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Filing Detail
Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0000894189-22-002018
Filing Date
2022-03-21
Accepted
2022-03-21 17:09:23
Documents
17

Document Format Files

Seq Description Document Type Size
1 CROMWELL TRAN N-14 cromwelltrann-14.htm N-14 1863182
2 EX-16.6.A INVESTMENT ADVISORY AGREEMENT traninvestmentadvisoryagre.htm EX-16.6.A 104249
3 EX-16.6.B INVESTMENT SUB-ADVISORY AGREEMENT traninvestmentsub-advisory.htm EX-16.6.B 90884
4 EX-16.10.A FORM OF RULE 12B-1 PLAN tran12b-1plan.htm EX-16.10.A 43874
5 EX-16.10.B FORM OF RULE 18F-3 PLAN tran18f-3plan.htm EX-16.10.B 13652
6 EX-16.11.A OPINION AND CONSENT OF COUNSEL trann-14opinionandconsento.htm EX-16.11.A 11975
7 EX-16.11.B TAX OPINION cromwelltrantaxopinion.htm EX-16.11.B 21447
8 EX-16.13.A FORM OF OPERATING EXPENSES LIMITATION AGREEMENT tranoela.htm EX-16.13.A 18923
9 EX-16.14.A AUDIT CONSENT (PWC) cromwelltrann-14auditconse.htm EX-16.14.A 2530
10 EX-16.14.B CONSENT (BBD) tranauditconsent-bbd.htm EX-16.14.B 2623
11 EX-16.16 CROMWELL TRAN POA cromwelltrann-14poa.htm EX-16.16 11576
12 EX-16.17.A FORM OF PROXY CARD proxyballottrann-14.htm EX-16.17.A 16538
14 chart-ecf64a6b46a940f89a7.jpg GRAPHIC 50203
15 image.jpg GRAPHIC 2720
16 proxyballota.jpg GRAPHIC 198102
17 stradleylogo.jpg GRAPHIC 41702
18 filename18.htm CORRESP 6332
  Complete submission text file 0000894189-22-002018.txt   2613438

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001872253 acquiring    
Series S000075258   Cromwell Tran Sustainable Focus Fund
Class/Contract C000234130   Investor Class Shares
CIK 0001388485 target    
Series S000019329   Tran Capital Focused Fund
Class/Contract C000053720   Class A LIMAX
CIK 0001872253 acquiring    
Series S000075258   Cromwell Tran Sustainable Focus Fund
Class/Contract C000234131   Institutional Class Shares
CIK 0001388485 target    
Series S000019329   Tran Capital Focused Fund
Class/Contract C000053722   Class I LIMIX
Mailing Address 615 E. MICHIGAN STREET MILWAUKEE WI 53202
Business Address U.S. BANK GLOBAL FUND SERVICES 615 E. MICHIGAN STREET MILWAUKEE WI 53202 626-914-7363
Total Fund Solution (Filer) CIK: 0001872253 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1231
Type: N-14 | Act: 33 | File No.: 333-263749 | Film No.: 22756325