL CORP COM 458140100 554591 15600 SH SOLE 4166 0 11434 INTERNATIONAL BUSINESS MACHS COM 459200101 1298929 9258 SH SOLE 3192 0 6067 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 222033 14852 SH SOLE 7462 0 7390 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 2395646 61129 SH SOLE 30092 0 31037 INVESCO EXCHANGE TRADED FD T S&P MDCP400 VL 46137V191 1122642 11396 SH SOLE 3925 0 7471 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 4795100 119078 SH SOLE 29063 0 90015 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1897087 25783 SH SOLE 7728 0 18055 INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 46137V167 1023281 11234 SH SOLE 3626 0 7608 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1978748 13965 SH SOLE 1094 0 12871 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 4777211 158448 SH SOLE 47836 0 110612 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 5484449 139945 SH SOLE 44214 0 95731 INVESCO QQQ TR UNIT SER 1 46090E103 331281 925 SH SOLE 359 0 566 IRON MTN INC DEL COM 46284V101 2304407 38762 SH SOLE 15390 0 23372 ISHARES GOLD TR ISHARES NEW 464285204 3244168 92717 SH SOLE 27189 0 65528 ISHARES TR CORE US AGGBD ET 464287226 211778 2252 SH SOLE 1061 0 1191 ISHARES TR CORE DIV GRWTH 46434V621 4011263 80987 SH SOLE 23352 0 57634 ISHARES TR IBOXX INV CP ETF 464287242 1207305 11834 SH SOLE 4325 0 7509 ISHARES TR ASIA 50 ETF 464288430 808669 14584 SH SOLE 0 0 14584 ISHARES TR U S EQUITY FACTR 46434V282 643865 14863 SH SOLE 9254 0 5609 ISHARES TR GLOBAL REIT ETF 46434V647 484430 22883 SH SOLE 4557 0 18326 ISHARES TR S&P 500 GRWT ETF 464287309 211684 3094 SH SOLE 438 0 2656 ISHARES TR CORE MSCI EAFE 46432F842 567467 8818 SH SOLE 5503 0 3315 ISHARES TR MSCI USA MIN VOL 46429B697 775479 10714 SH SOLE 7165 0 3549 ISHARES TR PFD AND INCM SEC 464288687 554790 18401 SH SOLE 6000 0 12401 ISHARES TR CORE MSCI TOTAL 46432F834 585780 9765 SH SOLE 915 0 8850 ISHARES TR CORE TOTAL USD 46434V613 5646101 129157 SH SOLE 43885 0 85272 ISHARES TR CORE S&P500 ETF 464287200 505439 1177 SH SOLE 836 0 341 ISHARES TR RUS 1000 ETF 464287622 258813 1102 SH SOLE 958 0 144 ISHARES TR MSCI EAFE ETF 464287465 272785 3958 SH SOLE 3161 0 797 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 533714 10636 SH SOLE 0 0 10636 JABIL INC COM 466313103 2082726 16414 SH SOLE 6185 0 10229 JETBLUE AWYS CORP COM 477143101 93973 20429 SH SOLE 0 0 20429 JOHNSON & 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TECHNOLOGY INC. COM 595017104 944737 12104 SH SOLE 2933 0 9171 MICROSOFT CORP COM 594918104 1773252 5616 SH SOLE 795 0 4821 MONDELEZ INTL INC CL A 609207105 292382 4213 SH SOLE 3471 0 742 MSC INDL DIRECT INC CL A 553530106 618193 6298 SH SOLE 2371 0 3927 NEW YORK CMNTY BANCORP INC COM 649445103 2225348 196239 SH SOLE 61808 0 134431 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 3414070 269674 SH SOLE 104379 0 165295 ONEOK INC NEW COM 682680103 1304330 20563 SH SOLE 8067 0 12496 PACCAR INC COM 693718108 825016 9704 SH SOLE 3397 0 6307 PARAMOUNT GLOBAL CLASS B COM 92556H206 216462 16780 SH SOLE 500 0 16280 PARAMOUNT GLOBAL 5.75% CONV PFD A 92556H305 250648 14121 SH SOLE 0 0 14121 PELOTON INTERACTIVE INC CL A COM 70614W100 60277 11936 SH SOLE 0 0 11936 PEPSICO INC COM 713448108 1452404 8572 SH SOLE 3781 0 4791 PPL CORP COM 69351T106 210189 8921 SH SOLE 3239 0 5682 PRICE T ROWE GROUP INC COM 74144T108 471900 4500 SH SOLE 1039 0 3461 QUALCOMM INC COM 747525103 1444744 13009 SH SOLE 2714 0 10295 RIVERNORTH CAP AND INCM FD I COM 76882B108 282458 18534 SH SOLE 0 0 18534 RIVERNORTH MANAGED DUR MUN I COM 76882H105 187923 13697 SH SOLE 0 0 13697 RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 146170 10179 SH SOLE 0 0 10179 RTX CORPORATION COM 75513E101 433115 6018 SH SOLE 3000 0 3018 SANFILIPPO JOHN B & SON INC COM 800422107 387790 3925 SH SOLE 0 0 3925 SAP SE SPON ADR 803054204 586725 4537 SH SOLE 0 0 4537 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 246310 7253 SH SOLE 42 0 7211 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 943574 18928 SH SOLE 47 0 18881 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 507445 6978 SH SOLE 481 0 6497 SKYWORKS SOLUTIONS INC COM 83088M102 1263569 12816 SH SOLE 3430 0 9386 SNAP ON INC COM 833034101 621473 2437 SH SOLE 1005 0 1432 SONY GROUP CORP SPONSORED ADR 835699307 415099 5037 SH SOLE 0 0 5037 SPDR GOLD TR GOLD SHS 78463V107 3140461 18317 SH SOLE 531 0 17786 SPDR SER TR PRTFLO S&P500 GW 78464A409 804904 13578 SH SOLE 3384 0 10194 SPDR SER TR PORTFOLIO LN COR 78464A367 6539031 307864 SH SOLE 114164 0 193700 SPDR SER TR ICE PFD SEC ETF 78464A292 1805515 55623 SH SOLE 15336 0 40287 SPDR SER TR S&P 600 SMCP GRW 78464A201 1417213 19342 SH SOLE 3628 0 15714 SPDR SER TR PORTFOLI S&P1500 78464A805 484535 9231 SH SOLE 0 0 9231 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 19236161 209499 SH SOLE 50995 0 158504 SPDR SER TR PRTFLO S&P500 VL 78464A508 428320 10381 SH SOLE 5153 0 5228 SPDR SER TR S&P 400 MDCP GRW 78464A821 1222550 17682 SH SOLE 4701 0 12981 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1872008 44646 SH SOLE 15144 0 29502 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 1110374 41186 SH SOLE 7240 0 33946 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 159491 12790 SH SOLE 0 0 12790 TESLA INC COM 88160R101 318530 1273 SH SOLE 197 0 1076 TEXAS INSTRS INC COM 882508104 1082660 6809 SH SOLE 1966 0 4842 TRINITY INDS INC COM 896522109 767588 31523 SH SOLE 10575 0 20948 UNILEVER PLC SPON ADR NEW 904767704 480217 9721 SH SOLE 0 0 9721 UNITEDHEALTH GROUP INC COM 91324P102 507154 1006 SH SOLE 227 0 779 VANECK ETF TRUST PHARMACEUTCL ETF 92189F692 3902199 48863 SH SOLE 50 0 48813 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1589810 22783 SH SOLE 17112 0 5671 VANGUARD INDEX FDS TOTAL STK MKT 922908769 697643 3284 SH SOLE 1358 0 1927 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 212388 5417 SH SOLE 100 0 5317 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 385663 1981 SH SOLE 0 0 1981 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 801814 18340 SH SOLE 123 0 18217 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 315746 3056 SH SOLE 180 0 2876 VANGUARD WORLD FDS ENERGY ETF 92204A306 221161 1745 SH SOLE 1745 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 239445 7388 SH SOLE 350 0 7038 VICARIOUS SURGICAL INC COM CL A 92561V109 9075 15363 SH SOLE 0 0 15363 VIRTUS CONVERTIBLE & INC FD COM 92838U108 626895 227136 SH SOLE 0 0 227136 VISA INC COM CL A 92826C839 1221353 5310 SH SOLE 3880 0 1430 WALGREENS BOOTS ALLIANCE INC COM 931427108 257855 11594 SH SOLE 2396 0 9198 WISDOMTREE TR FUTRE STRAT FD 97717W125 1445801 41062 SH SOLE 8020 0 33042