0001062993-23-004035.txt : 20230217 0001062993-23-004035.hdr.sgml : 20230217 20230217161149 ACCESSION NUMBER: 0001062993-23-004035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mennen Claudia CENTRAL INDEX KEY: 0001882718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40776 FILM NUMBER: 23642620 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Loyalty Ventures Inc. CENTRAL INDEX KEY: 0001870997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 871353472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8235 DOUGLAS AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (972) 338-5170 MAIL ADDRESS: STREET 1: 8235 DOUGLAS AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75225 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-15 0001870997 Loyalty Ventures Inc. LYLT 0001882718 Mennen Claudia 8235 DOUGLAS AVENUE, SUITE 1200 DALLAS TX 75225 0 1 0 0 BrandLoyalty CEO Common Stock 2023-02-15 4 F 0 3700 1.71 D 42360 D Common Stock 2023-02-16 4 F 0 1956 1.75 D 29625 D Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. The grant for 10,779 performance-based restricted stock units awarded on 2/15/2022 was forfeited due to failure to meet the performance metric. The total number of securities beneficially owned includes: (a) 6,268 unrestricted shares; (b) 6,347 unvested units from an award of 6,347 time-based restricted stock units granted 12/7/21; (c) 3,598 unvested units from an award of 10,580 time-based restricted stock units granted 12/7/21; and (d) 13,412 unvested units from an award of 20,017 time-based restricted stock units granted 2/15/22. Cynthia L. Hageman, Attorney in Fact 2023-02-17