0001398344-23-014479.txt : 20230810 0001398344-23-014479.hdr.sgml : 20230810 20230810100911 ACCESSION NUMBER: 0001398344-23-014479 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUCKER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001870012 IRS NUMBER: 472909656 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-23225 FILM NUMBER: 231157660 BUSINESS ADDRESS: STREET 1: 1520 WEST CANAL COURT STREET 2: SUITE 100 CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: 303-734-1234 MAIL ADDRESS: STREET 1: 1520 WEST CANAL COURT STREET 2: SUITE 100 CITY: LITTLETON STATE: CO ZIP: 80120 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001870012 XXXXXXXX 06-30-2021 06-30-2021 false TUCKER ASSET MANAGEMENT LLC

1520 WEST CANAL COURT SUITE 100 LITTLETON CO 80120

13F HOLDINGS REPORT 028-23225 000174844 801-107110 N Lloyd Domingos 720-838-2627 /s/ Lloyd Domingos Littleton CO 06-09-2023 0 346 221337019 INFORMATION TABLE 2 fp0082986-13_13fhr-table.xml AT&T INC COM 00206R102 7224 251 SH SOLE 0 0 251 ABBOTT LABS COM 002824100 89962 776 SH SOLE 296 0 480 ABBVIE INC COM 00287Y109 4731 42 SH SOLE 14 0 28 ADAMS DIVERSIFIED EQUITY FD COM 006212104 2788 141 SH SOLE 141 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 39238 67 SH SOLE 0 0 67 ADVANCED MICRO DEVICES INC COM 007903107 15498 165 SH SOLE 83 0 83 ALBEMARLE CORP COM 012653101 5222 31 SH SOLE 0 0 31 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 20637 91 SH SOLE 46 0 46 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 8325 547 SH SOLE 0 0 547 ALPHABET INC CAP STK CL A 02079K305 119648 49 SH SOLE 49 0 0 ALTRIA GROUP INC COM 02209S103 9298 195 SH SOLE 0 0 195 AMAZON COM INC COM 023135106 99765 29 SH SOLE 10 0 19 AMERICAN AIRLS GROUP INC COM 02376R102 21210 1000 SH SOLE 1000 0 0 AMGEN INC COM 031162100 45825 188 SH SOLE 69 0 119 ANALOG DEVICES INC COM 032654105 52337 304 SH SOLE 118 0 186 APPLE INC COM 037833100 770811 5628 SH SOLE 3869 0 1759 ARES CAPITAL CORP COM 04010L103 7072 361 SH SOLE 0 0 361 ARES CAPITAL CORP NOTE M/W CLBL NOTE M/W CLBL 04010LAV5 5392 5 PRN SOLE 0 0 5 ARLINGTON TEX HIGHER ED FIN CO REV BDS CLBL REV BDS CLBL 041806BN9 22236 20 PRN SOLE 20 0 0 ARMADA HOFFLER PPTYS INC COM 04208T108 2658 200 SH SOLE 200 0 0 ASANA INC CL A 04342Y104 29588 477 SH SOLE 239 0 239 AVANGRID INC COM 05351W103 4989 97 SH SOLE 0 0 97 BP PLC SPONSORED ADR 055622104 274609 10394 SH SOLE 7932 0 2462 BK OF AMERICA CORP COM 060505104 60031 1456 SH SOLE 485 0 971 BANK OF AMERICA CORPORATION 6 NON CUM DEP SHS EACH R CLBL 6%NON CUM DEP SHS EACH R *CLBL 060505229 3450 126 SH SOLE 0 0 126 BANK NEW YORK MELLON CORP COM 064058100 10246 200 SH SOLE 0 0 200 BANK OZK COM 06417N103 284243 6742 SH SOLE 5145 0 1597 BARCLAYS BANK PLC NOTE M/W CLBL VAR NOTE M/W CLBL VAR 06738KMX6 32775 38 PRN SOLE 0 0 38 BARRICK GOLD CORP COM 067901108 8272 400 SH SOLE 400 0 0 BAYER AG ADR SPONSORED ADR SPONSORED 072730302 20650 1355 SH SOLE 0 0 1355 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 61976 223 SH SOLE 0 0 223 BLACKROCK MUNI INTER DR FD I COM 09253X102 8305 531 SH SOLE 0 0 531 BNY MELLON STRATEGIC MUN BD COM 09662E109 8329 1012 SH SOLE 0 0 1012 BOEING CO COM 097023105 284837 1189 SH SOLE 884 0 305 BOOKING HOLDINGS INC COM 09857L108 2188 1 SH SOLE 0 0 1 BRISTOL-MYERS SQUIBB CO COM 110122108 1203 18 SH SOLE 0 0 18 CMS ENERGY CORP 5.875 JNR SUB NTS 2079 5.875%JNR SUB NTS 2079 125896845 2024 73 SH SOLE 0 0 73 CVR ENERGY INC COM 12662P108 449 25 SH SOLE 0 0 25 CVS HEALTH CORP COM 126650100 5757 69 SH SOLE 0 0 69 CARNIVAL CORP UNIT 99/99/9999 143658300 8699 330 SH SOLE 0 0 330 CARRIER GLOBAL CORPORATION COM 14448C104 448141 9221 SH SOLE 0 0 9221 CELSIUS HLDGS INC COM NEW 15118V207 16740 220 SH SOLE 220 0 0 CHEVRON CORP NEW COM 166764100 92723 885 SH SOLE 322 0 563 CISCO SYS INC COM 17275R102 13674 258 SH SOLE 129 0 129 CITIGROUP INC COM NEW 172967424 70750 1000 SH SOLE 1000 0 0 CITIGROUP INC NOTE M/W CLBL NOTE M/W CLBL 172967BU4 19705 15 PRN SOLE 0 0 15 COCA COLA CO COM 191216100 32412 599 SH SOLE 0 0 599 COHEN & STEERS REIT & PFD & COM 19247X100 5253 193 SH SOLE 193 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 1773 7 SH SOLE 0 0 7 COLGATE PALMOLIVE CO COM 194162103 9518 117 SH SOLE 0 0 117 COMCAST CORP NEW CL A 20030N101 75095 1317 SH SOLE 512 0 805 CONOCOPHILLIPS COM 20825C104 54810 900 SH SOLE 350 0 550 CORPUS CHRISTI TEX UTIL SYS RE JR LIEN REV IMPT BDS CLBL JR LIEN REV IMPT BDS CLBL 220245SM7 10199 10 PRN SOLE 10 0 0 COSTCO WHSL CORP NEW COM 22160K105 19784 50 SH SOLE 50 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 51116 262 SH SOLE 102 0 160 CUMMINS INC COM 231021106 16335 67 SH SOLE 0 0 67 DBX ETF TR XTRACK USD HIGH 233051432 806 20 SH SOLE 20 0 0 DANAHER CORPORATION COM 235851102 2147 8 SH SOLE 0 0 8 DELEK US HLDGS INC NEW COM 24665A103 43 2 SH SOLE 0 0 2 DELTA AIR LINES INC DEL COM NEW 247361702 12978 300 SH SOLE 0 0 300 DIAGEO PLC SPON ADR NEW 25243Q205 52331 273 SH SOLE 106 0 167 DISNEY WALT CO COM 254687106 149405 850 SH SOLE 340 0 510 DIVERSIFIED HEALTHCARE TRUST 6.25 SR NT 01/02/46 USD CLBL 6.25% SR NT 01/02/46 USD *CLBL 25525P305 3844 155 SH SOLE 0 0 155 DOMINION ENERGY INC COM 25746U109 6695 91 SH SOLE 0 0 91 DOMINOS PIZZA INC COM 25754A201 4665 10 SH SOLE 10 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 49064 497 SH SOLE 0 0 497 DUPONT DE NEMOURS INC COM 26614N102 70288 908 SH SOLE 353 0 555 EQM MIDSTREAM PARTNERS LP NOTE M/W CLBL NOTE M/W CLBL 26885BAA8 5138 5 PRN SOLE 0 0 5 EASTMAN CHEM CO COM 277432100 1518 13 SH SOLE 0 0 13 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 427 100 SH SOLE 100 0 0 ENBRIDGE INC COM 29250N105 8969 224 SH SOLE 0 0 224 EVERGY INC COM 30034W106 24655 408 SH SOLE 159 0 249 EXXON MOBIL CORP COM 30231G102 160665 2547 SH SOLE 849 0 1698 F N B CORP COM 302520101 974 79 SH SOLE 0 0 79 FACEBOOK INC CL A 30303M102 34771 100 SH SOLE 100 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INDLS PROD DUR 33734X150 16517 280 SH SOLE 0 0 280 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 14085 245 SH SOLE 0 0 245 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 14845 496 SH SOLE 0 0 496 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 15175 585 SH SOLE 0 0 585 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 1573 23 SH SOLE 0 0 23 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1101 11 SH SOLE 0 0 11 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 47268 720 SH SOLE 180 0 540 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 44461 405 SH SOLE 101 0 304 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 15077 1043 SH SOLE 0 0 1043 FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 33736G106 4689 218 SH SOLE 0 0 218 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 6018 141 SH SOLE 0 0 141 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 53561 855 SH SOLE 190 0 665 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 16449 588 SH SOLE 147 0 441 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 1507 20 SH SOLE 0 0 20 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 12181 498 SH SOLE 0 0 498 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 31687 660 SH SOLE 165 0 495 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 7471 154 SH SOLE 0 0 154 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 10604 185 SH SOLE 0 0 185 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 34445 717 SH SOLE 0 0 717 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 776 25 SH SOLE 0 0 25 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 29798 611 SH SOLE 153 0 458 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 348 10 SH SOLE 0 0 10 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 152547 2997 SH SOLE 749 0 2248 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 44775 747 SH SOLE 187 0 560 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 7574 142 SH SOLE 0 0 142 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 55184577 1028939 SH SOLE 374422 0 654518 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 48792 1605 SH SOLE 357 0 1248 FLOWERS FOODS INC COM 343498101 1137 47 SH SOLE 0 0 47 FORD MTR CO DEL COM 345370860 1486 100 SH SOLE 100 0 0 FREEPORT-MCMORAN INC CL B 35671D857 3117 84 SH SOLE 0 0 84 GALLAGHER ARTHUR J & CO COM 363576109 50009 357 SH SOLE 139 0 218 GENERAL MLS INC COM 370334104 4204 69 SH SOLE 35 0 35 GEORGIA MUN ELEC AUTH PWR REV REV BDS M/W REV BDS M/W 373541X97 22389 20 PRN SOLE 0 0 20 GILEAD SCIENCES INC COM 375558103 56465 820 SH SOLE 287 0 533 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6690 168 SH SOLE 0 0 168 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 13695 189 SH SOLE 0 0 189 GOLD RESOURCE CORP COM 38068T105 258 100 SH SOLE 100 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10247 27 SH SOLE 27 0 0 GOLUB CAP BDC INC COM 38173M102 5505 357 SH SOLE 0 0 357 HCA INC NOTE M/W CLBL NOTE M/W CLBL 404119BU2 5653 5 PRN SOLE 0 0 5 HP INC COM 40434L105 1510 50 SH SOLE 0 0 50 HALLIBURTON CO COM 406216101 971 42 SH SOLE 0 0 42 HASBRO INC COM 418056107 5293 56 SH SOLE 56 0 0 HERCULES CAPITAL INC COM 427096508 7916 464 SH SOLE 0 0 464 HOME DEPOT INC COM 437076102 167417 525 SH SOLE 193 0 332 HONEYWELL INTL INC COM 438516106 78527 358 SH SOLE 125 0 233 HUNTINGTON BANCSHARES INC COM 446150104 970 68 SH SOLE 0 0 68 INTEL CORP COM 458140100 12351 220 SH SOLE 0 0 220 INTERNATIONAL BUSINESS MACHS COM 459200101 7330 50 SH SOLE 0 0 50 INTERPUBLIC GROUP COS INC COM 460690100 1430 44 SH SOLE 0 0 44 INVESCO QQQ TR UNIT SER 1 46090E103 7543334 21283 SH SOLE 8739 0 12544 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 92153478 611381 SH SOLE 211796 0 399585 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 28476 1031 SH SOLE 0 0 1031 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 41155 1858 SH SOLE 0 0 1858 ISHARES INC JP MRGN EM HI BD 464286285 6904 151 SH SOLE 0 0 151 ISHARES INC MSCI CDA ETF 464286509 4845 130 SH SOLE 130 0 0 ISHARES INC MSCI PAC JP ETF 464286665 22701 439 SH SOLE 439 0 0 ISHARES TR CORE S&P TTL STK 464287150 1185 12 SH SOLE 0 0 12 ISHARES TR CORE S&P500 ETF 464287200 36113 84 SH SOLE 42 0 42 ISHARES TR CORE US AGGBD ET 464287226 53513 464 SH SOLE 0 0 464 ISHARES TR IBOXX INV CP ETF 464287242 59118 440 SH SOLE 80 0 360 ISHARES TR GLOBAL TECH ETF 464287291 2025 6 SH SOLE 4 0 2 ISHARES TR S&P 500 VAL ETF 464287408 1181 8 SH SOLE 0 0 8 ISHARES TR BARCLAYS 7 10 YR 464287440 68255 591 SH SOLE 0 0 591 ISHARES TR CORE S&P MCP ETF 464287507 4031 15 SH SOLE 8 0 8 ISHARES TR RUSSELL 2000 ETF 464287655 17891 78 SH SOLE 20 0 59 ISHARES TR CORE S&P US VLU 464287663 1799 25 SH SOLE 25 0 0 ISHARES TR S&P MC 400VL ETF 464287705 6215 59 SH SOLE 0 0 59 ISHARES TR U.S. FIN SVC ETF 464287770 28525 154 SH SOLE 0 0 154 ISHARES TR U.S. ENERGY ETF 464287796 27636 950 SH SOLE 0 0 950 ISHARES TR CORE S&P SCP ETF 464287804 4632 41 SH SOLE 41 0 0 ISHARES TR SP SMCP600VL ETF 464287879 6537 62 SH SOLE 0 0 62 ISHARES TR S&P SML 600 GWT 464287887 5836 44 SH SOLE 0 0 44 ISHARES TR AGENCY BOND ETF 464288166 592 5 SH SOLE 0 0 5 ISHARES TR MSCI ACWI ETF 464288257 5060 50 SH SOLE 0 0 50 ISHARES TR JPMORGAN USD EMG 464288281 10796 96 SH SOLE 24 0 72 ISHARES TR MBS ETF 464288588 1299 12 SH SOLE 12 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 3934 65 SH SOLE 0 0 65 ISHARES TR ISHS 1-5YR INVS 464288646 149686 2731 SH SOLE 546 0 2185 ISHARES TR U.S. MED DVC ETF 464288810 24551 68 SH SOLE 15 0 53 ISHARES TR EAFE VALUE ETF 464288877 3261 63 SH SOLE 63 0 0 ISHARES TR EAFE GRWTH ETF 464288885 73487 685 SH SOLE 125 0 560 ISHARES SILVER TR ISHARES 46428Q109 14532 600 SH SOLE 600 0 0 ISHARES TR US TREAS BD ETF 46429B267 97675 3672 SH SOLE 734 0 2938 ISHARES TR CMBS ETF 46429B366 761 14 SH SOLE 0 0 14 ISHARES TR FLTG RATE NT ETF 46429B655 4066 80 SH SOLE 0 0 80 ISHARES TR MSCI USA MIN VOL 46429B697 5374 73 SH SOLE 18 0 55 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 52422 1045 SH SOLE 0 0 1045 ISHARES TR MSCI USA QLT FCT 46432F339 6644 50 SH SOLE 0 0 50 ISHARES TR MSCI USA SZE FT 46432F370 29767 230 SH SOLE 0 0 230 ISHARES TR MSCI USA VALUE 46432F388 65978 628 SH SOLE 126 0 502 ISHARES TR MSCI USA MMENTM 46432F396 1561 9 SH SOLE 9 0 0 ISHARES TR CORE MSCI EAFE 46432F842 22084 295 SH SOLE 0 0 295 ISHARES INC CORE MSCI EMKT 46434G103 737 11 SH SOLE 0 0 11 ISHARES INC MSCI JPN ETF NEW 46434G822 25868 383 SH SOLE 383 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 4741 105 SH SOLE 70 0 35 ISHARES TR 0-5YR INVT GR CP 46434V100 2436 47 SH SOLE 0 0 47 ISHARES TR 0-5YR HI YL CP 46434V407 122612 2662 SH SOLE 0 0 2662 ISHARES TR CORE TOTAL USD 46434V613 4600 86 SH SOLE 86 0 0 ISHARES TR CORE MSCI EURO 46434V738 859 15 SH SOLE 0 0 15 ISHARES TR ESG AWR MSCI USA 46435G425 363354 3690 SH SOLE 527 0 3163 ISHARES TR FALN ANGLS USD 46435G474 539 18 SH SOLE 18 0 0 ISHARES TR CORE INTL AGGR 46435G672 20883 379 SH SOLE 0 0 379 ISHARES TR BROAD USD HIGH 46435U853 2920 70 SH SOLE 0 0 70 JPMORGAN CHASE & CO COM 46625H100 52884 340 SH SOLE 132 0 208 JEA FLA BULK PWR SUPPLY 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SOLE 0 0 100 MAXIM INTEGRATED PRODS INC COM 57772K101 1686 16 SH SOLE 0 0 16 MCDONALDS CORP COM 580135101 102098 442 SH SOLE 155 0 287 MERCK & CO INC COM 58933Y105 19209 247 SH SOLE 82 0 165 METLIFE INC COM 59156R108 11970 200 SH SOLE 0 0 200 MICROSOFT CORP COM 594918104 134637 497 SH SOLE 189 0 308 MICROCHIP TECHNOLOGY INC. COM 595017104 49414 330 SH SOLE 122 0 208 MICRON TECHNOLOGY INC COM 595112103 9348 110 SH SOLE 55 0 55 MODERNA INC COM 60770K107 56395 240 SH SOLE 160 0 80 MOLSON COORS BEVERAGE CO CL B 60871R209 1020 19 SH SOLE 0 0 19 NCS MULTISTAGE HLDGS INC COM NEW 628877201 25248 855 SH SOLE 855 0 0 NIO INC SPON ADS 62914V106 851 16 SH SOLE 16 0 0 NRG ENERGY INC COM NEW 629377508 1008 25 SH SOLE 0 0 25 NATIONAL FUEL GAS CO NOTE M/W CLBL NOTE M/W CLBL 636180BP5 5644 5 PRN SOLE 0 0 5 NEW YORK N Y CITY HSG DEV CORP BDS REV BDS REV 64972EFV6 10260 10 PRN SOLE 0 0 10 NOVO-NORDISK A S ADR 670100205 52021 621 SH SOLE 242 0 380 NUCOR CORP COM 670346105 379499 3956 SH SOLE 2942 0 1014 NUVEEN AMT FREE QLTY MUN INC COM 670657105 8211 523 SH SOLE 0 0 523 NVIDIA CORPORATION COM 67066G104 600875 751 SH SOLE 0 0 751 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 8760 509 SH SOLE 0 0 509 OMNICOM GROUP INC COM 681919106 960 12 SH SOLE 0 0 12 ORACLE CORP COM 68389X105 47482 610 SH SOLE 610 0 0 ORGANON & CO COMMON STOCK 68622V106 726 24 SH SOLE 8 0 16 OTIS WORLDWIDE CORP COM 68902V107 376960 4610 SH SOLE 0 0 4610 PNC FINL SVCS GROUP INC COM 693475105 53222 279 SH SOLE 109 0 171 PACKAGING CORP AMER COM 695156109 1219 9 SH SOLE 0 0 9 PACWEST BANCORP DEL COM 695263103 1070 26 SH SOLE 0 0 26 PALANTIR TECHNOLOGIES INC CL A 69608A108 9990 379 SH SOLE 379 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 6792 534 SH SOLE 0 0 534 PEOPLES UNITED FINANCIAL INC COM 712704105 1046 61 SH SOLE 0 0 61 PEPSICO INC COM 713448108 56008 378 SH SOLE 126 0 252 PFIZER INC COM 717081103 33247 849 SH SOLE 0 0 849 PHILIP MORRIS INTL INC COM 718172109 1189 12 SH SOLE 0 0 12 PINTEREST INC CL A 72352L106 39475 500 SH SOLE 500 0 0 PIONEER NAT RES CO COM 723787107 2763 17 SH SOLE 17 0 0 PLUG POWER INC COM NEW 72919P202 68243 1996 SH SOLE 0 0 1996 PRICE T ROWE GROUP INC COM 74144T108 1386 7 SH SOLE 0 0 7 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1137 18 SH SOLE 0 0 18 PROCTER AND GAMBLE CO COM 742718109 77450 574 SH SOLE 191 0 383 PROSHARES TR PSHS ULT S&P 500 74347R107 29119 244 SH SOLE 0 0 244 PROSHARES TR ULTRAPRO QQQ 74347X831 154350 1260 SH SOLE 1260 0 0 PRUDENTIAL FINL INC COM 744320102 12809 125 SH SOLE 0 0 125 QVC INC NOTE M/W CLBL NOTE M/W CLBL 747262AU7 5340 5 PRN SOLE 0 0 5 QUANTUMSCAPE CORP COM CL A 74767V109 21506 735 SH SOLE 368 0 368 RAYTHEON TECHNOLOGIES CORP COM 75513E101 822132 9637 SH SOLE 3212 0 6425 REALTY INCOME CORP COM 756109104 5339 80 SH SOLE 0 0 80 RHODE ISLAND HSG & MTG FIN COR HOMEOWNERSHIP OPPORTUNITY REV HOMEOWNERSHIP OPPORTUNITY REV 76221TCW7 15100 15 PRN SOLE 0 0 15 ROBLOX CORP CL A 771049103 1440 16 SH SOLE 0 0 16 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 48654 1253 SH SOLE 487 0 766 SK3 GROUP INC COM COM 78440L107 50 250000 SH SOLE 0 0 250000 SPDR S&P 500 ETF TR TR UNIT 78462F103 52851712 123468 SH SOLE 52124 0 71344 SPDR SER TR ICE PFD SEC ETF 78464A292 1194 27 SH SOLE 0 0 27 SPDR SER TR PORTFOLIO LN COR 78464A367 84058 2645 SH SOLE 0 0 2645 SPDR SER TR PORTFOLIO INTRMD 78464A375 149112 4063 SH SOLE 0 0 4063 SPDR SER TR PORTFLI MORTGAGE 78464A383 2638 102 SH SOLE 0 0 102 SPDR SER TR PORTFOLIO SHORT 78464A474 4852 155 SH SOLE 0 0 155 SPDR SER TR PORTFOLIO LN TSR 78464A664 15777 382 SH SOLE 0 0 382 SPDR SER TR S&P DIVID ETF 78464A763 34972 286 SH SOLE 95 0 191 SPDR SER TR PORTFOLIO S&P500 78464A854 122805 2440 SH SOLE 0 0 2440 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 53784 1111 SH SOLE 0 0 1111 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5401 11 SH SOLE 0 0 11 SPDR SER TR BLOOMBERG BRCLYS 78468R622 41675 379 SH SOLE 0 0 379 SPDR SER TR SSGA US LRG ETF 78468R804 1331 10 SH SOLE 0 0 10 SABINE RTY TR UNIT BEN INT 785688102 40320 1000 SH SOLE 1000 0 0 SALESFORCE COM INC COM 79466L302 23206 95 SH SOLE 95 0 0 SAN MARCOS CALIF REDEV AGY SUC TAX ALLOC REF BDS TAX ALLOC REF BDS 79876CBB3 15536 15 PRN SOLE 0 0 15 SANOFI SPONSORED ADR 80105N105 7636 145 SH SOLE 0 0 145 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 853 15 SH SOLE 15 0 0 SEAGATE HDD CAYMAN NOTE M/W CLBL NOTE M/W CLBL 81180WAR2 5513 5 PRN SOLE 0 0 5 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4609 56 SH SOLE 0 0 56 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 22131 350 SH SOLE 0 0 350 SINCLAIR BROADCAST GROUP INC CL A 829226109 1030 31 SH SOLE 0 0 31 SIXTH STREET SPECIALTY LENDN COM 83012A109 7101 320 SH SOLE 0 0 320 SMUCKER J M CO COM NEW 832696405 1166 9 SH SOLE 0 0 9 SONOCO PRODS CO COM 835495102 25623 383 SH SOLE 141 0 242 SOUTHEAST WIS PROFESSIONAL BAS REV BDS REV BDS 841531BD7 51472 55 PRN SOLE 55 0 0 SOUTHERN CO COM 842587107 16338 270 SH SOLE 0 0 270 SPROUTS FMRS MKT INC COM 85208M102 274617 11051 SH SOLE 8501 0 2550 STARBUCKS CORP COM 855244109 1230 11 SH SOLE 0 0 11 STATE STR CORP COM 857477103 11272 137 SH SOLE 0 0 137 STEEL DYNAMICS INC COM 858119100 354322 5945 SH SOLE 4459 0 1486 STIFEL FINANCIAL CORP 6.25 NON CUM DEP SHS REP 6.25%NON CUM DEP SHS REP 860630706 1041 38 SH SOLE 0 0 38 SUNOCO LOGISTICS PARTNERS OPER NOTE M/W CLBL NOTE M/W CLBL 86765BAU3 5504 5 PRN SOLE 0 0 5 TFS FINL CORP COM 87240R107 1238 61 SH SOLE 0 0 61 TJX COS INC NEW COM 872540109 1416 21 SH SOLE 0 0 21 T-MOBILE US INC COM 872590104 6807 47 SH SOLE 24 0 24 TAPESTRY INC COM 876030107 1696 39 SH SOLE 0 0 39 TARSUS PHARMACEUTICALS INC COM 87650L103 116 4 SH SOLE 4 0 0 TEGNA INC COM 87901J105 1144 61 SH SOLE 0 0 61 TELEPHONE & DATA SYSTEMS INC 5.875 PRF USD25 5.875% PRF USD25 879433795 4080 155 SH SOLE 0 0 155 TESLA INC COM 88160R101 13594 20 SH SOLE 0 0 20 3M CO COM 88579Y101 11123 56 SH SOLE 0 0 56 TRIBOROUGH BRDG & TUNL AUTH N REV BDS M/W REV BDS M/W 89602NVD3 15210 15 PRN SOLE 0 0 15 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 3880 400 SH SOLE 400 0 0 TRINITY INDUSTRIES INC NOTE M/W CLBL NOTE M/W CLBL 896522AH2 5326 5 PRN SOLE 0 0 5 TYSON FOODS INC CL A 902494103 23013 312 SH SOLE 121 0 191 US BANCORP DEL COM NEW 902973304 51330 901 SH SOLE 332 0 569 U M H PROPERTIES INC 6.75 CUM RED PFD SER C 6.75% CUM RED PFD SER C 903002400 2017 77 SH SOLE 0 0 77 UNILEVER PLC SPON ADR NEW 904767704 22347 382 SH SOLE 149 0 233 UNITED AIRLS HLDGS INC COM 910047109 30433 582 SH SOLE 0 0 582 UNITED PARCEL SERVICE INC CL B 911312106 118959 572 SH SOLE 182 0 390 UNITEDHEALTH GROUP INC COM 91324P102 22825 57 SH SOLE 57 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 2001 9 SH SOLE 9 0 0 VALERO ENERGY CORP COM 91913Y100 859 11 SH SOLE 0 0 11 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 7976 334 SH SOLE 0 0 334 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8913 173 SH SOLE 173 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 799 14 SH SOLE 14 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2118 39 SH SOLE 39 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 10358 154 SH SOLE 154 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 72919 767 SH SOLE 256 0 511 VANGUARD INDEX FDS LARGE CAP ETF 922908637 10439 52 SH SOLE 52 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 10038 35 SH SOLE 35 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4456 20 SH SOLE 0 0 20 VERIZON COMMUNICATIONS INC COM 92343V104 4987 89 SH SOLE 59 0 30 VIACOMCBS INC CL B 92556H206 51438 1138 SH SOLE 398 0 740 VIATRIS INC COM 92556V106 1472 103 SH SOLE 0 0 103 VISA INC COM CL A 92826C839 78797 337 SH SOLE 169 0 169 WABTEC COM 929740108 5761 70 SH SOLE 0 0 70 WALMART INC COM 931142103 28204 200 SH SOLE 0 0 200 WATSCO INC COM 942622200 1433 5 SH SOLE 0 0 5 WELLS FARGO CO NEW COM 949746101 108198 2389 SH SOLE 727 0 1662 WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 820 57 SH SOLE 57 0 0 WELLS FARGO & COMPANY 4.75 DP SH 1/1000 PF A S CLBL 4.75 DP SH 1/1000 PF A S *CLBL 94988U151 4053 155 SH SOLE 0 0 155 WELLTOWER INC COM 95040Q104 8809 106 SH SOLE 0 0 106 WESTERN UN CO COM 959802109 850 37 SH SOLE 0 0 37 WISDOMTREE TR EM EX ST-OWNED 97717X578 71309 1695 SH SOLE 0 0 1695 WW INTL INC COM 98262P101 3614 100 SH SOLE 100 0 0 YUM BRANDS INC NOTE M/W CLBL NOTE M/W CLBL 988498AJ0 5250 5 PRN SOLE 0 0 5 ASSURED GUARANTY LTD COM G0585R106 2611 55 SH SOLE 0 0 55 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 51293 174 SH SOLE 68 0 106 EATON CORP PLC SHS G29183103 1482 10 SH SOLE 0 0 10 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1653 69 SH SOLE 0 0 69 LINDE PLC SHS G5494J103 1156 4 SH SOLE 0 0 4 MEDTRONIC PLC SHS G5960L103 22840 184 SH SOLE 92 0 92 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 294894 10027 SH SOLE 7652 0 2375 NVENT ELECTRIC PLC SHS G6700G107 1250 40 SH SOLE 0 0 40 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 1495 17 SH SOLE 0 0 17 ROYAL CARIBBEAN GROUP COM V7780T103 9807 115 SH SOLE 0 0 115