0001654954-23-005742.txt : 20230503 0001654954-23-005742.hdr.sgml : 20230503 20230503161617 ACCESSION NUMBER: 0001654954-23-005742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Batesole Mike CENTRAL INDEX KEY: 0001886583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 23884191 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 section16.xml PRIMARY DOCUMENT X0407 4 2023-05-01 0001876945 TPCO Holding Corp. GRAMF 0001886583 Batesole Mike 1550 LEIGH AVENUE SAN JOSE CA 95125 true Chief Financial Officer false Common Shares 2023-05-01 4 M false 10000 A 203281 D Common Shares 2023-05-01 4 S false 4257 0.1895 D 199024 D Restricted Stock Units 2023-05-01 4 M false 10000 D Common Shares 10000 148340 D Upon vesting, restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. The disposition of Common Shares is associated with tax obligations of the reporting person. On April 23, 2022, the reporting person was granted 100,000 RSUs, 33.33% of which vested 1 year after January 15, 2022 (the "Initial Vesting Period"). The remaining RSUs will vest in 8 equal quarterly installments beginning on the first day of the first month following the Initial Vesting Period. /s/ Emily Jennings, Attorney-in-fact 2023-05-03