0001398344-23-014481.txt : 20230810 0001398344-23-014481.hdr.sgml : 20230810 20230810101208 ACCESSION NUMBER: 0001398344-23-014481 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUCKER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001870012 IRS NUMBER: 472909656 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23225 FILM NUMBER: 231157668 BUSINESS ADDRESS: STREET 1: 1520 WEST CANAL COURT STREET 2: SUITE 100 CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: 303-734-1234 MAIL ADDRESS: STREET 1: 1520 WEST CANAL COURT STREET 2: SUITE 100 CITY: LITTLETON STATE: CO ZIP: 80120 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001870012 XXXXXXXX 09-30-2021 09-30-2021 false TUCKER ASSET MANAGEMENT LLC

1520 WEST CANAL COURT SUITE 100 LITTLETON CO 80120

13F HOLDINGS REPORT 028-23225 000174844 801-107110 N Lloyd Domingos 720-838-2627 /s/ Lloyd Domingos Littleton CO 06-06-2023 0 379 277378671 INFORMATION TABLE 2 fp0082986-7_13fhr-table.xml AT&T INC COM 00206R102 6340 251 SH SOLE 0 0 251 ABBOTT LABS COM 002824100 121930 946 SH SOLE 473 0 473 ABBVIE INC COM 00287Y109 10550 92 SH SOLE 23 0 69 ADAMS DIVERSIFIED EQUITY FD COM 006212104 2991 141 SH SOLE 141 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 43574 67 SH SOLE 0 0 67 ADVANCED MICRO DEVICES INC COM 007903107 19838 165 SH SOLE 83 0 83 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 8019 547 SH SOLE 0 0 547 ALPHABET INC CAP STK CL A 02079K305 145085 49 SH SOLE 49 0 0 ALTRIA GROUP INC COM 02209S103 8601 195 SH SOLE 0 0 195 AMAZON COM INC COM 023135106 97800 29 SH SOLE 0 0 29 AMERICAN AIRLS GROUP INC COM 02376R102 19200 1000 SH SOLE 1000 0 0 AMGEN INC COM 031162100 57538 278 SH SOLE 139 0 139 ANALOG DEVICES INC COM 032654105 63150 364 SH SOLE 182 0 182 APPLE INC COM 037833100 899100 6002 SH SOLE 3468 0 2534 ARES CAPITAL CORP COM 04010L103 7740 361 SH SOLE 0 0 361 ARES CAPITAL CORP NOTE M/W CLBL NOTE M/W CLBL 04010LAV5 5328 5 PRN SOLE 0 0 5 ASANA INC CL A 04342Y104 126837 934 SH SOLE 584 0 350 AVANGRID INC COM 05351W103 5112 97 SH SOLE 0 0 97 BK OF AMERICA CORP COM 060505104 92215 1930 SH SOLE 896 0 1034 BANK OF AMERICA CORPORATION 6NON CUM DEP SHS EACH R CLBL CLBL 060505229 3354 126 SH SOLE 0 0 126 BANK NEW YORK MELLON CORP COM 064058100 11840 200 SH SOLE 0 0 200 BANK OZK COM 06417N103 259309 5805 SH SOLE 3628 0 2177 BARCLAYS BANK PLC NOTE M/W CLBL VAR NOTE M/W CLBL VAR 06738KMX6 31179 38 PRN SOLE 0 0 38 BARRICK GOLD CORP COM 067901108 16533 900 SH SOLE 900 0 0 BAYER AG ADR SPONSORED ADR SPONSORED 072730302 19214 1355 SH SOLE 0 0 1355 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 64003 223 SH SOLE 0 0 223 BLACKROCK MUNICIPAL INCOME COM 09253X102 8077 531 SH SOLE 0 0 531 BNY MELLON STRATEGIC MUN BD COM 09662E109 8116 1012 SH SOLE 0 0 1012 BOEING CO COM 097023105 46996 227 SH SOLE 114 0 114 BOOKING HOLDINGS INC COM 09857L108 2421 1 SH SOLE 0 0 1 BRIGHTHOUSE FINL INC COM 10922N103 100 2 SH SOLE 2 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1051 18 SH SOLE 0 0 18 BROOKLINE BANCORP INC DEL COM 11373M107 12038 750 SH SOLE 0 0 750 CIGNA CORP NEW COM 125523100 641 3 SH SOLE 3 0 0 CMS ENERGY CORP 5.875JNR SUB NTS 2079 CLBL CLBL 125896845 2008 73 SH SOLE 0 0 73 CVR ENERGY INC COM 12662P108 479 25 SH SOLE 0 0 25 CVS HEALTH CORP COM 126650100 6160 69 SH SOLE 0 0 69 CARNIVAL CORP UNIT 99/99/9999 143658300 3324 150 SH SOLE 150 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 473778 9071 SH SOLE 3024 0 6047 CELSIUS HLDGS INC COM NEW 15118V207 21234 220 SH SOLE 220 0 0 CHEVRON CORP NEW COM 166764100 116082 1014 SH SOLE 489 0 524 CISCO SYS INC COM 17275R102 14440 258 SH SOLE 129 0 129 CITIGROUP INC COM NEW 172967424 69160 1000 SH SOLE 1000 0 0 CITIGROUP INC NOTE M/W CLBL NOTE M/W CLBL 172967BU4 19140 15 PRN SOLE 0 0 15 COCA COLA CO COM 191216100 130666 2318 SH SOLE 464 0 1854 COINBASE GLOBAL INC COM CL A 19260Q107 2236 7 SH SOLE 0 0 7 COLGATE PALMOLIVE CO COM 194162103 23009 302 SH SOLE 0 0 302 COMCAST CORP NEW CL A 20030N101 84191 1637 SH SOLE 851 0 786 CONOCOPHILLIPS COM 20825C104 65924 885 SH SOLE 460 0 425 COSTCO WHSL CORP NEW COM 22160K105 73731 150 SH SOLE 0 0 150 CROWDSTRIKE HLDGS INC CL A 22788C105 5354 19 SH SOLE 19 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 61482 341 SH SOLE 177 0 164 CUMMINS INC COM 231021106 16069 67 SH SOLE 0 0 67 DBX ETF TR XTRACK USD HIGH 233051432 796 20 SH SOLE 20 0 0 DANAHER CORPORATION COM 235851102 2494 8 SH SOLE 0 0 8 DELEK US HLDGS INC NEW COM 24665A103 39 2 SH SOLE 0 0 2 DELTA AIR LINES INC DEL COM NEW 247361702 11739 300 SH SOLE 0 0 300 DIAGEO PLC SPON ADR NEW 25243Q205 62097 311 SH SOLE 162 0 149 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 3339 66 SH SOLE 0 0 66 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 3448 57 SH SOLE 0 0 57 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 3554 76 SH SOLE 0 0 76 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 2758 81 SH SOLE 0 0 81 DISNEY WALT CO COM 254687106 169070 1000 SH SOLE 429 0 571 DIVERSIFIED HEALTHCARE TRUST 6.25 SR NT 01/02/46 USD CLBL CLBL 25525P305 3903 155 SH SOLE 0 0 155 DOCUSIGN INC COM 256163106 5009 18 SH SOLE 18 0 0 DOMINION ENERGY INC COM 25746U109 6910 91 SH SOLE 0 0 91 DOMINOS PIZZA INC COM 25754A201 4890 10 SH SOLE 10 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 50699 497 SH SOLE 0 0 497 DUPONT DE NEMOURS INC COM 26614N102 93403 1342 SH SOLE 698 0 644 EQM MIDSTREAM PARTNERS LP NOTE M/W CLBL NOTE M/W CLBL 26885BAA8 5188 5 PRN SOLE 0 0 5 EASTMAN CHEM CO COM 277432100 63146 607 SH SOLE 304 0 304 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 355 100 SH SOLE 100 0 0 ENBRIDGE INC COM 29250N105 9377 224 SH SOLE 0 0 224 EVERGY INC COM 30034W106 30728 482 SH SOLE 251 0 231 EVERSOURCE ENERGY COM 30040W108 39394 464 SH SOLE 464 0 0 EXXON MOBIL CORP COM 30231G102 168525 2614 SH SOLE 1743 0 871 F N B CORP COM 302520101 920 79 SH SOLE 0 0 79 FACEBOOK INC CL A 30303M102 32357 100 SH SOLE 100 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 37965 296 SH SOLE 0 0 296 FIRST TR MORNINGSTAR DIVID L SHS 336917109 28341 839 SH SOLE 0 0 839 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 39265 491 SH SOLE 147 0 344 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 4889 20 SH SOLE 0 0 20 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 1759 15 SH SOLE 0 0 15 FIRST TR NASDAQ 100 TECH IND SHS 337345102 1359 8 SH SOLE 0 0 8 FIRST TR VALUE LINE DIVID IN SHS 33734H106 77190 1874 SH SOLE 511 0 1363 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 6433 71 SH SOLE 0 0 71 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 20957 339 SH SOLE 127 0 212 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 875 69 SH SOLE 0 0 69 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1148 19 SH SOLE 0 0 19 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 15662 613 SH SOLE 0 0 613 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 1642 25 SH SOLE 0 0 25 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1131 11 SH SOLE 0 0 11 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 55692 829 SH SOLE 276 0 553 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 40003 333 SH SOLE 111 0 222 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 15762 1103 SH SOLE 0 0 1103 FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 33736G106 4768 218 SH SOLE 0 0 218 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 6236 143 SH SOLE 0 0 143 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 53905 870 SH SOLE 261 0 609 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 15289 586 SH SOLE 195 0 391 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 1522 20 SH SOLE 0 0 20 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 16157 645 SH SOLE 0 0 645 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 36908 771 SH SOLE 231 0 540 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 2727 57 SH SOLE 0 0 57 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 10848 188 SH SOLE 0 0 188 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 29962 599 SH SOLE 0 0 599 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 817 24 SH SOLE 0 0 24 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 29531 615 SH SOLE 205 0 410 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 384 12 SH SOLE 0 0 12 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 121231 2403 SH SOLE 801 0 1602 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 138599 2315 SH SOLE 695 0 1621 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 8063 147 SH SOLE 0 0 147 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 70163989 1313932 SH SOLE 452811 0 861121 FIRST TR EXCHNG TRADED FD VI ACTV FCTR LGCP 33740F821 726 27 SH SOLE 27 0 0 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 1614 61 SH SOLE 0 0 61 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 48420 1544 SH SOLE 463 0 1081 FLOWERS FOODS INC COM 343498101 1163 47 SH SOLE 0 0 47 FORD MTR CO DEL COM 345370860 1708 100 SH SOLE 100 0 0 FREEPORT-MCMORAN INC CL B 35671D857 3168 84 SH SOLE 0 0 84 GOVERNMENT NATIONAL MTG ASSN MBS 582022 MBS 582022 36201FSK4 456 38 PRN SOLE 0 0 38 GOVERNMENT NATIONAL MTG ASSN MBS 002536 MBS 002536 36202CY98 545 250 PRN SOLE 0 0 250 GOVERNMENT NATIONAL MTG ASSN MBS 002934 MBS 002934 36202DHK0 486 250 PRN SOLE 0 0 250 GOVERNMENT NATIONAL MTG ASSN MBS 780454 MBS 780454 36225AQF0 186 100 PRN SOLE 0 0 100 GOVERNMENT NATIONAL MTG ASSN MBS 780688 MBS 780688 36225AXR6 119 125 PRN SOLE 0 0 125 GOVERNMENT NATIONAL MTG ASSN MBS 781079 MBS 781079 36225BFU7 401 250 PRN SOLE 0 0 250 GOVERNMENT NATIONAL MTG ASSN MBS 781266 MBS 781266 36225BMP0 117 75 PRN SOLE 0 0 75 GALLAGHER ARTHUR J & CO COM 363576109 67068 400 SH SOLE 208 0 192 GENERAC HLDGS INC COM 368736104 5983 12 SH SOLE 12 0 0 GENERAL ELECTRIC CO COM NEW 369604301 171253 1633 SH SOLE 0 0 1633 GENERAL MLS INC COM 370334104 4264 69 SH SOLE 35 0 35 GEORGIA MUN ELEC AUTH PWR REV REV BDS M/W REV BDS M/W 373541X97 22013 20 PRN SOLE 0 0 20 GILEAD SCIENCES INC COM 375558103 61896 954 SH SOLE 459 0 495 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 35661 388 SH SOLE 78 0 310 GOLD RESOURCE CORP COM 38068T105 184 100 SH SOLE 100 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 11160 27 SH SOLE 27 0 0 GOLUB CAP BDC INC COM 38173M102 5669 357 SH SOLE 0 0 357 GRANITESHARES GOLD TR SHS BEN INT 38748G101 14046 794 SH SOLE 794 0 0 HCA INC NOTE M/W CLBL NOTE M/W CLBL 404119BU2 5549 5 PRN SOLE 0 0 5 HP INC COM 40434L105 1517 50 SH SOLE 0 0 50 HALLIBURTON CO COM 406216101 1050 42 SH SOLE 0 0 42 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 73756 1674 SH SOLE 0 0 1674 HASBRO INC COM 418056107 5363 56 SH SOLE 56 0 0 HERCULES CAPITAL INC COM 427096508 8199 464 SH SOLE 0 0 464 HOME DEPOT INC COM 437076102 305942 823 SH SOLE 412 0 412 HONEYWELL INTL INC COM 438516106 103189 472 SH SOLE 227 0 245 HUNTINGTON BANCSHARES INC COM 446150104 1070 68 SH SOLE 0 0 68 INTEL CORP COM 458140100 16905 345 SH SOLE 0 0 345 INTERNATIONAL BUSINESS MACHS COM 459200101 6255 50 SH SOLE 0 0 50 INTERPUBLIC GROUP COS INC COM 460690100 1609 44 SH SOLE 0 0 44 INVESCO QQQ TR UNIT SER 1 46090E103 11528858 29859 SH SOLE 8982 0 20877 INTUIT COM 461202103 282321 451 SH SOLE 291 0 160 INVENTRUST PPTYS CORP COM USD0.001(POST REV SPLT) COM USD0.001(POST REV SPLT) 46124J201 3441 145 SH SOLE 145 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 112054291 710283 SH SOLE 236761 0 473522 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 27528 1031 SH SOLE 0 0 1031 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 41047 1859 SH SOLE 0 0 1859 ISHARES INC JP MRGN EM HI BD 464286285 6602 151 SH SOLE 0 0 151 ISHARES INC MSCI CDA ETF 464286509 5093 130 SH SOLE 0 0 130 ISHARES INC MSCI PAC JP ETF 464286665 22503 439 SH SOLE 0 0 439 ISHARES TR CORE S&P TTL STK 464287150 1259 12 SH SOLE 0 0 12 ISHARES TR US TRSPRTION 464287192 6498 24 SH SOLE 24 0 0 ISHARES TR CORE S&P500 ETF 464287200 39184 85 SH SOLE 49 0 36 ISHARES TR CORE US AGGBD ET 464287226 53193 464 SH SOLE 0 0 464 ISHARES TR IBOXX INV CP ETF 464287242 58598 439 SH SOLE 80 0 359 ISHARES TR GLOBAL TECH ETF 464287291 2177 36 SH SOLE 24 0 12 ISHARES TR GLOB HLTHCRE ETF 464287325 3843 44 SH SOLE 44 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 8062 97 SH SOLE 97 0 0 ISHARES TR LATN AMER 40 ETF 464287390 9229 368 SH SOLE 368 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1216 8 SH SOLE 0 0 8 ISHARES TR BARCLAYS 7 10 YR 464287440 82304 718 SH SOLE 239 0 479 ISHARES TR RUS MDCP VAL ETF 464287473 3578 30 SH SOLE 0 0 30 ISHARES TR RUS MD CP GR ETF 464287481 1681 14 SH SOLE 0 0 14 ISHARES TR CORE S&P MCP ETF 464287507 4180 15 SH SOLE 8 0 8 ISHARES TR RUS 2000 VAL ETF 464287630 27120 163 SH SOLE 163 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 12087 53 SH SOLE 18 0 35 ISHARES TR CORE S&P US VLU 464287663 1852 25 SH SOLE 25 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 30762 154 SH SOLE 0 0 154 ISHARES TR U.S. ENERGY ETF 464287796 29969 952 SH SOLE 476 0 476 ISHARES TR CORE S&P SCP ETF 464287804 4635 41 SH SOLE 41 0 0 ISHARES TR SP SMCP600VL ETF 464287879 104 1 SH SOLE 0 0 1 ISHARES TR AGENCY BOND ETF 464288166 590 5 SH SOLE 0 0 5 ISHARES TR MSCI ACWI ETF 464288257 5266 50 SH SOLE 0 0 50 ISHARES TR EAFE SML CP ETF 464288273 11438 150 SH SOLE 150 0 0 ISHARES TR JPMORGAN USD EMG 464288281 10549 96 SH SOLE 24 0 72 ISHARES TR NATIONAL MUN ETF 464288414 23536 203 SH SOLE 0 0 203 ISHARES TR MBS ETF 464288588 1294 12 SH SOLE 12 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 3881 65 SH SOLE 0 0 65 ISHARES TR ISHS 1-5YR INVS 464288646 148293 2731 SH SOLE 546 0 2185 ISHARES TR 10-20 YR TRS ETF 464288653 8869 60 SH SOLE 60 0 0 ISHARES TR GLOBAL MATER ETF 464288695 8792 99 SH SOLE 99 0 0 ISHARES TR U.S. MED DVC ETF 464288810 26691 408 SH SOLE 91 0 317 ISHARES TR EAFE VALUE ETF 464288877 6030 116 SH SOLE 77 0 39 ISHARES TR EAFE GRWTH ETF 464288885 78220 705 SH SOLE 118 0 588 ISHARES TR RUS TP200 VL ETF 464289420 6888 100 SH SOLE 0 0 100 ISHARES TR RUS TP200 GR ETF 464289438 9154 55 SH SOLE 0 0 55 ISHARES TR US TREAS BD ETF 46429B267 97271 3672 SH SOLE 734 0 2938 ISHARES TR CMBS ETF 46429B366 805 15 SH SOLE 0 0 15 ISHARES TR FLTG RATE NT ETF 46429B655 4063 80 SH SOLE 0 0 80 ISHARES TR MSCI CHINA ETF 46429B671 3600 52 SH SOLE 52 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 5661 73 SH SOLE 18 0 55 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 52313 1045 SH SOLE 0 0 1045 ISHARES U S ETF TR INT RT HDG C B 46431W705 8088 84 SH SOLE 84 0 0 ISHARES U S ETF TR INT RT HD LONG 46431W812 30640 1213 SH SOLE 1213 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 45972 324 SH SOLE 65 0 259 ISHARES TR MSCI USA SZE FT 46432F370 31114 230 SH SOLE 0 0 230 ISHARES TR MSCI USA VALUE 46432F388 64810 628 SH SOLE 126 0 502 ISHARES TR MSCI USA MMENTM 46432F396 1716 9 SH SOLE 9 0 0 ISHARES TR CORE MSCI EAFE 46432F842 22570 295 SH SOLE 0 0 295 ISHARES INC CORE MSCI EMKT 46434G103 3309 53 SH SOLE 0 0 53 ISHARES INC MSCI EMRG CHN 46434G764 7538 124 SH SOLE 124 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 26197 383 SH SOLE 0 0 383 ISHARES INC ESG AWR MSCI EM 46434G863 4396 105 SH SOLE 70 0 35 ISHARES TR 0-5YR INVT GR CP 46434V100 1593 31 SH SOLE 0 0 31 ISHARES TR 0-5YR HI YL CP 46434V407 121254 2662 SH SOLE 0 0 2662 ISHARES TR MSCI INTL QUALTY 46434V456 26852 675 SH SOLE 675 0 0 ISHARES TR CORE TOTAL USD 46434V613 4568 86 SH SOLE 86 0 0 ISHARES TR CORE MSCI EURO 46434V738 883 15 SH SOLE 0 0 15 ISHARES TR ESG AWR MSCI USA 46435G425 389137 3692 SH SOLE 738 0 2954 ISHARES TR FALN ANGLS USD 46435G474 542 18 SH SOLE 18 0 0 ISHARES TR CORE INTL AGGR 46435G672 8450 154 SH SOLE 0 0 154 ISHARES TR BROAD USD HIGH 46435U853 2891 70 SH SOLE 0 0 70 JPMORGAN CHASE & CO COM 46625H100 118074 695 SH SOLE 361 0 334 JETBLUE AWYS CORP COM 477143101 4069 290 SH SOLE 290 0 0 JOHNSON & JOHNSON COM 478160104 69876 429 SH SOLE 192 0 237 KANSAS ST DEV FIN AUTH TAXABLE BDS REV M/W TAXABLE BDS REV M/W 485429Y65 20870 20 PRN SOLE 0 0 20 KEYCORP COM 493267108 16289 700 SH SOLE 0 0 700 KIMBERLY-CLARK CORP COM 494368103 6863 53 SH SOLE 0 0 53 KOHLS CORP COM 500255104 971 20 SH SOLE 0 0 20 KOHLS CORPORATION NOTE M/W CLBL NOTE M/W CLBL 500255AU8 10851 10 PRN SOLE 0 0 10 KRANESHARES TR QUADRTC INT RT 500767736 10534 385 SH SOLE 385 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 93599 406 SH SOLE 211 0 195 LAS VEGAS SANDS CORP COM 517834107 582 15 SH SOLE 0 0 15 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 53111 1730 SH SOLE 0 0 1730 LIVENT CORP COM 53814L108 307542 10898 SH SOLE 6811 0 4087 LOWES COS INC COM 548661107 16134 69 SH SOLE 35 0 35 LUMINAR TECHNOLOGIES INC COM CL A 550424105 8195 500 SH SOLE 500 0 0 MSC INDL DIRECT INC CL A 553530106 1093 13 SH SOLE 0 0 13 MACYS INC COM 55616P104 1641 62 SH SOLE 0 0 62 MAIN STR CAP CORP COM 56035L104 7362 168 SH SOLE 0 0 168 MANNATECH INC COM NEW 563771203 81 2 SH SOLE 0 0 2 MARATHON PETE CORP COM 56585A102 1055 16 SH SOLE 0 0 16 MARKEL CORP COM 570535104 6566 5 SH SOLE 5 0 0 MARRIOTT INTL INC NEW CL A 571903202 456377 2852 SH SOLE 0 0 2852 MATCHAAH HOLDINGS INC COM COM 57667H106 2 100 SH SOLE 0 0 100 MCDONALDS CORP COM 580135101 100921 411 SH SOLE 198 0 213 MERCK & CO INC COM 58933Y105 18579 211 SH SOLE 106 0 106 METLIFE INC COM 59156R108 12560 200 SH SOLE 0 0 200 MICROSOFT CORP COM 594918104 272592 822 SH SOLE 356 0 466 MICROCHIP TECHNOLOGY INC. COM 595017104 60013 810 SH SOLE 405 0 405 MICRON TECHNOLOGY INC COM 595112103 12438 180 SH SOLE 0 0 180 MODERNA INC COM 60770K107 83541 242 SH SOLE 161 0 81 MOLSON COORS BEVERAGE CO CL B 60871R209 838 19 SH SOLE 0 0 19 NCS MULTISTAGE HLDGS INC COM NEW 628877201 26881 855 SH SOLE 855 0 0 NIO INC SPON ADS 62914V106 631 16 SH SOLE 16 0 0 NRG ENERGY INC COM NEW 629377508 997 25 SH SOLE 0 0 25 NATIONAL FUEL GAS CO NOTE M/W CLBL NOTE M/W CLBL 636180BP5 5582 5 PRN SOLE 0 0 5 NEWMONT CORP COM 651639106 5400 100 SH SOLE 100 0 0 NOVAVAX INC COM NEW 670002401 25450 171 SH SOLE 171 0 0 NOVO-NORDISK A S ADR 670100205 69492 631 SH SOLE 328 0 303 NUCOR CORP COM 670346105 325460 2915 SH SOLE 1767 0 1148 NUVEEN AMT FREE QLTY MUN INC COM 670657105 7939 523 SH SOLE 0 0 523 NVIDIA CORPORATION COM 67066G104 774169 3028 SH SOLE 1009 0 2019 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 8516 509 SH SOLE 0 0 509 OMNICOM GROUP INC COM 681919106 817 12 SH SOLE 0 0 12 OPENDOOR TECHNOLOGIES INC COM 683712103 6520 275 SH SOLE 275 0 0 ORACLE CORP COM 68389X105 58523 610 SH SOLE 610 0 0 ORGANON & CO COMMON STOCK 68622V106 772 21 SH SOLE 11 0 11 OTIS WORLDWIDE CORP COM 68902V107 362037 4508 SH SOLE 1503 0 3005 PNC FINL SVCS GROUP INC COM 693475105 63731 302 SH SOLE 157 0 145 PACKAGING CORP AMER COM 695156109 1236 9 SH SOLE 0 0 9 PACWEST BANCORP DEL COM 695263103 1234 26 SH SOLE 0 0 26 PALANTIR TECHNOLOGIES INC CL A 69608A108 8515 329 SH SOLE 329 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 7193 534 SH SOLE 0 0 534 PEPSICO INC COM 713448108 74498 461 SH SOLE 214 0 247 PFIZER INC COM 717081103 50957 1165 SH SOLE 259 0 906 PHILIP MORRIS INTL INC COM 718172109 1134 12 SH SOLE 0 0 12 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 10298 104 SH SOLE 104 0 0 PINTEREST INC CL A 72352L106 22320 500 SH SOLE 0 0 500 PIONEER NAT RES CO COM 723787107 5796 31 SH SOLE 31 0 0 PLUG POWER INC COM NEW 72919P202 76387 1996 SH SOLE 0 0 1996 PRICE T ROWE GROUP INC COM 74144T108 1518 7 SH SOLE 0 0 7 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1208 18 SH SOLE 0 0 18 PROCTER AND GAMBLE CO COM 742718109 102381 716 SH SOLE 332 0 384 PROSHARES TR PSHS ULT S&P 500 74347R107 28755 210 SH SOLE 0 0 210 PROSHARES TR ULTRAPRO QQQ 74347X831 195502 1260 SH SOLE 1260 0 0 PRUDENTIAL FINL INC COM 744320102 13756 125 SH SOLE 0 0 125 QVC INC NOTE M/W CLBL NOTE M/W CLBL 747262AU7 5331 5 PRN SOLE 0 0 5 QUANTUMSCAPE CORP COM CL A 74767V109 24599 850 SH SOLE 425 0 425 RAYTHEON TECHNOLOGIES CORP COM 75513E101 854833 9620 SH SOLE 4644 0 4976 REALTY INCOME CORP COM 756109104 5714 80 SH SOLE 0 0 80 ROBLOX CORP CL A 771049103 1344 16 SH SOLE 0 0 16 ROYCE VALUE TR INC COM 780910105 45163 2382 SH SOLE 0 0 2382 ROYCE MICRO-CAP TR INC COM 780915104 37827 3203 SH SOLE 0 0 3203 SPDR S&P 500 ETF TR TR UNIT 78462F103 67815610 147666 SH SOLE 55010 0 92656 SPDR SER TR ICE PFD SEC ETF 78464A292 1171 27 SH SOLE 0 0 27 SPDR SER TR PORTFOLIO LN COR 78464A367 84243 2645 SH SOLE 0 0 2645 SPDR SER TR PORTFOLIO INTRMD 78464A375 147487 4063 SH SOLE 0 0 4063 SPDR SER TR PORTFLI MORTGAGE 78464A383 2604 102 SH SOLE 0 0 102 SPDR SER TR PORTFOLIO SHORT 78464A474 4822 155 SH SOLE 0 0 155 SPDR SER TR PORTFOLIO LN TSR 78464A664 16059 382 SH SOLE 0 0 382 SPDR SER TR S&P REGL BKG 78464A698 11204 158 SH SOLE 158 0 0 SPDR SER TR S&P DIVID ETF 78464A763 35224 286 SH SOLE 95 0 191 SPDR SER TR PORTFOLIO S&P500 78464A854 131736 2440 SH SOLE 0 0 2440 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 53206 1111 SH SOLE 0 0 1111 SPDR SER TR BLOOMBERG BRCLYS 78468R622 41167 379 SH SOLE 0 0 379 SPDR SER TR SSGA US LRG ETF 78468R804 1429 10 SH SOLE 0 0 10 SABINE RTY TR UNIT BEN INT 785688102 42720 1000 SH SOLE 1000 0 0 SALESFORCE COM INC COM 79466L302 25174 84 SH SOLE 84 0 0 SANOFI SPONSORED ADR 80105N105 7312 145 SH SOLE 0 0 145 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 843 15 SH SOLE 15 0 0 SEA LTD SPONSORD ADS 81141R100 251150 731 SH SOLE 472 0 259 SEAGATE HDD CAYMAN NOTE M/W CLBL NOTE M/W CLBL 81180WAR2 5511 5 PRN SOLE 0 0 5 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4767 56 SH SOLE 0 0 56 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3346 25 SH SOLE 25 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 8678 151 SH SOLE 151 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8561 53 SH SOLE 27 0 27 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 23419 350 SH SOLE 0 0 350 SINCLAIR BROADCAST GROUP INC CL A 829226109 810 31 SH SOLE 0 0 31 SIXTH STREET SPECIALTY LENDN COM 83012A109 7629 320 SH SOLE 0 0 320 SMUCKER J M CO COM NEW 832696405 1106 9 SH SOLE 0 0 9 SONOCO PRODS CO COM 835495102 29960 517 SH SOLE 259 0 259 SOUTHEAST WIS PROFESSIONAL BAS REV BDS REV BDS 841531BD7 51202 55 PRN SOLE 55 0 0 SOUTHERN CO COM 842587107 16826 270 SH SOLE 0 0 270 SPROUTS FMRS MKT INC COM 85208M102 230854 10427 SH SOLE 6635 0 3792 STANDARD LITHIUM LTD COM 853606101 1706 150 SH SOLE 150 0 0 STARBUCKS CORP COM 855244109 1167 11 SH SOLE 0 0 11 STATE STR CORP COM 857477103 13501 137 SH SOLE 0 0 137 STEEL DYNAMICS INC COM 858119100 298285 4514 SH SOLE 2736 0 1778 STIFEL FINANCIAL CORP 6.25NON CUM DEP SHS REP CLBL CLBL 860630706 1028 38 SH SOLE 0 0 38 SUNOCO LOGISTICS PARTNERS OPER NOTE M/W CLBL NOTE M/W CLBL 86765BAU3 5432 5 PRN SOLE 0 0 5 TFS FINL CORP COM 87240R107 1187 61 SH SOLE 0 0 61 TJX COS INC NEW COM 872540109 1375 21 SH SOLE 0 0 21 T-MOBILE US INC COM 872590104 5406 47 SH SOLE 24 0 24 TAPESTRY INC COM 876030107 1520 39 SH SOLE 0 0 39 TARSUS PHARMACEUTICALS INC COM 87650L103 111 4 SH SOLE 4 0 0 TEGNA INC COM 87901J105 1199 61 SH SOLE 0 0 61 TESLA INC COM 88160R101 22280 20 SH SOLE 0 0 20 3M CO COM 88579Y101 8755 49 SH SOLE 0 0 49 TRINITY INDUSTRIES INC NOTE M/W CLBL NOTE M/W CLBL 896522AH2 5299 5 PRN SOLE 0 0 5 TYSON FOODS INC CL A 902494103 30229 378 SH SOLE 197 0 181 US BANCORP DEL COM NEW 902973304 61759 1023 SH SOLE 532 0 491 UNITED AIRLS HLDGS INC COM 910047109 26853 582 SH SOLE 0 0 582 UNITED PARCEL SERVICE INC CL B 911312106 142171 666 SH SOLE 299 0 367 UPSTART HLDGS INC COM 91680M107 17390 54 SH SOLE 27 0 27 VALERO ENERGY CORP COM 91913Y100 851 11 SH SOLE 0 0 11 VANECK ETF TRUST EMERGING MRKT HI 92189F353 26266 1150 SH SOLE 383 0 767 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 9017 173 SH SOLE 173 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 13555 125 SH SOLE 0 0 125 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 793 14 SH SOLE 14 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1976 39 SH SOLE 39 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 16745 243 SH SOLE 122 0 122 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1659 18 SH SOLE 0 0 18 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 72014 767 SH SOLE 256 0 511 VANGUARD INDEX FDS LARGE CAP ETF 922908637 11185 52 SH SOLE 52 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 10995 35 SH SOLE 35 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4738 20 SH SOLE 0 0 20 VERIZON COMMUNICATIONS INC COM 92343V104 3709 70 SH SOLE 70 0 0 VIACOMCBS INC CL B 92556H206 56865 1570 SH SOLE 785 0 785 VIATRIS INC COM 92556V106 1415 106 SH SOLE 15 0 91 VISA INC COM CL A 92826C839 71366 337 SH SOLE 169 0 169 VOLKSWAGEN AG ADR UNSPONSORED ADR UNSPONSORED 928662600 7305 224 SH SOLE 0 0 224 WABTEC COM 929740108 6351 70 SH SOLE 0 0 70 WALMART INC COM 931142103 70825 474 SH SOLE 316 0 158 WATSCO INC COM 942622200 1448 5 SH SOLE 0 0 5 WEBSTER FINL CORP CONN COM 947890109 16788 300 SH SOLE 0 0 300 WELLS FARGO CO NEW COM 949746101 131839 2577 SH SOLE 1155 0 1422 WELLS FARGO & COMPANY 4.75 DP SH 1/1000 PF A S CLBL CLBL 94988U151 4015 155 SH SOLE 0 0 155 WELLTOWER INC COM 95040Q104 8522 106 SH SOLE 0 0 106 WESTERN UN CO COM 959802109 674 37 SH SOLE 0 0 37 WISDOMTREE TR EM EX ST-OWNED 97717X578 64325 1695 SH SOLE 0 0 1695 WW INTL INC COM 98262P101 1736 100 SH SOLE 100 0 0 YUM BRANDS INC NOTE M/W CLBL NOTE M/W CLBL 988498AJ0 5225 5 PRN SOLE 0 0 5 ASSURED GUARANTY LTD COM G0585R106 3057 55 SH SOLE 0 0 55 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 64223 179 SH SOLE 90 0 90 EATON CORP PLC SHS G29183103 1648 10 SH SOLE 0 0 10 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 2035 69 SH SOLE 0 0 69 LINDE PLC SHS G5494J103 1277 4 SH SOLE 0 0 4 MEDTRONIC PLC SHS G5960L103 22054 184 SH SOLE 92 0 92 NVENT ELECTRIC PLC SHS G6700G107 1418 40 SH SOLE 0 0 40 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 1514 17 SH SOLE 0 0 17 ROYAL CARIBBEAN GROUP COM V7780T103 16042 190 SH SOLE 95 0 95