0001213900-21-064806.txt : 20211210
0001213900-21-064806.hdr.sgml : 20211210
20211210204653
ACCESSION NUMBER: 0001213900-21-064806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211207
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cappell Anthony
CENTRAL INDEX KEY: 0001897431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41123
FILM NUMBER: 211486758
MAIL ADDRESS:
STREET 1: C/O CHICAGO ATLANTIC REAL ESTATE FINANCE
STREET 2: 420 NORTH WABASH AVENUE, SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicago Atlantic Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001867949
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 863125132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 NORTH WABASH AVENUE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 809-7002
MAIL ADDRESS:
STREET 1: 420 NORTH WABASH AVENUE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
ownership.xml
X0306
4
2021-12-07
0
0001867949
Chicago Atlantic Real Estate Finance, Inc.
REFI
0001897431
Cappell Anthony
CHICAGO ATLANTIC REAL ESTATE FINANCE INC
420 NORTH WABASH AVENUE, SUITE 500
CHICAGO
IL
60611
1
1
0
0
Chief Executive Officer
Common Stock
2021-12-07
4
P
0
156250
16.00
A
156250
D
Common Stock
6745
I
Held through ownership of interests in Chicago Atlantic Fund, LLC
Common Stock
6622
I
Held through ownership of interests in Chicago Atlantic Fund QP, LLC
On December 7, 2021, Mr. Cappell purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
Included in the 6,745 shares are 1,775 shares held directly, and 4,970 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC
Included in the 6,622 shares are 4,677 shares held directly, and 1,945 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic QP Fund, LLC.
All of the shares held by Mr. Cappell are subject to a 180-day lockup that ends on June 5, 2022.
/s/ Anthony Cappell
2021-12-10