0001654954-23-004740.txt : 20230414 0001654954-23-004740.hdr.sgml : 20230414 20230414160608 ACCESSION NUMBER: 0001654954-23-004740 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230414 DATE AS OF CHANGE: 20230414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPSEY ROZLYN SIKORA CENTRAL INDEX KEY: 0001890216 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 23821167 MAIL ADDRESS: STREET 1: 10115 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 3 1 section16.xml PRIMARY DOCUMENT X0206 3 2023-03-31 0 0001876945 TPCO Holding Corp. GRAMF 0001890216 LIPSEY ROZLYN SIKORA 1550 LEIGH AVENUE SAN JOSE CA 95125 true Chief Operating Officer Restricted Stock Units Common Shares 150000 D On June 30, 2022 (the "Grant Date"), the reporting person was granted 150,000 restricted stock units ("RSUs"), 25% of which shall vest 1 year after the Grant Date (the "Initial Vesting Period"). The remaining RSUs vest in 12 equal quarterly installments beginning on the first day of the first month following the Initial Vesting Period. RSUs convert into Common Shares on a one-for-one basis. Exhibit 24.1 - Power of Attorney /s/ Rozlyn S. Lipsey 2023-04-14 EX-24 2 ex241.htm POWER OF ATTORNEY ex241

 
Exhibit 24.1
POWER OF ATTORNEY
 
Know all by these presents, that the undersigned hereby constitutes and appoints each of Colin Brown, Judith Schvimmer, Emily Jennings, and Ryan Block (each, an "Attorney-in-fact" and collectively, the "Attorneys-in-fact") as the undersigned's true and lawful Attorney-in-fact and agent to:
 
(1)
execute for and on behalf of the undersigned, an officer, director and/or holder of 10% or more of a registered class of securities of TPCO Holding Corp., a corporation formed under the laws of British Columbia, Canada (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules promulgated thereunder;
 
(2)
do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4 and 5, complete and execute any amendment or amendments thereto, and timely file such forms or amendments with the United States Securities and Exchange Commission and any stock exchange or similar authority, as required; and
 
(3)
take any other action of any nature whatsoever in connection with the foregoing which, in the opinion of such Attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such Attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such Attorney-in-fact may approve in such Attorney-in-fact's discretion.
 
The undersigned hereby grants to such Attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such Attorney-in-fact, or such Attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing Attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act.
 
This Power of Attorney shall remain in full force and effect with respect to the undersigned until the earliest to occur of (a) such date that the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, or (b) the revocation by the undersigned in a signed writing delivered to the Company and the foregoing Attorneys-in-fact. This Power of Attorney shall terminate with respect to each Attorney-in-fact at such time as such Attorney-in-fact is no longer employed by the Company or any of its subsidiaries.
 
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of April, 2023.
 
 
 
/s/ Rozlyn S. Lipsey  
Signature
 
Name: Rozlyn S. Lipsey